0001209191-15-043323.txt : 20150515 0001209191-15-043323.hdr.sgml : 20150515 20150515162103 ACCESSION NUMBER: 0001209191-15-043323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150512 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craig John D CENTRAL INDEX KEY: 0001298279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 15869771 MAIL ADDRESS: STREET 1: 2366 BRENVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-12 0 0001289308 EnerSys ENS 0001298279 Craig John D 2366 BERNVILLE ROAD READING PA 19605 1 1 0 0 Chairman & CEO Common Stock 2015-05-12 4 A 0 52553 0.00 A 362402.2842 D Common Stock 2015-05-13 4 S 0 20603 68.5035 D 341799.2842 D Common Stock 2015-05-14 4 S 0 29397 68.9872 D 312402.2842 D Stock Options 68.40 2015-05-12 4 A 0 49834 0.00 A 2025-05-12 Common Stock 49834 49834 D These shares were granted as performance market share units and vest one-hundred percent on May 12, 2018, subject to acceleration and cancellation upon the occurrence of certain events. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on the third anniversary of the date of grant and the ratio referenced in the following sentence. The payout factor is determined by reference to a ratio of (x)(i) the 90-day average closing price on the vesting date plus an amount equal to reinvested cash dividends during the period between the date of grant and the vesting date, less (ii) the 90-day average closing price on the date of grant, divided by (y) the 90-day average closing price on the date of grant. These shares represent the market share units granted, assuming the payout factor of 100%. The maximum payout factor is 200%. This grant was made after markets had closed. This transaction was executed in multiple trades at prices ranging from $68.50 to $68.60. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request. This transaction was executed in multiple trades at prices ranging from $68.50 to $69.37. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request. The options vest in three equal annual installments beginning on May 12, 2016, subject to acceleration or forfeiture in certain specified circumstances. Karen J. Yodis, by Power of Attorney 2015-05-15