EX-1.01 2 exhibit101-formsdfy2017xfi.htm EXHIBIT 1.01 Exhibit
Exhibit 1.01

CONFLICT MINERALS REPORT
for the Calendar Year Ended December 31, 2017
Date: May 31, 2018
Introduction
EnerSys (the “Company,” “we,” or “us”) is the world’s largest manufacturer, marketer and distributor of industrial batteries. We also manufacture, market and distribute products such as battery chargers, power equipment, battery accessories and outdoor cabinet enclosures. Additionally, we provide related aftermarket and customer-support services for our products. Principally, we are a downstream supplier of battery-related products to customers who have energy storage needs. We market our products globally to over 10,000 customers in more than 100 countries through a network of distributors, independent representatives and our internal sales force. Our business is highly decentralized with manufacturing locations throughout the world. More than half of our manufacturing capacity is located outside the United States, and approximately 50% of our net sales were generated outside the United States. More specifically, we currently have significant manufacturing and/or distribution facilities outside of the United States, in Argentina, Australia, Belgium, Brazil, Bulgaria, Canada, the Czech Republic, France, Germany, India, Italy, Malaysia, Mexico, the People’s Republic of China, Poland, Spain, Switzerland, Tunisia and the United Kingdom.
The Securities and Exchange Commission (the “SEC”) issued final rules (the “Conflict Minerals Rules”) to implement Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires companies that file reports under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including EnerSys, to provide disclosures about conflict minerals that are “necessary to the functionality or production of a product manufactured by the company.” “Conflict Minerals”, for purposes of these Conflict Minerals Rules, are defined by the SEC to be gold, columbite-tantalite (or coltan, as it is also called), cassiterite, and wolframite, including their derivatives, which are limited to, by the SEC’s rule, tantalum, tin, and tungsten, unless the Secretary of State determines that additional derivatives are financing conflict in the Democratic Republic of Congo or adjoining countries, called the Covered Countries.
These Conflict Minerals Rules require companies like us to undertake a three-step process. First, we need to determine if these rules apply to us by determining if Conflict Minerals are necessary to the functionality or production of products that we manufacture or contract to be manufactured. Second, if the rules apply, we are required to conduct a reasonable country of origin inquiry to determine if the Conflict Minerals in our supply chain during the calendar year ended December 31, 2017 originated from the Covered Countries. Third, if we are unable to draw a conclusion from our reasonable country of origin inquiry, we are required to exercise due diligence on the Conflict Minerals’ source and chain of custody and to prepare a more detailed Conflict Minerals Report.
Determination of Applicability of Conflict Minerals Rules
We have determined that (a) tin (the “Battery Conflict Mineral”) is necessary to the functionality or production of our lead-acid batteries and (b) gold, tantalum and tin (the “Electronics Conflict Minerals,” and together with Battery Conflict Mineral, the “Subject Minerals”) are generic electronic components, for circuit boards, resistors, capacitors, and transformers, which we use in our battery chargers and accordingly are necessary to the functionality or production of our battery chargers.
Reasonable Country of Origin Inquiry
Pursuant to the Conflict Minerals Rules, we conducted a good faith inquiry regarding the country of origin of the Subject Minerals used in connection with our products. As part of our inquiry, we continue to monitor smelters previously reported to, or identified by, us as well as those newly identified as part of our inquiry. In addition, based on the information we receive through the Conflict Free Smelter Program, an independent third-party audit program, of the Conflict-Free Sourcing Initiative (“CFSI”) and the report from the U.S. Department of Commerce on Conflict Minerals processing facilities, as well as our review of publicly available information about identified smelters, we have identified the country of origin information of the Subject Minerals contained in our products, excluding recycled and scrap sources. We believe that this inquiry was reasonably designed to determine whether any of such minerals originated in the Covered Countries or are from recycled or scrap sources. Based upon the inquiry undertaken, we were unable to conclude that the Subject Minerals did not originate in the Covered Countries or that the Subject Minerals are solely from scrap or recycled sources. Accordingly, as required by the Conflict Minerals Rules, because we were unable to conclude the country of origin of the Subject Minerals, we must exercise due diligence on their source and chain of custody.
