0001415889-23-007919.txt : 20230512 0001415889-23-007919.hdr.sgml : 20230512 20230512180013 ACCESSION NUMBER: 0001415889-23-007919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miles Patrick CENTRAL INDEX KEY: 0001289409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 23917481 MAIL ADDRESS: STREET 1: 7475 LUSK BLVD. CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 form4-05122023_060501.xml X0407 4 2023-05-10 0001350653 Alphatec Holdings, Inc. ATEC 0001289409 Miles Patrick C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 true true false false CEO 0 Common Stock 2023-05-10 4 M 0 269842 3.5 A 5872606 D Common Stock 2023-05-10 4 F 0 60495 15.61 D 5812111 D Common Stock 10900 I By IRA Common Stock 250000 I By MOM, LLC Warrants (right to buy) 3.5 2023-05-10 4 M 0 269842 0 D 2018-05-17 2023-05-17 Common Stock 269842 0 D On May 10, 2023, the reporting person exercised warrants to purchase 269,842 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 60,495 of the warrant shares to pay the exercise price and issuing to the reporting person 209,347 shares. /s/ Tyson E. Marshall, Attorney-in-Fact 2023-05-12