-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1xJkFFc8jDfMtCrqQxY4Z7b9TXovrzuX0iwqVruTIUhPJEiyqyGuA5qET94nk3R xyfVUwQi4JvMWomFvdlT4Q== 0001289419-11-000055.txt : 20110127 0001289419-11-000055.hdr.sgml : 20110127 20110127150531 ACCESSION NUMBER: 0001289419-11-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110126 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huang Tao CENTRAL INDEX KEY: 0001324003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 11551960 MAIL ADDRESS: STREET 1: C/O MORNINGSTAR, INC. STREET 2: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-26 0001289419 Morningstar, Inc. MORN 0001324003 Huang Tao C/O MORNINGSTAR, INC. 22 WEST WASHINGTON STREET CHICAGO IL 60602 0 1 0 0 Chief Operating Officer Common Stock 2011-01-26 4 M 0 1000 18.9931 A 477596 D Common Stock 2011-01-26 4 S 0 1000 53.42 D 476096 D Common Stock 2011-01-27 4 M 0 1000 18.9953 A 477596 D Common Stock 2011-01-27 4 S 0 1000 53.90 D 476096 D Employee Stock Option (Right to Buy) 18.9931 2011-01-26 4 M 0 1000 0 D 2014-12-01 Common Stock 1000 8510 D Employee Stock Option (Right to Buy) 18.9953 2011-01-27 4 M 0 1000 0 D 2014-12-01 Common Stock 1000 7510 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2010. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On January 26, 2011, the exercise price was $18.9931. The options became exercisable in 4 equal installments on May 1, 2005, 2006, 2007, and 2008. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On January 27, 2011, the exercise price was $18.9953. /s/ Heidi Miller, by power of attorney 2011-01-27 -----END PRIVACY-ENHANCED MESSAGE-----