0001179110-20-006300.txt : 20200519 0001179110-20-006300.hdr.sgml : 20200519 20200519162255 ACCESSION NUMBER: 0001179110-20-006300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penland Joe Sr CENTRAL INDEX KEY: 0001289130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38280 FILM NUMBER: 20893899 MAIL ADDRESS: STREET 1: 6550 TRAM ROAD CITY: BEAUMONT STATE: TX ZIP: 77713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBTX, Inc. CENTRAL INDEX KEY: 0001473844 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 208339782 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 GREENWAY PLAZA, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: (713) 210-7600 MAIL ADDRESS: STREET 1: 9 GREENWAY PLAZA, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: CBFH, Inc. DATE OF NAME CHANGE: 20091005 4 1 edgar.xml FORM 4 - X0306 4 2020-05-15 0 0001473844 CBTX, Inc. CBTX 0001289130 Penland Joe Sr 9 GREENWAY PLAZA, SUITE 110 HOUSTON TX 77046 1 0 0 0 Common Stock 2020-05-15 4 P 0 1400 16.70 A 452544 D Common Stock 2020-05-15 4 P 0 3600 16.6839 A 456144 D Common Stock 2020-05-18 4 P 0 1500 17.65 A 457644 D Common Stock 2020-05-19 4 P 0 3500 17.999 A 461144 D Common Stock 2020-05-19 4 P 0 5000 17.5851 A 466144 D Common Stock 190670 I By Penland Trust Common Stock 724636 I By Tram Road Partners The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose. The reporting person is the manager and member of Tram Road Managers, LLC, a Texas limited liability company, which is the general partner of Tram Road Partners, LP, a Texas limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose. /s/ Robert T. Pigott, Jr., attorney-in-fact 2020-05-19