X0306 4 2016-09-29 0001289340 Stereotaxis, Inc. STXS 0001228621 KIANI JOE E C/O STEREOTAXIS, INC. 4320 FOREST PARK AVENUE, SUITE 100 ST. LOUIS MO 63108 1 0 0 0 Common Stock 2016-09-29 4 A 0 20000 0 A 20000 D Series A Convertible Preferred Stock .65 2016-09-29 4 P 0 4000 1000.00 A Common Stock 6153846 4000 I Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Common Stock Warrant (right to buy) .70 2016-09-29 4 J 0 6153846 0 A 2016-09-29 2021-09-29 Common Stock 6153846 6153846 I Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a period of two (2) years with 50% vesting on the first anniversary of the date of the grant and the remaining 50% vesting on the second anniversary of the date of the grant. Initial conversion/exercise price. The conversion/exercise price is subject to adjustment. The Series A convertible preferred stock is convertible at the election of the holder at any time and has no expiration date. The number of shares is based on the initial conversion price of $.65. The conversion price is subject to adjustment. For purposes of determining the number of shares of common stock upon conversion, the value of the convertible preferred stock will be increased by the amount of dividends at a rate of 6% per annum, which will be cumulative and accrue daily from the date of issuance on the $1,000 stated value. The warrants were acquired in connection with the purchase of Series A convertible preferred stock. The number of shares is based on the initial exercise price of $.70. The exercise price is subject to adjustment. /s/ Karen W. Duros, Attorney-in-Fact 2016-10-03