Due Diligence
We designed our due diligence measures to conform to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition), including the related supplements on tantalum, tin, tungsten, and gold (collectively, the “OECD Framework”). Consistent with the OECD Framework, we undertook a risk-based approach based upon our position in the supply chain for both the Battery Conflict Mineral and the Electronic Conflict Minerals.
As part of our due diligence, we have formed a cross-functional compliance team, involving our internal audit, information technology, legal and purchasing departments, to support our Vice President of Global Procurement, who is responsible for all sourcing decisions. We developed a proprietary electronic platform to solicit and collect supply chain information from our suppliers and vendors that was based, in part, on templates developed by Electronics Industry Citizenship Coalition, Inc. and Global e-Sustainability Initiative. We also conducted interviews with suppliers and vendors and, as part of our normal course of business, conducted on-site due diligence. Responses were reviewed by our compliance team as well as screened by our internal audit department. As part of the process, any red flags identified were brought to the immediate attention of our Vice President of Global Procurement for remedial action. All of our suppliers and vendors are required to comply with our Social Responsibility Disclosure Statement, which covers Conflict Minerals from the Covered Countries, and our purchasing department reviewed supplier and vendor compliance with the same. Our purchasing department continues to incorporate compliance with the Conflict Minerals Rules into its purchase orders and supply agreements. We believe that, as a result, we were able to identify and assess risk in our supply chain based on a number of factors, including, but not limited to, annual spend and geographic location.
With respect to our Battery Conflict Mineral, most suppliers indicated that such tin originated from scrap or recycled sources. For suppliers that provided smelter information, all such smelters had been certified by the CFSI as “conflict-free” and continue to participate in CFSI’s Conflict-Free Smelter Program. Additionally, in order to further improve the due diligence of our Battery Conflict Mineral, we intend to continue, among other things:
to monitor the sourcing of our supply chain through roll-out of purchase order terms, supplier and employee education, and on-site visits and audits;
to ensure that our suppliers use tin from either scrap or recycled sources or from smelters participating in a program such as CFSI’s program to obtain a “conflict-free” designation; and
to increase the response rate of suppliers and any identified smelters.
As a result of our due diligence efforts, with respect to the Electronics Conflict Minerals used, many of our electronics component suppliers were unable to assist us in tracing those relevant component parts to their original manufacturer or processor. Based upon the information we received and the due diligence we undertook, we note that we did not receive any information that led us to believe that such Electronics Conflict Minerals originated from the Covered Countries. Many of the key electronics distributors have provided statements that they support the initiatives and are seeking all their suppliers to be “conflict-free”. In order to further improve the due diligence of our Electronics Conflict Minerals, we are, among other things:
improving our supplier communication program involving our purchasing department;
requiring additional training for our suppliers and employees;
auditing key high risk suppliers, including more on-site visits;
requesting smelters identified as a result of our due diligence to participate in a program such as CFSI’s program to obtain a “conflict-free” designation;
considering requiring non-conflict minerals be used in the electronic circuit boards used in our battery chargers;
participating in CFSI’s conflict-free supplier programs;
participating in the CFSI’s Global Smelter Engagement team to actively encourage suppliers to join the CFSI program; and
endeavoring to increase the response rate of suppliers.
Product Description
The relevant products covered by this Report are:
Lead-Acid Batteries. Our lead-acid batteries are used as energy storage solutions for:
reserve power products, which are used for backup power for the continuous operation of critical applications in telecommunications systems, uninterruptible power systems, or “UPS” applications for computer and computer-controlled systems, and other specialty power applications, including medical and security systems, premium starting, lighting and ignition applications, in switchgear, electrical control systems used in electric utilities, large-scale energy storage, energy pipelines, in commercial aircraft, satellites, military aircraft, submarines, ships and tactical vehicles; and
motive power products, which are used to provide power for electric industrial forklifts used in manufacturing, warehousing and other material handling applications, as well as mining equipment, diesel locomotive starting and other rail equipment.
All smelters identified as processing our Battery Conflict Mineral received a “conflict-free” designation from CFSI and continue to participate in its “conflict-free” smelter program.
Battery Chargers. Our battery chargers are used with both reserve power products and motive power products, as each are described above. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide us with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our battery chargers. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Enclosures. Our thermally managed cabinets and enclosures for electronic equipment and batteries are used with reserve power products as described above. As a downstream consumer of electronics components and due in large part to the complexity of the electronics supply chain, our suppliers were unable to provide us with information to enable us to identify the source, whether recycled or scrap, of, or facilities that process, the Electronics Conflict Minerals that are present in the electronic circuit boards we use for our enclosures. Accordingly, we cannot identify the country of origin of such Electronics Conflict Minerals.
Determination
Based on the information obtained during our due diligence through December 31, 2017, we believe that the facilities that may have been used to process the Subject Minerals in our lead-acid batteries and battery chargers include the smelters listed in Annex I.
Based on these due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the Subject Minerals in our products or whether the Subject Minerals in our products are from recycled or scrap sources. However, based on the information obtained during our due diligence, we believe that the countries of origin of the Subject Minerals contained in our products include the countries listed in Annex II attached, as well as recycled and scrap sources.
As permitted by the Conflict Minerals Rules, because we were unable to determine the countries of origin of the Subject Minerals, this report is not required to be audited.
We have provided information as of the date of this Report. Subsequent events, such as the inability or unwillingness of any suppliers or smelters to comply with our requests or due diligence may affect our future determinations under Rule 13p-1 promulgated under the Exchange Act.
Annex I
Process Facilities
as of December 31, 2017
Subject Metal
Facility Name of Smelter or Refiner
Country location of Smelter
Tungsten
A.L.M.T. TUNGSTEN Corp.
Japan
Gold
Advanced Chemical Company
United States of America
Gold
Aida Chemical Industries Co., Ltd.
Japan
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
Brazil
Gold
Argor-Heraeus S.A.
Switzerland
Gold
Asahi Pretec Corp.
Japan
Gold
Asaka Riken Co., Ltd.
Japan
Tantalum
Asaka Riken Co., Ltd.
Japan
Tungsten
Kennametal Huntsville
United States of America
Gold
Aurubis AG
Germany
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippines
Gold
Boliden AB
Sweden
Gold
C. Hafner GmbH + Co. KG
Germany
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Gold
Cendres + Metaux S.A.
Switzerland
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
China
Gold
Chimet S.p.A.
Italy
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
China
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
China
Tin
Alpha
United States of America
Tin
CV Gita Pesona
Indonesia
Tin
PT Aries Kencana Sejahtera
Indonesia
Tin
PT Premium Tin Indonesia
Indonesia
Tin
CV United Smelting
Indonesia
Gold
Daejin Indus Co., Ltd.
Republic of Korea
Gold
DSC (Do Sung Corporation)
Republic of Korea
Gold
DODUCO Contacts and Refining GmbH
Germany
Gold
Dowa
Japan
Tin
Dowa
Japan
Gold
Eco-System Recycling Co., Ltd.
Japan
Tin
EM Vinto
Bolivia (Plurinational State Of)
Tantalum
Exotech Inc.
United States of America
Tantalum
F&X Electro-Materials Ltd.
China
Tin
Fenix Metals
Poland
Gold
OJSC Novosibirsk Refinery
Russian Federation
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
China
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Tungsten
Global Tungsten & Powders Corp.
United States of America
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
Gold
HeeSung Metal Ltd.
Republic of Korea
Gold
Heimerle + Meule GmbH
Germany
Gold
Heraeus Metals Hong Kong Ltd.
China
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Tin
