Chief Compliance Officer/Chief Financial Officer

0001172661-16-002811.txt : 20160216 0001172661-16-002811.hdr.sgml : 20160215 20160216083017 ACCESSION NUMBER: 0001172661-16-002811 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Steinberg Global Asset Management CENTRAL INDEX KEY: 0001288917 IRS NUMBER: 043173192 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10874 FILM NUMBER: 161423279 BUSINESS ADDRESS: STREET 1: 5100 TOWN CENTER CIRCLE STREET 2: TOWER II SUITE 150 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-750-0800 MAIL ADDRESS: STREET 1: 5100 TOWN CENTER CIRCLE STREET 2: TOWER II SUITE 150 CITY: BOCA RATON STATE: FL ZIP: 33486 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001288917 XXXXXXXX 12-31-2015 12-31-2015 false Steinberg Global Asset Management

5100 Town Center Circle Tower II Suite 150 Boca Raton FL 33486

13F HOLDINGS REPORT 028-10874 N Tara L. Elmaleh Chief Compliance Officer/Chief Financial Officer 561-750-0800 /s/ Tara L. Elmaleh Boca Raton FL 02-16-2016 1 355 513136 1 0001407543 028-13411 ENVESTNET ASSET MANAGEMENT INC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 620 4114 SH SOLE 4114 0 0 ABBOTT LABS COM 002824100 709 15783 SH SOLE 15783 0 0 ABBVIE INC COM 00287Y109 174 2941 SH DFND 1 0 2941 0 ABBVIE INC COM 00287Y109 5974 100845 SH SOLE 100845 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 218 3484 SH SOLE 3484 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3 85 SH DFND 1 0 85 0 ACTIVISION BLIZZARD INC COM 00507V109 807 20860 SH SOLE 20860 0 0 AERCAP HOLDINGS NV SHS N00985106 7 172 SH DFND 1 0 172 0 AERCAP HOLDINGS NV SHS N00985106 366 8481 SH SOLE 8481 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 204 2510 SH SOLE 2510 0 0 ALLERGAN PLC SHS G0177J108 17 53 SH DFND 1 0 53 0 ALLERGAN PLC SHS G0177J108 1021 3268 SH SOLE 3268 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 462 12420 SH SOLE 12420 0 0 ALPHABET INC CAP STK CL A 02079K305 5 6 SH DFND 1 0 6 0 ALPHABET INC CAP STK CL A 02079K305 1065 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NETWORK HLDGS INC COM 09238E104 2695 60968 SH SOLE 60968 0 0 BOEING CO COM 097023105 13 87 SH DFND 1 0 87 0 BOEING CO COM 097023105 1129 7806 SH SOLE 7806 0 0 BP PLC SPONSORED ADR 055622104 329 10540 SH SOLE 10540 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3999 58137 SH SOLE 58137 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 38 557 SH DFND 1 0 557 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1040 33000 SH SOLE 33000 0 0 BRYN MAWR BK CORP COM 117665109 267 9300 SH SOLE 9300 0 0 CALGON CARBON CORP COM 129603106 2 111 SH DFND 1 0 111 0 CALGON CARBON CORP COM 129603106 438 25393 SH SOLE 25393 0 0 CAPITAL SOUTHWEST CORP COM 140501107 244 17575 SH SOLE 17575 0 0 CARMAX INC COM 143130102 29 536 SH DFND 1 0 536 0 CARMAX INC COM 143130102 2086 38658 SH SOLE 38658 0 0 CATERPILLAR INC DEL COM 149123101 206 3027 SH SOLE 3027 0 0 CBS CORP NEW CL B 124857202 8 163 SH DFND 1 0 163 0 CBS CORP NEW CL B 124857202 328 6967 SH SOLE 6967 0 0 CERUS CORP COM 157085101 564 89200 SH SOLE 89200 0 0 CHESAPEAKE ENERGY CORP COM 165167107 183 40740 SH SOLE 40740 0 0 CHEVRON CORP NEW COM 166764100 195 2170 SH DFND 1 0 2170 0 CHEVRON CORP NEW COM 166764100 5401 60038 SH SOLE 60038 0 0 CHIMERA INVT CORP COM NEW 16934Q208 220 16115 SH SOLE 16115 0 0 CHINA GREEN AGRICULTURE INC COM 16943W105 26 17000 SH SOLE 17000 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2 35 SH DFND 1 0 35 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 505 8964 SH SOLE 8964 0 0 