0001193125-15-059342.txt : 20150224 0001193125-15-059342.hdr.sgml : 20150224 20150224095233 ACCESSION NUMBER: 0001193125-15-059342 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150217 0000916791 0000023061 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 Debt Securities FILER: COMPANY DATA: COMPANY CONFORMED NAME: CABCO SERIES 2004-101 TRUST (GOLDMAN SACHS CAPITAL I) CENTRAL INDEX KEY: 0001289838 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 223281571 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32193 FILM NUMBER: 15642045 BUSINESS ADDRESS: STREET 1: 68 SOUTH SERVICE ROAD STREET 2: SUITE 120 CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 6315874700 MAIL ADDRESS: STREET 1: 68 SOUTH SERVICE ROAD STREET 2: SUITE 120 CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: CORPORATE ASSET BACKED CORP CABCO SERIES 2004-101 TRUST DATE OF NAME CHANGE: 20040510 8-K 1 d879040d8k.htm FORM 8-K Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) February 17, 2015

 

 

Corporate Asset Backed Corporation, on behalf of

CABCO Series 2004-101 Trust (Goldman Sachs Capital I)

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-32193   22-3281571

(State or other jurisdiction

of incorporation)

  

(Commission

file number)

  

(I.R.S. employer

identification no.)

 

68 South Service Road

Suite 120

Melville, New York

   11747
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (631) 587-4700

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provision (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01. Other Events.

This current report on Form 8-K relates to the quarterly distribution reported to the holders of CABCO Series 2004-101 Trust (Goldman Sachs Capital I) (the “Trust”) Floating Rate Callable Certificates (the “Certificates”) relating to the 6.345% Goldman Sachs Capital I Capital Securities due February 15, 2034 (the “GS Securities”), which was made on February 17, 2015.

The Trust was created by the Trust Agreement, dated as of May 20, 2004, between Corporate Asset Backed Corporation, as the depositor (the “Depositor”), and U.S. Bank Trust National Association, as trustee (the “Trustee”), providing for the issuance of $150,000,000 aggregate certificate principal balance of Certificates. The Certificates do not represent obligations of or interests in the Depositor or the Trustee. The Certificates represent beneficial interests in the Trust. The Trust’s assets consist primarily of $150,000,000 principal amount of the GS Securities, all payments on or collections in respect of the GS Securities due on and after May 20, 2004, and the rights of the Trust under the Swap Agreement, dated as of May 20, 2004, between the Trust and UBS AG, as the swap counterparty. The Goldman Sachs Group, Inc., the guarantor of the GS Securities, is subject to the informational requirements of the Securities Exchange Act of 1934, and in accordance with those requirements files periodic and current reports and other information (including financial information) with the Securities and Exchange Commission (“SEC”) (File No. 001-14965). You may read and copy any reports, statements and other information filed by The Goldman Sachs Group, Inc. with the SEC (a) over the Internet at the SEC website at http://www.sec.gov containing reports, proxy statements and other information regarding registrants that file electronically with the SEC and (b) at the SEC’s public reference room at 450 Fifth Street, N.W., Washington, D.C. 20549. You can also request copies of these documents upon payment of a copying fee, by writing to the SEC’s public reference room at 450 Fifth Street, N.W., Washington, D.C. 20549. Please call the SEC at (800) SEC-0330 for further information on The Goldman Sachs Group, Inc. and please refer to these periodic and current reports filed with the SEC.

 

Item 9.01. Financial Statements and Exhibits.

(c) Exhibits.

 

99.1 Trustee’s Distribution Report with respect to the February 17, 2015 Distribution Date for the CABCO Series 2004-101 Trust (Goldman Sachs Capital I).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

CORPORATE ASSET BACKED CORPORATION, as Depositor of CABCO Series 2004-101 Trust (Goldman Sachs Capital I)
By:

/s/ Lee Thompson

Name: Lee Thompson
Title: Vice President

Date: February 23, 2015

EXHIBIT INDEX

 

Exhibit

     
99.1    Trustee’s Distribution Report with respect to the February 17, 2015 Distribution Date for the CABCO Series 2004-101 Trust (Goldman Sachs Capital I).
 EX-99.1 2 d879040dex991.htm EX-99.1 EX-99.1

Exhibit No. 99.1

TRUSTEE’S DISTRIBUTION REPORT

To the Holders of:

CABCO Series 2004-101 Trust (Goldman Sachs Capital I) (the “Trust”) Floating Rate Callable Certificates, CUSIP: 12679N 203 (the “Certificates”).

U.S. Bank Trust National Association, as trustee (the “Trustee”) for the Trust hereby gives notice with respect to the distribution occurring on February 17, 2015 (the “Distribution Date”) as follows:

 

  1. The aggregate amount of the distribution payable to the certificate holders on the Distribution Date allocable to principal and premium, if any, and interest expressed as a dollar amount, is as set forth below:

 

Principal     Interest     Premium     Total Distribution  
$ 0.00      $ 1,245,833.33      $ 0.00      $ 1,245,833.33   

 

  2. The applicable interest rate: 3.25 % per annum.

 

  3. The amount of aggregate interest due and not paid on the Certificates as of the Distribution Date is $0.00.

 

  4. The aggregate stated principal amount of 6.345% Goldman Sachs Capital I Capital Securities due February 15, 2034 (the “Underlying Securities”) as of such Distribution Date was $150,000,000.00. The interest rate applicable to the Underlying Securities for the immediately following Underlying Securities interest accrual period is 6.345% per annum.

 

  5. The amount received by the Trustee in respect of the Underlying Securities during the immediately preceding Underlying Securities interest accrual period was $4,758,750.00

 

  6. The amount received by the Trustee from the Swap Counterparty was $1,245,833.33 and the amount paid by the Trustee to the Swap Counterparty was $4,758,750.00.

 

  7. The aggregate certificate principal balance of the Certificates was $150,000,000.00 at the close of business on the business day immediately preceding the Distribution Date.

 

  8. The current ratings of the Underlying Securities are not provided in this report. Ratings can be obtained from Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc., by calling 212-438-2400 and from Moody’s Investors Service, Inc. by calling 212-553-0377.

 

  9. No fees have been paid to the Trustee from the assets of the Trust.

U.S. BANK TRUST NATIONAL ASSOCIATION, as Trustee of CABCO Series 2004-101 Trust (Goldman Sachs Capital I)
By:

/s/ David J. Kolibachuk

Name: David J. Kolibachuk
Title: Vice President