-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UrrkJbhUtQxkHG3/VPYE4qni3Xwh8U23Xxgvozn9+ZMyDRpNyUfQsnIlZosJUnda UHzgEDJLurQJOZ0W0VZf9A== 0001289419-08-000501.txt : 20080605 0001289419-08-000501.hdr.sgml : 20080605 20080605191426 ACCESSION NUMBER: 0001289419-08-000501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080604 FILED AS OF DATE: 20080605 DATE AS OF CHANGE: 20080605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams David W CENTRAL INDEX KEY: 0001323956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 08884129 BUSINESS ADDRESS: BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: C/O MORNINGSTAR, INC. STREET 2: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-06-04 0001289419 Morningstar, Inc. MORN 0001323956 Williams David W C/O MORNINGSTAR, INC. 225 WEST WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Managing Director, Design Common Stock 2008-06-04 4 M 0 2000 17.0148 A 48243 D Common Stock 2008-06-04 4 S 0 200 68.77 D 48043 D Common Stock 2008-06-04 4 S 0 200 69.00 D 47843 D Common Stock 2008-06-04 4 S 0 200 69.12 D 47643 D Common Stock 2008-06-04 4 S 0 300 69.17 D 47343 D Common Stock 2008-06-04 4 S 0 600 69.24 D 46743 D Common Stock 2008-06-04 4 S 0 200 69.36 D 46543 D Common Stock 2008-06-04 4 S 0 200 69.45 D 46343 D Common Stock 2008-06-04 4 S 0 100 69.68 D 46243 D Employee Stock Option (Right to Buy) 17.0148 2008-06-04 4 M 0 2000 0 D 2014-12-01 Common Stock 2000 51000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2008. The options became exercisable in four equal installments on May 1, 2005, 2006, 2007, and 2008. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On June 4, 2008, the exercise price was $17.0148. /s/ Heidi T. Miller, by power of attorney 2008-06-05 -----END PRIVACY-ENHANCED MESSAGE-----