0001085146-15-001831.txt : 20150814
0001085146-15-001831.hdr.sgml : 20150814
20150814160442
ACCESSION NUMBER: 0001085146-15-001831
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 151055658
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001289643
XXXXXXXX
06-30-2015
06-30-2015
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001352261
028-11672
GLG LLC
N
Michelle Robyn Grew
Global Head of Legal & Compliance
44-207-016-7000
/s/ Michelle Robyn Grew
London
X0
08-14-2015
0
449
3860551
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
21VIANET GROUP INC
SPONSORED ADR
90138A103
578
28149
SH
DFND
28149
0
0
58 COM INC
SPON ADR REP A
31680Q104
7175
111999
SH
DFND
111999
0
0
ABBOTT LABS
COM
002824100
663
13500
SH
DFND
13500
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3331
137586
SH
DFND
137586
0
0
ACUITY BRANDS INC
COM
00508Y102
3055
17000
SH
DFND
17000
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
14
91
SH
DFND
91
0
0
AECOM
COM
00766T100
2684
81129
SH
DFND
81129
0
0
AERCAP HOLDINGS NV
SHS
N00985106
2290
50000
SH
DFND
50000
0
0
AETNA INC NEW
COM
00817Y108
20823
163370
SH
DFND
163370
0
0
AIR PRODS & CHEMS INC
COM
009158106
15452
112926
SH
DFND
112926
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
5235
5000000
PRN
DFND
5000000
0
0
AKORN INC
COM
009728106
1397
32000
SH
DFND
32000
0
0
ALBEMARLE CORP
COM
012653101
1362
24646
SH
DFND
24646
0
0
ALCOA INC
COM
013817101
4627
415000
SH
Call
DFND
415000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
6869
38000
SH
DFND
38000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5581
67835
SH
DFND
67835
0
0
ALKERMES PLC
SHS
G01767105
5969
92767
SH
DFND
92767
0
0
ALLERGAN PLC
SHS
G0177J108
49927
164525
SH
DFND
164525
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
14
477
SH
DFND
477
0
0
ALLY FINL INC
COM
02005N100
17949
800209
SH
DFND
800209
0
0
ALTERA CORP
COM
021441100
9986
195032
SH
DFND
195032
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
3884
230485
SH
DFND
230485
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
255
103590
SH
DFND
103590
0
0
AMAZON COM INC
COM
023135106
3388
7804
SH
DFND
7804
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
4394
264089
SH
DFND
264089
0
0
AMERICAN EXPRESS CO
COM
025816109
3816
49105
SH
DFND
49105
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
37486
39720000
PRN
DFND
39720000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
3085
63440
SH
DFND
63440
0
0
AMGEN INC
COM
031162100
5976
38925
SH
DFND
38925
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
769
54358
SH
DFND
54358
0
0
AMPHENOL CORP NEW
CL A
032095101
2499
43112
SH
DFND
43112
0
0
ANADARKO PETE CORP
COM
032511107
1884
24132
SH
DFND
24132
0
0
ANIXTER INTL INC
COM
035290105
3563
54689
SH
DFND
54689
0
0
APACHE CORP
COM
037411105
1285
22300
SH
DFND
22300
0
0
APPLE INC
COM
037833100
7112
56700
SH
Put
DFND
56700
0
0
APPLE INC
COM
037833100
46788
373032
SH
DFND
373032
0
0
APPLIED MATLS INC
COM
038222105
2691
140000
SH
DFND
140000
0
0
APPLIED MICRO CIRCUITS CORP
COM NEW
03822W406
654
96883
SH
DFND
96883
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
3200
200000
SH
DFND
200000
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
516
500000
PRN
DFND
500000
0
0
ARISTA NETWORKS INC
COM
040413106
11127
136121
SH
DFND
136121
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
6592
133791
SH
DFND
133791
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
40268
817300
SH
Call
DFND
817300
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
783
7517
SH
DFND
7517
0
0
AT&T INC
COM
00206R102
20026
563800
SH
Call
DFND
563800
0
0
AT&T INC
COM
00206R102
13586
382500
SH
DFND
382500
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
626
100000
SH
Put
DFND
100000
0
0
AUTODESK INC
COM
052769106
610
12178
SH
DFND
12178
0
0
AUTOLIV INC
COM
052800109
297
2540
SH
DFND
2540
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
4475
5000000
PRN
DFND
5000000
0
0
BAKER HUGHES INC
COM
057224107
33728
546647
