0001470461-18-000002.txt : 20180213
0001470461-18-000002.hdr.sgml : 20180213
20180213081749
ACCESSION NUMBER: 0001470461-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180209
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shepro William B
CENTRAL INDEX KEY: 0001289315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34354
FILM NUMBER: 18599191
MAIL ADDRESS:
STREET 1: 40, AVENUE MONTEREY
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2163
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Altisource Portfolio Solutions S.A.
CENTRAL INDEX KEY: 0001462418
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: N4
BUSINESS ADDRESS:
STREET 1: 40, AVENUE MONTEREY
STREET 2: L-2163 LUXEMBOURG CITY
CITY: GRAND DUCHY OF LUXEMBOURG
STATE: N4
ZIP: 50
BUSINESS PHONE: 352 24 69 79 00
MAIL ADDRESS:
STREET 1: 40, AVENUE MONTEREY
STREET 2: L-2163 LUXEMBOURG CITY
CITY: GRAND DUCHY OF LUXEMBOURG
STATE: N4
ZIP: 50
FORMER COMPANY:
FORMER CONFORMED NAME: Altisource Portfolio Solutions S.a.r.l.
DATE OF NAME CHANGE: 20090422
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-09
0
0001462418
Altisource Portfolio Solutions S.A.
ASPS
0001289315
Shepro William B
40, AVENUE MONTEREY
LUXEMBOURG
N4
L-2163
LUXEMBOURG
1
1
0
0
Chief Executive Officer
Common Stock
2018-02-09
4
M
0
168751
9.14
A
219411
D
Common Stock
2018-02-09
5
G
0
E
168751
0
D
50660
D
Common Stock
2018-02-09
5
G
0
E
168751
0
A
375319
I
By William B. Shepro Revocable Trust
Stock Options
9.14
2018-02-09
4
M
0
17188
0
D
2011-06-15
2018-07-14
Common Stock
17188
151563
D
Stock Options
9.14
2018-02-09
4
M
0
17187
0
D
2012-06-15
2018-07-14
Common Stock
17187
134376
D
Stock Options
9.14
2018-02-09
4
M
0
17187
0
D
2013-06-15
2018-07-14
Common Stock
17187
117189
D
Stock Options
9.14
2018-02-09
4
M
0
17188
0
D
2011-07-14
2018-07-14
Common Stock
17188
100001
D
Stock Options
9.14
2018-02-09
4
M
0
17187
0
D
2012-07-14
2018-07-14
Common Stock
17187
82814
D
Stock Options
9.14
2018-02-09
4
M
0
14064
0
D
2010-12-23
2018-07-14
Common Stock
14064
68750
D
Stock Options
9.14
2018-02-09
4
M
0
34375
0
D
2011-12-23
2018-07-14
Common Stock
34375
34375
D
Stock Options
9.14
2018-02-09
4
M
0
34375
0
D
2012-12-23
2018-07-14
Common Stock
34375
0
D
Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 168,751 exercised options and retain the resulting 168,751 shares through the William B. Shepro Revocable Trust.
Represents a transfer by Mr. Shepro of 168,751 shares acquired upon the exercise of options and transferred by gift from his direct ownership to his indirect ownership. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.
Represents (i) 37,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 12,927 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.
Following the reported transaction, Mr. Shepro holds no vested options relating to this grant. Mr. Shepro owns a total of 274,933 vested options from other grants.
/s/ Teresa L. Denoncourt, Attorney-in-Fact
2018-02-13