CISCO SYS INC COM 17275R102 15 538 SH DFND 1 0 538 0 CISCO SYS INC COM 17275R102 1336 49186 SH SOLE 49186 0 0 CITIGROUP INC COM NEW 172967424 796 15380 SH SOLE 15380 0 0 CITIGROUP INC COM NEW 172967424 14 276 SH DFND 1 0 276 0 CLOROX CO DEL COM 189054109 273 2151 SH SOLE 2151 0 0 CME GROUP INC COM 12572Q105 467 5150 SH SOLE 5150 0 0 COCA COLA CO COM 191216100 3 63 SH DFND 1 0 63 0 COCA COLA CO COM 191216100 1606 37391 SH SOLE 37391 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 285 4755 SH SOLE 4755 0 0 COLGATE PALMOLIVE CO COM 194162103 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DISNEY 254687106 3 25 SH DFND 1 0 25 0 DOW CHEM CO COM 260543103 235 4565 SH SOLE 4565 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 214 3215 SH SOLE 3215 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 192 2695 SH DFND 1 0 2695 0 DUKE ENERGY CORP NEW COM NEW 26441C204 5496 76987 SH SOLE 76987 0 0 E M C CORP MASS COM 268648102 3 101 SH DFND 1 0 101 0 E M C CORP MASS COM 268648102 611 23786 SH SOLE 23786 0 0 EATON CORP PLC SHS G29183103 110 2119 SH DFND 1 0 2119 0 EATON CORP PLC SHS G29183103 2888 55497 SH SOLE 55497 0 0 EBAY INC COM 278642103 12 437 SH DFND 1 0 437 0 EBAY INC COM 278642103 523 19037 SH SOLE 19037 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 400 29100 SH SOLE 29100 0 0 ENOVA INTL INC COM 29357K103 101 15309 SH SOLE 15309 0 0 ENOVA INTL INC COM 29357K103 1 95 SH DFND 1 0 95 0 ENSIGN GROUP INC COM 29358P101 41 1830 SH DFND 1 0 1830 0 ENSIGN GROUP INC COM 29358P101 782 34568 SH SOLE 34568 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 392 15320 SH SOLE 15320 0 0 EXCO RESOURCES INC COM 269279402 187 151000 SH SOLE 151000 0 0 EXXON MOBIL CORP COM 30231G102 3 35 SH DFND 1 0 35 0 EXXON MOBIL CORP COM 30231G102 1977 25360 SH SOLE 25360 0 0 FACEBOOK INC CL A 30303M102 3 26 SH DFND 1 0 26 0 FACEBOOK INC CL A 30303M102 801 7653 SH SOLE 7653 0 0 FEDEX CORP COM 31428X106 2222 14914 SH SOLE 14914 0 0 FIRST LONG IS CORP COM 320734106 1130 37668 SH SOLE 37668 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 5902 418850 SH SOLE 418850 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 203 14373 SH DFND 1 0 14373 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 2 324 SH DFND 1 0 324 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 308 60415 SH SOLE 60415 0 0 GENERAL ELECTRIC CO COM 369604103 40 1274 SH DFND 1 0 1274 0 GENERAL ELECTRIC CO COM 369604103 3260 104667 SH SOLE 104667 0 0 GENERAL MLS INC COM 370334104 486 8428 SH SOLE 8428 0 0 GENESEE & WYO INC CL A 371559105 510 9495 SH SOLE 9495 0 0 GILEAD SCIENCES INC COM 375558103 2108 20829 SH SOLE 20829 0 0 GILEAD SCIENCES INC COM 375558103 49 485 SH DFND 1 0 485 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 145 13950 SH SOLE 13950 0 0 GLU MOBILE INC COM 379890106 97 40000 SH SOLE 40000 0 0 HALLIBURTON CO COM 406216101 9 252 SH DFND 1 0 252 0 HALLIBURTON CO COM 406216101 724 21272 SH SOLE 21272 0 0 HELEN OF TROY CORP LTD COM G4388N106 35 367 SH DFND 1 0 367 0 HELEN OF TROY CORP LTD COM G4388N106 1807 19173 SH SOLE 19173 0 0 HOLOGIC INC COM 436440101 2 64 SH DFND 1 0 64 0 HOLOGIC INC COM 436440101 902 23311 SH SOLE 23311 0 0 HOME DEPOT INC COM 437076102 29 216 SH DFND 1 0 216 0 HOME DEPOT INC COM 437076102 3560 26917 SH SOLE 26917 0 0 HONEYWELL INTL INC COM 438516106 741 7157 SH SOLE 7157 0 0 IDEX CORP COM 45167R104 2 30 SH DFND 1 0 30 0 IDEX CORP COM 45167R104 635 8291 SH SOLE 8291 0 0 IMMUNOGEN INC COM 45253H101 38 2766 SH DFND 1 0 2766 0 IMMUNOGEN INC COM 45253H101 542 39973 SH SOLE 39973 