SH
DFND
546647
0
0
BANK AMER CORP
COM
060505104
17871
1050000
SH
DFND
1050000
0
0
BARD C R INC
COM
067383109
299
1750
SH
DFND
1750
0
0
BASIC ENERGY SVCS INC NEW
COM
06985P100
1609
213154
SH
DFND
213154
0
0
BCE INC
COM NEW
05534B760
19
453
SH
DFND
453
0
0
BELDEN INC
COM
077454106
2502
30806
SH
DFND
30806
0
0
BIOGEN INC
COM
09062X103
7252
17953
SH
DFND
17953
0
0
BIO-REFERENCE LABS INC
COM $.01 NEW
09057G602
13493
327116
SH
DFND
327116
0
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
1963
114024
SH
DFND
114024
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
6354
155460
SH
DFND
155460
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
678
25587
SH
DFND
25587
0
0
BOEING CO
COM
097023105
2698
19449
SH
DFND
19449
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
2399
95038
SH
DFND
95038
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/201
10157P112
91
25000
SH
DFND
25000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2830
42529
SH
DFND
42529
0
0
BROADCOM CORP
CL A
111320107
15620
303364
SH
DFND
303364
0
0
C&J ENERGY SVCS LTD
SHS
G3164Q101
11741
889495
SH
DFND
889495
0
0
CAMECO CORP
COM
13321L108
3199
224034
SH
DFND
224034
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
15544
296803
SH
DFND
296803
0
0
CANADIAN PAC RY LTD
COM
13645T100
19744
123223
SH
DFND
123223
0
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/201
14056V113
372
155356
SH
DFND
155356
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
3955
374900
SH
DFND
374900
0
0
CARDINAL HEALTH INC
COM
14149Y108
23469
280561
SH
DFND
280561
0
0
CARTER INC
COM
146229109
1063
10000
SH
DFND
10000
0
0
CATAMARAN CORP
COM
148887102
41533
679981
SH
DFND
679981
0
0
CELGENE CORP
COM
151020104
3511
30334
SH
DFND
30334
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
13335
11920000
PRN
DFND
11920000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
8847
7500000
PRN
DFND
7500000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
3413
372583
SH
DFND
372583
0
0
CENTRUS ENERGY CORP
CL A
15643U104
744
180083
SH
DFND
180083
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
72544
1047460
SH
DFND
1047460
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/1
165167CA3
1900
2000000
PRN
DFND
2000000
0
0
CHINA MOBILE GAMES & ENTMT G
SPONSORED ADR
16952T100
1057
50000
SH
DFND
50000
0
0
CIGNA CORPORATION
COM
125509109
62000
382717
SH
DFND
382717
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
1723
2328084
SH
DFND
2328084
0
0
CITIGROUP INC
*W EXP 10/28/201
172967234
77
5000000
SH
DFND
5000000
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
14838
14000000
PRN
DFND
14000000
0
0
CITY NATL CORP
COM
178566105
3068
33947
SH
DFND
33947
0
0
CLICKSOFTWARE TECHNOLOGIES L
ORD
M25082104
2061
163979
SH
DFND
163979
0
0
CLOVIS ONCOLOGY INC
COM
189464100
3076
35000
SH
DFND
35000
0
0
CME GROUP INC
COM
12572Q105
13411
144114
SH
DFND
144114
0
0
COACH INC
COM
189754104
692
20000
SH
DFND
20000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
12737
16955000
PRN
DFND
16955000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
20815
28500000
PRN
DFND
28500000
0
0
COGNEX CORP
COM
192422103
2428
50472
SH
DFND
50472
0
0
COMCAST CORP NEW
CL A
20030N101
0
2
SH
DFND
2
0
0
CONNS INC
COM
208242107
3970
100000
SH
Call
DFND
100000
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
2132
61255
SH
DFND
61255
0
0
CREDIT ACCEP CORP MICH
COM
225310101
2871
11663
SH
DFND
11663
0
0
CRITEO S A
SPONS ADS
226718104
2153
45174
SH
DFND
45174
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
3212
40000
SH
DFND
40000
0
0
CROWN HOLDINGS INC
COM
228368106
108
2047
SH
DFND
2047
0
0
CSX CORP
COM
126408103
1306
40000
SH
DFND
40000
0
0
CSX CORP
COM
126408103
4081
125000
SH
Call
DFND
125000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1296
17850
SH
DFND
17850
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
11304
9870000
PRN
DFND
9870000
0
0
CUMMINS INC
COM
231021106
2965
22600
SH
DFND
22600
0
0
CVSL INC
COM NEW
12665T206
96
80000
