0001493152-23-023294.txt : 20230703 0001493152-23-023294.hdr.sgml : 20230703 20230703160541 ACCESSION NUMBER: 0001493152-23-023294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fischel Nathan CENTRAL INDEX KEY: 0001389932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36159 FILM NUMBER: 231065335 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stereotaxis, Inc. CENTRAL INDEX KEY: 0001289340 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 943120386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 710 N TUCKER BLVD STREET 2: STE 110 CITY: ST.LOUIS STATE: MO ZIP: 63101 BUSINESS PHONE: 314-678-6100 MAIL ADDRESS: STREET 1: 710 N TUCKER BLVD STREET 2: STE 110 CITY: ST.LOUIS STATE: MO ZIP: 63101 4 1 ownership.xml X0407 4 2023-07-03 0 0001289340 Stereotaxis, Inc. STXS 0001389932 Fischel Nathan C/O STEREOTAXIS, INC. 710 NORTH TUCKER BLVD., SUITE 110 ST. LOUIS, MO 63101 1 0 1 0 0 Common Stock 2023-07-03 4 A 0 47619 0 A 412149 D Common Stock 13680554 I See Footnote #2 Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Held by funds of which DAFNA Capital Management LLC, a Delaware Limited Liability Company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer of DAFNA Capital Management, LLC. /s/ Kimberly R. Peery, Attorney-in-Fact, for Nathan Fischel 2023-07-03