0001415889-23-007919.txt : 20230512
0001415889-23-007919.hdr.sgml : 20230512
20230512180013
ACCESSION NUMBER: 0001415889-23-007919
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230510
FILED AS OF DATE: 20230512
DATE AS OF CHANGE: 20230512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miles Patrick
CENTRAL INDEX KEY: 0001289409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 23917481
MAIL ADDRESS:
STREET 1: 7475 LUSK BLVD.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
form4-05122023_060501.xml
X0407
4
2023-05-10
0001350653
Alphatec Holdings, Inc.
ATEC
0001289409
Miles Patrick
C/O ALPHATEC SPINE, INC.
1950 CAMINO VIDA ROBLE
CARLSBAD
CA
92008
true
true
false
false
CEO
0
Common Stock
2023-05-10
4
M
0
269842
3.5
A
5872606
D
Common Stock
2023-05-10
4
F
0
60495
15.61
D
5812111
D
Common Stock
10900
I
By IRA
Common Stock
250000
I
By MOM, LLC
Warrants (right to buy)
3.5
2023-05-10
4
M
0
269842
0
D
2018-05-17
2023-05-17
Common Stock
269842
0
D
On May 10, 2023, the reporting person exercised warrants to purchase 269,842 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 60,495 of the warrant shares to pay the exercise price and issuing to the reporting person 209,347 shares.
/s/ Tyson E. Marshall, Attorney-in-Fact
2023-05-12