Huichang Jinshunda Tin Co., Ltd.
China
Tungsten
Hunan Chenzhou Mining Co., Ltd.
China
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
China
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
China
Gold
Ishifuku Metal Industry Co., Ltd.
Japan
Gold
Istanbul Gold Refinery
Turkey
Gold
Japan Mint
Japan
Tungsten
Japan New Metals Co., Ltd.
Japan
Gold
Jiangxi Copper Co., Ltd.
China
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
China
Tantalum
Jiujiang Tanbre Co., Ltd.
China
Gold
Asahi Refining USA Inc.
United States of America
Gold
Asahi Refining Canada Ltd.
Canada
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russian Federation
Gold
JSC Uralelectromed
Russian Federation
Gold
JX Nippon Mining & Metals Co., Ltd.
Japan
Tin
Gejiu Kai Meng Industry and Trade LLC
China
Gold
Kazzinc
Kazakhstan
Tungsten
Kennametal Fallon
United States of America
Gold
Kennecott Utah Copper LLC
United States of America
Gold
Kojima Chemicals Co., Ltd.
Japan
Gold
Kyrgyzaltyn JSC
Kyrgyzstan
Tin
China Tin Group Co., Ltd.
China
Tantalum
LSM Brasil S.A.
Brazil
Gold
LS-NIKKO Copper Inc.
Republic of Korea
Tin
Malaysia Smelting Corporation (MSC)
Malaysia
Gold
Materion
United States of America
Gold
Matsuda Sangyo Co., Ltd.
Japan
Tin
Metallic Resources, Inc.
United States of America
Gold
Metalor Technologies (Suzhou) Ltd.
China
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Singapore
Gold
Metalor Technologies S.A.
Switzerland
Gold
Metalor USA Refining Corporation
United States of America
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
Mexico
Tantalum
Metallurgical Products India Pvt., Ltd.
India
Tin
Mineracao Taboca S.A.
Brazil
Tantalum
Mineracao Taboca S.A.
Brazil
Tin
Minsur
Peru
Gold
Mitsubishi Materials Corporation
Japan
Tin
Mitsubishi Materials Corporation
Japan
Tantalum
Mitsui Mining and Smelting Co., Ltd.
Japan
Gold
Mitsui Mining and Smelting Co., Ltd.
Japan
Tantalum
NPM Silmet AS
Estonia
Gold
Moscow Special Alloys Processing Plant
Russian Federation
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
Turkey
Tin
Jiangxi New Nanshan Technology Ltd.
China
Gold
Nihon Material Co., Ltd.
Japan
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Thailand
Gold
Ohura Precious Metal Industry Co., Ltd.
Japan
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
Russian Federation
Tin
Operaciones Metalurgical S.A.
Bolivia (Plurinational State Of)
Gold
PAMP S.A.
Switzerland
Gold
Prioksky Plant of Non-Ferrous Metals
Russian Federation
Gold
PT Aneka Tambang (Persero) Tbk
Indonesia
Tin
PT Artha Cipta Langgeng
Indonesia
Tin
PT Babel Inti Perkasa
Indonesia
Tin
PT Bangka Tin Industry
Indonesia
Tin
PT Belitung Industri Sejahtera
Indonesia
Tin
PT Bukit Timah
Indonesia
Tin
PT DS Jaya Abadi
Indonesia
Tin
PT Eunindo Usaha Mandiri
Indonesia
Tin
PT Karimun Mining
Indonesia
Tin
PT Mitra Stania Prima
Indonesia
Tin
PT Panca Mega Persada
Indonesia
Tin
PT Prima Timah Utama
Indonesia
Tin
PT Refined Bangka Tin
Indonesia
Tin
PT Sariwiguna Binasentosa
Indonesia
Tin
PT Stanindo Inti Perkasa
Indonesia
Tin
PT Sumber Jaya Indah
Indonesia
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Tin
PT Tinindo Inter Nusa
Indonesia
Tin
PT Tommy Utama
Indonesia
Gold
PX Precinox S.A.
Switzerland
Tantalum
QuantumClean
United States of America
Gold
Rand Refinery (Pty) Ltd.
South Africa
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
China
Gold
Royal Canadian Mint
Canada
Tin
Rui Da Hung
Taiwan, Province of China
Gold
Samduck Precious Metals
Republic of Korea
Gold
SEMPSA Joyeria Plateria S.A.
Spain
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
Gold
Sichuan Tianze Precious Metals Co., Ltd.
China
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Russian Federation
Tin
Soft Metais Ltda.
Brazil
Gold
Solar Applied Materials Technology Corp.
Taiwan, Province of China
Tantalum
Solikamsk Magnesium Works OAO
Russian Federation
Gold
Sumitomo Metal Mining Co., Ltd.
Japan
Tantalum
Taki Chemical Co., Ltd.
Japan
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
Vietnam
Tantalum
Telex Metals
United States of America
Tin
Thaisarco
Thailand
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
China
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
China
Gold
Tokuriki Honten Co., Ltd.
Japan
Gold
Torecom
Republic of Korea
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Gold
Umicore Brasil Ltda.
Brazil
Gold
Umicore S.A. Business Unit Precious Metals Refining
Belgium
Gold
United Precious Metal Refining, Inc.
United States of America
Gold
Valcambi S.A.
Switzerland
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
Vietnam
Gold
Western Australian Mint (T/a The Perth Mint)
Australia
Tin
White Solder Metalurgia e Mineracao Ltda.
Brazil
Tungsten
Wolfram Bergbau und Hutten AG
Austria
Tungsten
Xiamen Tungsten Co., Ltd.
China
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
China
Gold
Yamakin Co., Ltd.