SH
DFND
80000
0
0
CYAN INC
COM
23247W104
8520
1625975
SH
DFND
1625975
0
0
CYBERONICS INC
COM
23251P102
7392
124325
SH
DFND
124325
0
0
DELTA TECHNOLOGY HLDGS LTD
*W EXP 12/18/201
G8477B113
56
200000
SH
DFND
200000
0
0
DEMANDWARE INC
COM
24802Y105
1875
26380
SH
DFND
26380
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
16284
15000000
PRN
DFND
15000000
0
0
DIRECTV
COM
25490A309
43732
471298
SH
DFND
471298
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
2475
74400
SH
DFND
74400
0
0
DISH NETWORK CORP
CL A
25470M109
3385
50000
SH
Call
DFND
50000
0
0
DISNEY WALT CO
COM DISNEY
254687106
14514
127157
SH
DFND
127157
0
0
DOLLAR GEN CORP NEW
COM
256677105
6980
89792
SH
DFND
89792
0
0
DOLLAR TREE INC
COM
256746108
17228
218098
SH
DFND
218098
0
0
DRESSER-RAND GROUP INC
COM
261608103
47019
552006
SH
DFND
552006
0
0
DRIL-QUIP INC
COM
262037104
4750
63124
SH
DFND
63124
0
0
DRYSHIPS INC
SHS
Y2109Q101
1074
1785652
SH
DFND
1785652
0
0
DYNEGY INC NEW DEL
COM
26817R108
5817
198870
SH
DFND
198870
0
0
E HOUSE CHINA HLDGS LTD
ADR
26852W103
9762
1452637
SH
DFND
1452637
0
0
EAGLE MATERIALS INC
COM
26969P108
17063
223541
SH
DFND
223541
0
0
EASTMAN CHEM CO
COM
277432100
2997
36630
SH
DFND
36630
0
0
EBAY INC
COM
278642103
2940
48800
SH
Call
DFND
48800
0
0
EBAY INC
COM
278642103
5192
86183
SH
DFND
86183
0
0
ECOLAB INC
COM
278865100
1131
10000
SH
DFND
10000
0
0
EDISON INTL
COM
281020107
3207
57705
SH
DFND
57705
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
1063
1135000
PRN
DFND
1135000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
5394
5000000
PRN
DFND
5000000
0
0
ENERGIZER HLDGS INC
COM
29266R108
7235
55000
SH
DFND
55000
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
27601
430130
SH
DFND
430130
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
30619
586576
SH
DFND
586576
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
2340
7145000
PRN
DFND
7145000
0
0
EOG RES INC
COM
26875P101
4210
48085
SH
DFND
48085
0
0
EQT CORP
COM
26884L109
1347
16564
SH
DFND
16564
0
0
EQUIFAX INC
COM
294429105
971
10000
SH
DFND
10000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
2412
29500
SH
DFND
29500
0
0
EXCEL TR INC
COM
30068C109
3154
200000
SH
DFND
200000
0
0
FACEBOOK INC
CL A
30303M102
29490
343845
SH
DFND
343845
0
0
FAMILY DLR STORES INC
COM
307000109
54964
697422
SH
DFND
697422
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
747
51425
SH
DFND
51425
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
10269
5000000
PRN
DFND
5000000
0
0
FIREEYE INC
COM
31816Q101
2040
41714
SH
DFND
41714
0
0
FIRST SOLAR INC
COM
336433107
1951
41537
SH
DFND
41537
0
0
FMC TECHNOLOGIES INC
COM
30249U101
1779
42869
SH
DFND
42869
0
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
8142
401482
SH
DFND
401482
0
0
FRANKLIN RES INC
COM
354613101
3162
64500
SH
DFND
64500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
6302
338443
SH
DFND
338443
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4376
235000
SH
Call
DFND
235000
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
456
92217
SH
DFND
92217
0
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
8930
89750
SH
DFND
89750
0
0
FULLER H B CO
COM
359694106
3977
97912
SH
DFND
97912
0
0
GALAPAGOS NV
SPON ADR
36315X101
578
11219
SH
DFND
11219
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
5590
6600000
PRN
DFND
6600000
0
0
GENERAL DYNAMICS CORP
COM
369550108
5820
41079
SH
DFND
41079
0
0
GENERAL ELECTRIC CO
COM
369604103
4668
175676
SH
DFND
175676
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1258
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
844
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
COM
37045V100
11171
335154
SH
DFND
335154
0
0
GENERAL MTRS CO
COM
37045V100
2500
75000
SH
Call
DFND
75000
0
0
GLOBE SPECIALTY METALS INC
COM
37954N206
1567
88546
SH
DFND
88546
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
7615
36472
SH
DFND
36472
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
266
8839
SH
DFND
8839
0
0
