-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsGKm5IfV0azwz8rxmZGOEjmMeYIEVlOjcRayxD7/aRN+1GTyoqzZdk7UTwfLYY5 ofzfTTul86A8YYeXiodjqQ== 0001289419-10-000151.txt : 20100412 0001289419-10-000151.hdr.sgml : 20100412 20100412142318 ACCESSION NUMBER: 0001289419-10-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100412 FILED AS OF DATE: 20100412 DATE AS OF CHANGE: 20100412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boruff Christopher P CENTRAL INDEX KEY: 0001323950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 10744642 MAIL ADDRESS: STREET 1: C/O MORNINGSTAR, INC. STREET 2: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-04-12 0001289419 Morningstar, Inc. MORN 0001323950 Boruff Christopher P C/O MORNINGSTAR, INC. 22 WEST WASHINGTON STREET CHICAGO IL 60602 0 1 0 0 President, Advisor Software Common Stock 2010-04-12 4 M 0 3750 14.13 A 58430 D Common Stock 2010-04-12 4 S 0 3750 47.1928 D 54680 D Employee Stock Option (Right to Buy) 14.13 2010-04-12 4 M 0 3750 0 D 2010-05-01 Common Stock 3750 7500 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2009. The options became exercisable in four equal installments on May 1, 2001, 2002, 2003 and 2004. This transaction was executed in multiple trades at prices ranging from $47.01 to $47.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. /s/ Heidi Miller, by power of attorney 2010-04-12 -----END PRIVACY-ENHANCED MESSAGE-----