-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjaQgAqELFZro0ST1HjytwcfEODdxDu2Gct2eB47jWnOlBs2vld9HigIw/WKOucr dwEWPXlwaz744FtzgtWxyg== 0001179110-05-017066.txt : 20050826 0001179110-05-017066.hdr.sgml : 20050826 20050826165959 ACCESSION NUMBER: 0001179110-05-017066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050825 FILED AS OF DATE: 20050826 DATE AS OF CHANGE: 20050826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTLEMAN PETER M CENTRAL INDEX KEY: 0001239594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50856 FILM NUMBER: 051052608 BUSINESS ADDRESS: STREET 1: WHITNEY & CO. STREET 2: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuroMetrix, Inc. CENTRAL INDEX KEY: 0001289850 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043308180 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 62 FOURTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 890-9989 MAIL ADDRESS: STREET 1: 62 FOURTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml FORM 4 - X0202 4 2005-08-25 0 0001289850 NeuroMetrix, Inc. NURO 0001239594 CASTLEMAN PETER M 177 BROAD STREET, 15TH FLOOR STAMFORD CT 06901 0 0 1 0 Common Stock 2005-08-25 4 J 0 781177 0 D 1599310 I See footnote 1. Common Stock 2005-08-25 4 J 0 18823 0 D 38537 I See footnote 2. Common Stock 2005-08-25 4 J 0 44430 0 A 126203 D Shares owned by J. H. Whitney III, L.P. The undersigned is a member of J. H. Whitney Equity Partners III, L.L.C., the general partner of J. H. Whitney III, L.P., and has an interest in a limited partner of J. H. Whitney III, L.P. The undersigned may be deemed to share voting and dispositive power with respect to such shares. The undersigned disclaims beneficial ownership of such shares except to the extent of his proportionate interest. Shares owned by Whitney Strategic Partners III, L.P. The undersigned is a member of J. H. Whitney Equity Partners III, L.L.C., the general partner of Whitney Strategic Partners III, L.P. The undersigned may be deemed to share voting and dispositive power with respect to such shares. The undersigned disclaims beneficial ownership of such shares except to the extent of his proportionate interest. Securities distributed to partners of J. H . Whitney III, L.P. on a pro-rata basis in accordance with the Partnership Agreement. Securities distributed to partners of Whitney Strategic Partners III, L.P. on a pro-rata basis in accordance with the Partnership Agreement. The undersigned received 41,337 shares of Common Stock from J. H. Whitney III, L.P.and 3,093 shares of Common Stock from Whitney Strategic Partners III, L.P. Peter M. Castleman, By: Daniel J. O'Brien, Attorney-in-Fact 2005-08-26 -----END PRIVACY-ENHANCED MESSAGE-----