GOOGLE INC
CL A
38259P508
3132
5800
SH
DFND
5800
0
0
GOOGLE INC
CL C
38259P706
5877
11290
SH
DFND
11290
0
0
GRAFTECH INTL LTD
COM
384313102
25508
5142687
SH
DFND
5142687
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
943
314857
SH
DFND
314857
0
0
GREEN PLAINS INC
NOTE 3.250%10/0
393222AD6
14538
10000000
PRN
DFND
10000000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
823
12500
SH
DFND
12500
0
0
HALLIBURTON CO
COM
406216101
63313
1469998
SH
DFND
1469998
0
0
HCA HOLDINGS INC
COM
40412C101
34407
379262
SH
DFND
379262
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
2093
38000
SH
DFND
38000
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
4434
5000000
PRN
DFND
5000000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
4807
174500
SH
DFND
174500
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
5770
4355000
PRN
DFND
4355000
0
0
HOME DEPOT INC
COM
437076102
564
5071
SH
DFND
5071
0
0
HOME PROPERTIES INC
COM
437306103
20406
279352
SH
DFND
279352
0
0
HOMEAWAY INC
NOTE 0.125% 4/0
43739QAB6
3104
3250000
PRN
DFND
3250000
0
0
HONEYWELL INTL INC
COM
438516106
1275
12500
SH
DFND
12500
0
0
HOSPIRA INC
COM
441060100
43060
485399
SH
DFND
485399
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
220
233206
SH
DFND
233206
0
0
HUDBAY MINERALS INC
COM
443628102
2528
303420
SH
DFND
303420
0
0
HUDSON CITY BANCORP
COM
443683107
45755
4631119
SH
DFND
4631119
0
0
HUMANA INC
COM
444859102
7891
41253
SH
DFND
41253
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
473
4198
SH
DFND
4198
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
504
26039
SH
DFND
26039
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
16256
13880000
PRN
DFND
13880000
0
0
IMPERVA INC
COM
45321L100
1015
14999
SH
DFND
14999
0
0
INCYTE CORP
COM
45337C102
1967
18879
SH
DFND
18879
0
0
INFORMATICA CORP
COM
45666Q102
1212
25000
SH
DFND
25000
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
17380
785000
SH
DFND
785000
0
0
INTEL CORP
SDCV 12/1
458140AD2
1206
1000000
PRN
DFND
1000000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
14770
9725000
PRN
DFND
9725000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
4898
20291
SH
DFND
20291
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
813
5000
SH
DFND
5000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
13826
85000
SH
Call
DFND
85000
0
0
INTREXON CORP
COM
46122T102
2910
59625
SH
DFND
59625
0
0
ISHARES
MSCI GERMANY ETF
464286806
6970
250000
SH
Call
DFND
250000
0
0
ISHARES
MSCI THI CAP ETF
464286624
1853
24880
SH
DFND
24880
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
24433
530000
SH
Call
DFND
530000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
3771
81800
SH
Put
DFND
81800
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
15390
123256
SH
DFND
123256
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
61806
495000
SH
Put
DFND
495000
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1983
181134
SH
DFND
181134
0
0
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
8330
7155000
PRN
DFND
7155000
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
14269
8500000
PRN
DFND
8500000
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
7694
7875000
PRN
DFND
7875000
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
663
22450
SH
DFND
22450
0
0
JOURNAL MEDIA GROUP INC
COM
48114A109
363
43729
SH
DFND
43729
0
0
JPMORGAN CHASE & CO
COM
46625H100
12834
189408
SH
DFND
189408
0
0
JPMORGAN CHASE & CO
COM
46625H100
67760
1000000
SH
Call
DFND
1000000
0
0
KATE SPADE & CO
COM
485865109
8908
413559
SH
DFND
413559
0
0
KBR INC
COM
48242W106
872
44788
SH
DFND
44788
0
0
KEURIG GREEN MTN INC
COM
49271M100
4778
62353
SH
DFND
62353
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
920
394856
SH
DFND
394856
0
0
KIRBY CORP
COM
497266106
4063
52997
SH
DFND
52997
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
6025
80000
SH
DFND
80000
0
0
LAM RESEARCH CORP
COM
512807108
6443
79200
SH
Call
DFND
79200
0
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
