0001104659-23-018726.txt : 20230210 0001104659-23-018726.hdr.sgml : 20230210 20230210190047 ACCESSION NUMBER: 0001104659-23-018726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220802 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gozani Shai CENTRAL INDEX KEY: 0001297259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33351 FILM NUMBER: 23614085 MAIL ADDRESS: STREET 1: C/O NEUROMETRIX, INC. STREET 2: 62 FOURTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuroMetrix, Inc. CENTRAL INDEX KEY: 0001289850 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043308180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 890-9989 MAIL ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 tm236400-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-02 0 0001289850 NeuroMetrix, Inc. NURO 0001297259 Gozani Shai C/O NEUROMETRIX, INC. 4B GILL STREET WOBURN MA 01801 1 1 0 0 President & CEO Common Stock 2022-08-02 4 M 0 5086 A 56606 D Common Stock 2022-08-02 4 F 0 1493 3.59 D 55113 D Common Stock 2022-11-02 4 M 0 5086 A 60199 D Common Stock 2022-11-02 4 F 0 1154 1.57 D 59045 D Common Stock 2023-02-02 4 M 0 5086 A 64131 D Common Stock 2023-02-02 4 F 0 2658 1.92 D 61473 D Restricted Stock Unit 2022-08-02 4 M 0 5086 0 D Common Stock 5086 55943 D Restricted Stock Unit 2022-11-02 4 M 0 5086 0 D Common Stock 5086 50857 D Restricted Stock Unit 2023-02-02 4 M 0 5086 0 D Common Stock 5086 45771 D Restricted stock units convert into common stock on a one-for-one basis. On May 24, 2022, the reporting person was granted 61,029 restricted stock units, which vest in equal quarterly installments over three years beginning on 8/2/2022. /s/ Thomas T. Higgins, Attorney-in-fact 2023-02-10