Japan
Gold
Yokohama Metal Co., Ltd.
Japan
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
China
Tin
Yunnan Tin Company Limited
China
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
China
Gold
SAFINA A.S.
Czech Republic
Gold
Umicore Precious Metals Thailand
Thailand
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
China
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
China
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
China
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
China
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
China
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
China
Tin
CV Venus Inti Perkasa
Indonesia
Gold
Geib Refining Corporation
United States of America
Tin
Magnu's Minerais Metais e Ligas Ltda.
Brazil
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
China
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
China
Tin
Melt Metais e Ligas S.A.
Brazil
Tungsten
Asia Tungsten Products Vietnam Ltd.
Vietnam
Tin
PT ATD Makmur Mandiri Jaya
Indonesia
Tantalum
D Block Metals, LLC
United States of America
Tantalum
FIR Metals & Resource Ltd.
China
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
China
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
China
Gold
MMTC-PAMP India Pvt., Ltd.
India
Gold
Republic Metals Corporation
United States of America
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
China
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
China
Gold
Singway Technology Co., Ltd.
Taiwan, Province of China
Tin
O.M. Manufacturing Philippines, Inc.
Philippines
Tin
PT Inti Stania Prima
Indonesia
Tantalum
KEMET Blue Metals
Mexico
Tungsten
H.C. Starck Tungsten GmbH
Germany
Tungsten
H.C. Starck Smelting GmbH & Co. KG
Germany
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
Vietnam
Tantalum
H.C. Starck Co., Ltd.
Thailand
Tantalum
H.C. Starck Tantalum and Niobium GmbH
Germany
Tantalum
H.C. Starck Hermsdorf GmbH
Germany
Tantalum
H.C. Starck Inc.
United States of America
Tantalum
H.C. Starck Ltd.
Japan
Tantalum
H.C. Starck Smelting GmbH & Co. KG
Germany
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
China
Tantalum
Global Advanced Metals Boyertown
United States of America
Tantalum
Global Advanced Metals Aizu
Japan
Gold
Al Etihad Gold Refinery DMCC
United Arab Emirates
Gold
Emirates Gold DMCC
United Arab Emirates
Tantalum
KEMET Blue Powder
United States of America
Tin
CV Ayi Jaya
Indonesia
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
China
Gold
T.C.A S.p.A
Italy
Tungsten
Niagara Refining LLC
United States of America
Tin
CV Dua Sekawan
Indonesia
Tin
PT Rajehan Ariq
Indonesia
Gold
Korea Zinc Co., Ltd.
Republic of Korea
Gold
Marsam Metals
Brazil
Tungsten
Hydrometallurg, JSC
Russian Federation
Tin
Resind Industria e Comercio Ltda.
Brazil
Tantalum
Resind Industria e Comercio Ltda.
Brazil
Tungsten
Unecha Refractory metals plant
Russian Federation
Gold
SAAMP
France
Gold
Italpreziosi
Italy
Tin
Metallo Belgium N.V.
Belgium
Tin
Metallo Spain S.L.U.
Spain
Tin
PT Bangka Prima Tin
Indonesia
Gold
SAXONIA Edelmetalle GmbH
Germany
Gold
WIELAND Edelmetalle GmbH
Germany
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
Austria
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
China
Tin
PT Sukses Inti Makmur
Indonesia
Tungsten
Philippine Chuangxin Industrial Co., Inc.
Philippines
Tin
PT Kijang Jaya Mandiri
Indonesia
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
China
Tungsten
ACL Metais Eireli
Brazil
Tin
PT Menara Cipta Mulia
Indonesia
Tantalum
Jiangxi Tuohong New Raw Material
China
Tungsten
Woltech Korea Co., Ltd.
Republic of Korea
Tin
HuiChang Hill Tin Industry Co., Ltd.
China
Tungsten
Moliren Ltd.
Russian Federation
Tantalum
Power Resources Ltd.
The Former Yugoslav Republic of Macedonia
Tin
Gejiu Fengming Metallurgy Chemical Plant
China
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
China
Gold
AU Traders and Refiners
South Africa
Tin
Gejiu Jinye Mineral Company
China
Tin
PT Lautan Harmonis Sejahtera
Indonesia
Gold
SungEel HiMetal Co., Ltd.
Republic of Korea
Gold
Planta Recuperadora de Metales SpA
Chile
Gold
Safimet S.p.A
Italy
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
China

Note: Smelter and refiner facility names originate from information provided by CFSI.


Annex II
Countries of Origin
Andorra
 
Netherlands
Australia
 
New Zealand
Austria
 
Peru
Belgium
 
Philippines
Bolivia
 
Poland
Brazil
 
Republic of Korea
Canada
 
Russian Federation
Chile
 
Saudi Arabia
China
 
Singapore
Czech Republic
 
South Africa
Estonia
 
Spain
France
 
Sudan
Germany
 
Sweden
India
 
Switzerland
Indonesia
 
Taiwan, Province of China
Italy
 
Thailand
Japan
 
Turkey
Kazakhstan
 
Uganda*
Kyrgyzstan
 
United Arab Emirates
Lithuania
 
United States of America
Macedonia
 
Uzbekistan
Malaysia
 
Vietnam
Mexico
 
Zambia*
Myanmar
 
Zimbabwe

*     An adjoining country to the Democratic Republic of Congo.