665
500000
PRN
DFND
500000
0
0
LAZARD LTD
SHS A
G54050102
6168
109680
SH
DFND
109680
0
0
LIBERTY INTERACTIVE LLC
DEB 0.750% 3/3
530610AC8
27869
17500000
PRN
DFND
17500000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
27231
51500000
PRN
DFND
51500000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
10815
11385000
PRN
DFND
11385000
0
0
LILLY ELI & CO
COM
532457108
1354
16223
SH
DFND
16223
0
0
LINKEDIN CORP
COM CL A
53578A108
6734
32591
SH
DFND
32591
0
0
LOCKHEED MARTIN CORP
COM
539830109
509
2740
SH
DFND
2740
0
0
LUMENIS LTD
SHS CL B
M6778Q121
5938
432780
SH
DFND
432780
0
0
MACERICH CO
COM
554382101
1673
22427
SH
DFND
22427
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
4846
58650
SH
DFND
58650
0
0
MACYS INC
COM
55616P104
7431
110141
SH
DFND
110141
0
0
MAGNA INTL INC
COM
559222401
1480
26390
SH
DFND
26390
0
0
MARATHON OIL CORP
COM
565849106
0
1
SH
DFND
1
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
2903
21529
SH
DFND
21529
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1855
104476
SH
DFND
104476
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
4440
250000
SH
Call
DFND
250000
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
31410
900000
SH
Put
DFND
900000
0
0
MARSH & MCLENNAN COS INC
COM
571748102
709
12500
SH
DFND
12500
0
0
MARTHA STEWART LIVING OMNIME
CL A
573083102
1248
200000
SH
DFND
200000
0
0
MASTERCARD INC
CL A
57636Q104
2524
27000
SH
DFND
27000
0
0
MAXLINEAR INC
CL A
57776J100
5307
438599
SH
DFND
438599
0
0
MCG CAPITAL CORP
COM
58047P107
5853
1283610
SH
DFND
1283610
0
0
MCGRAW HILL FINL INC
COM
580645109
1356
13500
SH
DFND
13500
0
0
MCKESSON CORP
COM
58155Q103
48645
216386
SH
DFND
216386
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
1796
19909
SH
DFND
19909
0
0
MEADOWBROOK INS GROUP INC
COM
58319P108
3182
370000
SH
DFND
370000
0
0
MERCK & CO INC NEW
COM
58933Y105
3411
59911
SH
DFND
59911
0
0
METLIFE INC
COM
59156R108
20899
373270
SH
DFND
373270
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
3327
9743
SH
DFND
9743
0
0
MGIC INVT CORP WIS
COM
552848103
1366
120000
SH
DFND
120000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
4196
99683
SH
DFND
99683
0
0
MICRON TECHNOLOGY INC
COM
595112103
681
36150
SH
DFND
36150
0
0
MOELIS & CO
CL A
60786M105
360
12537
SH
DFND
12537
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
4428
2500000
PRN
DFND
2500000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
10472
150000
SH
DFND
150000
0
0
MONDELEZ INTL INC
CL A
609207105
20
497
SH
DFND
497
0
0
MOSAIC CO NEW
COM
61945C103
3551
75791
SH
DFND
75791
0
0
MYLAN N V
SHS EURO
N59465109
21187
312223
SH
DFND
312223
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
16
1089
SH
DFND
1089
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
1990
2000000
PRN
DFND
2000000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
530
10985
SH
DFND
10985
0
0
NAVIOS MARITIME ACQUIS CORP
SHS
Y62159101
8137
2266646
SH
DFND
2266646
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
241
64869
SH
DFND
64869
0
0
NETSUITE INC
NOTE 0.250% 6/0
64118QAB3
3131
3000000
PRN
DFND
3000000
0
0
NEVRO CORP
COM
64157F103
806
15000
SH
DFND
15000
0
0
NEVSUN RES LTD
COM
64156L101
1485
394478
SH
DFND
394478
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
3048
200000
SH
DFND
200000
0
0
NEW SR INVT GROUP INC
COM
648691103
219
16389
SH
DFND
16389
0
0
NEXTERA ENERGY INC
COM
65339F101
51080
521067
SH
DFND
521067
0
0
NIKE INC
CL B
654106103
447
4137
SH
DFND
4137
0
0
NIMBLE STORAGE INC
COM
65440R101
28129
1002446
SH
DFND
1002446
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
473
31250
SH
DFND
31250
0
0
NOBLE ENERGY INC
COM
655044105
5651
132399
SH
DFND
132399
0
0
NORTHROP GRUMMAN CORP
COM
666807102
514
3239
SH
DFND
3239
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
4591
46683
SH
DFND
46683
0
0
NUCOR CORP
COM
670346105
441
10000
SH
Call
DFND
10000
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
22481
19600000
PRN
DFND
19600000
0
0
OASIS PETE INC NEW
COM
674215108
1348
85047
SH
DFND
85047
0
0
OCEAN RIG UDW INC
SHS
Y64354205
413
80490
SH
DFND
80490
0
0
OFFICE DEPOT INC
COM
676220106
10661
1231119
SH
DFND
1231119
0
0
OMNICARE INC
COM
681904108
924
9800
SH
DFND
9800
0
0
OMNICOM GROUP INC
COM
681919106
4482
64496
SH
DFND
64496
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
18834
718999
SH
DFND
718999
0
0
ORBITAL ATK INC
COM
68557N103
3385
46148
SH
DFND
46148
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
286
25000
SH
Put
DFND
25000
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
8683
760332
SH
DFND
760332
0
0
OWENS CORNING NEW
COM
690742101
1550
37573
SH
DFND
37573
0
0
PACCAR INC
COM
693718108
431
6748
SH
DFND
6748
0
0
PALL CORP
COM
696429307
7782
62528
SH
DFND
62528
0
0
PALO ALTO NETWORKS INC
COM
697435105
1938
11092
SH
DFND
11092
0
0
PARTNERRE LTD
COM
G6852T105
28911
224991
SH
DFND
224991
0
0
PATTERSON UTI ENERGY INC
COM
703481101
2162
114893
SH
DFND
114893
0
0
PENN WEST PETE LTD NEW
COM
707887105
1225
711216
SH
DFND
711216
0
0
PENNEY J C INC
COM
708160106
6899
814544
SH
DFND
814544
0
0
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
46119
2326901
SH
DFND
2326901
0
0
PERRIGO CO PLC
SHS
G97822103
10034
54287
SH
DFND
54287
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
452
50000
SH
DFND
50000
0
0
PFIZER INC
COM
717081103
2612
77910
SH
DFND
77910
0
0
PHARMERICA CORP
COM
71714F104
4375
131378
SH
DFND
131378
0
0
PHILIP MORRIS INTL INC
COM
718172109
5330
66485
SH
DFND
66485
0
0
PHILLIPS 66
COM
718546104
2928
36344
SH
DFND
36344
0
0
PIONEER NAT RES CO
COM
723787107
1379
9942
SH
DFND
9942
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
3594
140499
SH
DFND
140499
0
0
PMFG INC
COM
69345P103
1422
221216
SH
DFND
221216
0
0
POLYPORE INTL INC
COM
73179V103
7513
125466
SH
DFND
125466
0
0
POTASH CORP SASK INC
COM
73755L107
1858
60000
SH
DFND
60000
0
0
PPG INDS INC
COM
693506107
47824
416911
SH
DFND
416911
0
0
PRICELINE GRP INC
COM NEW
741503403
4433
3850
SH
DFND
3850
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
17109
12840000
PRN
DFND
12840000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
5592
5000000
PRN
DFND
5000000
0
0
PROOFPOINT INC
COM
743424103
1459
22918
SH
DFND
22918
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
29844
31250000
PRN
DFND
31250000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
3282
3250000
PRN
DFND
3250000
0
0
QEP RES INC
COM
74733V100
5668
306234
SH
DFND
306234
0
0
QIAGEN NV
REG SHS
N72482107
882
35585
SH
DFND
35585
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
1654
47323
SH
DFND
47323
0
0
QORVO INC
COM
74736K101
803
10000
SH
Put
DFND
10000
0
0
QUALCOMM INC
COM
747525103
626
10000
SH
DFND
10000
0
0
QUALITY DISTR INC FLA
COM
74756M102
7106
459600
SH
DFND
459600
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
14205
8500000
PRN
DFND
8500000
0
0
RANGE RES CORP
COM
75281A109
1171
23722
SH
DFND
23722
0
0
RAYTHEON CO
COM NEW
755111507
14
146
SH
DFND
146
0
0
REGIONS FINL CORP NEW
COM
7591EP100
52
5000
SH
DFND
5000
0
0
RENASANT CORP
COM
75970E107
1233
37815
SH
DFND
37815
0
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
2081
2250000
PRN
DFND
2250000
0
0
RING ENERGY INC
COM
76680V108
7302
652539
SH
DFND
652539
0
0
RITE AID CORP
COM
767754104
2389
286065
SH
DFND
286065
0
0
ROCKWELL AUTOMATION INC
COM
773903109
3079
24700
SH
DFND
24700
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
6549
184563
SH
DFND
184563
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
112
400000
SH
DFND
400000
0
0
ROI ACQUISITION CORP II
COM
74966G101
4100
400000
SH
DFND
400000
0
0
ROSS STORES INC
COM
778296103
13
262
SH
DFND
262
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
983
17241
SH
DFND
17241
0
0
RPC INC
COM
749660106
3626
262169
SH
DFND
262169
0
0
RYANAIR HLDGS PLC
SPONSORED ADR
783513104
9358
131155
SH
DFND
131155
0
0
RYLAND GROUP INC
COM
783764103
811
17500
SH
DFND
17500
0
0
SAEXPLORATION HLDGS INC
COM
78636X105
1479
435000
SH
DFND
435000
0
0
SALESFORCE COM INC
COM
79466L302
922
13246
SH
DFND
13246
0
0
SALESFORCE COM INC
COM
79466L302
2611
37500
SH
Call
DFND
37500
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
17588
14480000
PRN
DFND
14480000
0
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
14872
15350000
PRN
DFND
15350000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
25539
19740000
PRN
DFND
19740000
0
0
SCHLUMBERGER LTD
COM
806857108
23
270
SH
DFND
270
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
701
430016
SH
DFND
430016
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
4621
458008
SH
DFND
458008
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
3094
3000000
PRN
DFND
3000000
0
0
SEADRILL LIMITED
SHS
G7945E105
3690
356880
SH
DFND
356880
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
30416
408868
SH
DFND
408868
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
3672
48851
SH
DFND
48851
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
8481
156886
SH
DFND
156886
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
639
15418
SH
DFND
15418
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
16974
410000
SH
Put
DFND
410000
0
0
SEMPRA ENERGY
COM
816851109
2572
26022
SH
DFND
26022
0
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
2723
51622
SH
DFND
51622
0
0
SERVICENOW INC
COM
81762P102
5011
67430
SH
DFND
67430
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
8743
7430000
PRN
DFND
7430000
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
49920
7255828
SH
DFND
7255828
0
0
SHIRE PLC
SPONSORED ADR
82481R106
5861
24270
SH
DFND
24270
0
0
SIGMA ALDRICH CORP
COM
826552101
23982
172101
SH
DFND
172101
0
0
SILVER WHEATON CORP
COM
828336107
1191
68657
SH
DFND
68657
0
0
SOUFUN HLDGS LTD
ADR
836034108
2349
279294
SH
DFND
279294
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
223018
1083400
SH
Put
DFND
1083400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3878
18840
SH
DFND
18840
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
6999
150000
SH
Call
DFND
150000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
21262
22500000
PRN
DFND
22500000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
929
1000000
PRN
DFND
1000000
0
0
SPLUNK INC
COM
848637104
1703
24467
SH
DFND
24467
0
0
STAPLES INC
COM
855030102
10201
666290
SH
DFND
666290
0
0
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
8820
3000000
SH
DFND
3000000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
3526
3500000
PRN
DFND
3500000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
6933
6540000
PRN
DFND
6540000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
5558
5350000
PRN
DFND
5350000
0
0
STILLWATER MNG CO
COM
86074Q102
2082
179630
SH
DFND
179630
0
0
SUNEDISON INC
COM
86732Y109
823
27500
SH
DFND
27500
0
0
SUNEDISON INC
COM
86732Y109
4486
150000
SH
Call
DFND
150000
0
0
SUNGY MOBILE LTD
ADR REP ORD A
86737M100
141
29588
SH
DFND
29588
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
4090
194371
SH
DFND
194371
0
0
T MOBILE US INC
COM
872590104
5811
149877
SH
DFND
149877
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
17866
154954
SH
DFND
154954
0
0
TAHOE RES INC
COM
873868103
1488
122665
SH
DFND
122665
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
19343
851748
SH
DFND
851748
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
4852
3500000
PRN
DFND
3500000
0
0
TARGET CORP
COM
87612E106
816
10000
SH
DFND
10000
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
4641
333189
SH
DFND
333189
0
0
TENARIS S A
SPONSORED ADR
88031M109
2183
80809
SH
DFND
80809
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
20848
360188
SH
DFND
360188
0
0
TERRAFORM PWR INC
CL A COM
88104R100
949
25000
SH
Call
DFND
25000
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
155
500000
SH
DFND
500000
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
5075
500000
SH
DFND
500000
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
8435
8570000
PRN
DFND
8570000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
27345
27785000
PRN
DFND
27785000
0
0
TESORO CORP
COM
881609101
13
152
SH
DFND
152
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
34491
583591
SH
DFND
583591
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7506
57846
SH
DFND
57846
0
0
TIFFANY & CO NEW
COM
886547108
1783
19424
SH
DFND
19424
0
0
TIFFANY & CO NEW
COM
886547108
28816
313900
SH
Call
DFND
313900
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
4584
280199
SH
DFND
280199
0
0
TIME WARNER CABLE INC
COM
88732J207
2673
15000
SH
DFND
15000
0
0
TIMMINS GOLD CORP
COM
88741P103
407
726576
SH
DFND
726576
0
0
TJX COS INC NEW
COM
872540109
8718
131754
SH
DFND
131754
0
0
TRANSDIGM GROUP INC
COM
893641100
2959
13169
SH
DFND
13169
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
23374
1450000
SH
Put
DFND
1450000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
9591
595000
SH
Call
DFND
595000
0
0
TRINA SOLAR LIMITED
DBCV 3.500% 6/1
89628EAC8
5119
5000000
PRN
DFND
5000000
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
375
32200
SH
DFND
32200
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1875
57600
SH
DFND
57600
0
0
TWITTER INC
COM
90184L102
1704
47040
SH
DFND
47040
0
0
U S SILICA HLDGS INC
COM
90346E103
13080
445493
SH
DFND
445493
0
0
UNDER ARMOUR INC
CL A
904311107
14
172
SH
DFND
172
0
0
UNITED NAT FOODS INC
COM
911163103
1242
19500
SH
DFND
19500
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
199
10000
SH
DFND
10000
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
9940
500000
SH
Put
DFND
500000
0
0
UNITED STATES STL CORP NEW
COM
912909108
960
46577
SH
DFND
46577
0
0
UNITED STATES STL CORP NEW
COM
912909108
3555
172400
SH
Call
DFND
172400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6314
56923
SH
DFND
56923
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2773
25000
SH
Call
DFND
25000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
602
4932
SH
DFND
4932
0
0
URBAN OUTFITTERS INC
COM
917047102
7539
215401
SH
DFND
215401
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1111
5000
SH
DFND
5000
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
746
50000
SH
Put
DFND
50000
0
0
VANTAGE DRILLING COMPANY
ORD SHS
G93205113
189
1000000
SH
DFND
1000000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1
13
SH
DFND
13
0
0
VIDEOCON D2H LTD
ADR
92657J101
11464
909110
SH
DFND
909110
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
15827
12450000
PRN
DFND
12450000
0
0
VISA INC
COM CL A
92826C839
3979
59256
SH
DFND
59256
0
0
VMWARE INC
CL A COM
928563402
11729
136798
SH
DFND
136798
0
0
VULCAN MATLS CO
COM
929160109
12
142
SH
DFND
142
0
0
W & T OFFSHORE INC
COM
92922P106
1096
199923
SH
DFND
199923
0
0
WABTEC CORP
COM
929740108
3566
37817
SH
DFND
37817
0
0
WAL-MART STORES INC
COM
931142103
5320
75000
SH
Call
DFND
75000
0
0
WAL-MART STORES INC
COM
931142103
4699
66244
SH
DFND
66244
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
12522
1020555
SH
DFND
1020555
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
6600
3000000
PRN
DFND
3000000
0
0
WELLS FARGO & CO NEW
COM
949746101
7413
131819
SH
DFND
131819
0
0
WHITEWAVE FOODS CO
COM
966244105
635
13000
SH
DFND
13000
0
0
WHITING PETE CORP NEW
COM
966387102
11418
339834
SH
DFND
339834
0
0
WILLIAMS COS INC DEL
COM
969457100
20158
351246
SH
DFND
351246
0
0
WINGSTOP INC
COM
974155103
852
30000
SH
DFND
30000
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
37798
613700
SH
Put
DFND
613700
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
1000
1000000
SH
DFND
1000000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
9579
920197
SH
DFND
920197
0
0
WORKDAY INC
CL A
98138H101
1574
20600
SH
DFND
20600
0
0
YAHOO INC
COM
984332106
1179
30000
SH
DFND
30000
0
0
YAHOO INC
COM
984332106
6542
166500
SH
Call
DFND
166500
0
0
YAHOO INC
NOTE 12/0
984332AF3
17160
16705000
PRN
DFND
16705000
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
1028
198360
SH
DFND
198360
0
0
ZOETIS INC
CL A
98978V103
10659
221046
SH
DFND
221046
0
0