0 0 INDIA FD INC COM 454089103 31 1343 SH DFND 1 0 1343 0 INDIA FD INC COM 454089103 1245 54765 SH SOLE 54765 0 0 INTEL CORP COM 458140100 214 6198 SH DFND 1 0 6198 0 INTEL CORP COM 458140100 8364 242782 SH SOLE 242782 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1772 6914 SH SOLE 6914 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2399 17431 SH SOLE 17431 0 0 INTL FCSTONE INC COM 46116V105 264 7900 SH SOLE 7900 0 0 INVESTORS TITLE CO COM 461804106 655 6550 SH SOLE 6550 0 0 ISHARES MSCI EURZONE ET 464286608 1179 33642 SH SOLE 33642 0 0 ISHARES MSCI EURZONE ET 464286608 8 240 SH DFND 1 0 240 0 ISHARES MSCI HONG KG ET 464286871 246 12400 SH SOLE 12400 0 0 ISHARES TR 1-3 YR CR BD ET 464288646 499 4769 SH SOLE 4769 0 0 ISHARES TR 1-3 YR TR BD ET 464287457 817 9684 SH SOLE 9684 0 0 ISHARES TR CORE S&P MCP ET 464287507 596 4281 SH DFND 1 0 4281 0 ISHARES TR CORE S&P MCP ET 464287507 11758 84395 SH SOLE 84395 0 0 ISHARES TR CORE S&P SCP ET 464287804 598 5435 SH DFND 1 0 5435 0 ISHARES TR CORE S&P SCP ET 464287804 11774 106934 SH SOLE 106934 0 0 ISHARES TR CORE US AGGBD E 464287226 1886 17457 SH SOLE 17457 0 0 ISHARES TR EAFE GRWTH ETF 464288885 18 275 SH DFND 1 0 275 0 ISHARES TR EAFE GRWTH ETF 464288885 2188 32596 SH SOLE 32596 0 0 ISHARES TR EAFE MIN VOL ET 46429B689 1851 28529 SH SOLE 28529 0 0 ISHARES TR EAFE MIN VOL ET 46429B689 14 216 SH DFND 1 0 216 0 ISHARES TR EAFE SML CP ETF 464288273 10 192 SH DFND 1 0 192 0 ISHARES TR EAFE SML CP ETF 464288273 1247 24969 SH SOLE 24969 0 0 ISHARES TR EAFE VALUE ETF 464288877 1501 32275 SH SOLE 32275 0 0 ISHARES TR EAFE VALUE ETF 464288877 12 258 SH DFND 1 0 258 0 ISHARES TR EUROPE ETF 464287861 4 105 SH DFND 1 0 105 0 ISHARES TR EUROPE ETF 464287861 638 15900 SH SOLE 15900 0 0 ISHARES TR FLTG RATE BD ET 46429B655 695 13783 SH DFND 1 0 13783 0 ISHARES TR FLTG RATE BD ET 46429B655 19859 393707 SH SOLE 393707 0 0 ISHARES TR INTL SEL DIV ET 464288448 8 262 SH DFND 1 0 262 0 ISHARES TR INTL SEL DIV ET 464288448 1136 39585 SH SOLE 39585 0 0 ISHARES TR MSCI EAFE ETF 464287465 629 10717 SH SOLE 10717 0 0 ISHARES TR S&P 500 GRWT ET 464287309 918 7928 SH DFND 1 0 7928 0 ISHARES TR S&P 500 GRWT ET 464287309 18303 158055 SH SOLE 158055 0 0 ISHARES TR S&P 500 VAL ETF 464287408 11963 135133 SH SOLE 135133 0 0 ISHARES TR S&P 500 VAL ETF 464287408 578 6528 SH DFND 1 0 6528 0 ISHARES TR SELECT DIVID ET 464287168 1406 18706 SH SOLE 18706 0 0 ISHARES TR TIPS BD ETF 464287176 203 1855 SH SOLE 1855 0 0 ISHARES TR U.S. PFD STK ET 464288687 9135 235129 SH SOLE 235129 0 0 ISHARES TR U.S. PFD STK ET 464288687 518 13345 SH DFND 1 0 13345 0 ISHARES TR USA ESG SLCT ET 464288802 299 3587 SH SOLE 3587 0 0 ISHARES TR USA MIN VOL ETF 46429B697 12268 293350 SH SOLE 293350 0 0 ISHARES TR USA MIN VOL ETF 46429B697 656 15677 SH DFND 1 0 15677 0 JARDEN CORP COM 471109108 38 661 SH DFND 1 0 661 0 JARDEN CORP COM 471109108 2368 41458 SH SOLE 41458 0 0 JOHNSON & JOHNSON COM 478160104 1953 19009 SH SOLE 19009 0 0 JOHNSON & JOHNSON COM 478160104 3 27 SH DFND 1 0 27 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 394 13585 SH SOLE 13585 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 10 342 SH DFND 1 0 342 0 JPMORGAN CHASE & CO COM 46625H100 3 42 SH DFND 1 0 42 0 JPMORGAN CHASE & CO COM 46625H100 768 11635 SH SOLE 11635 0 0 KIMBERLY CLARK CORP COM 494368103 6016 47257 SH SOLE 47257 0 0 KIMBERLY CLARK CORP COM 494368103 208 1634 SH DFND 1 0 1634 0 KINDER MORGAN INC DEL COM 49456B101 742 49715 SH SOLE 49715 0 0 KRAFT HEINZ CO COM 500754106 206 2838 SH DFND 1 0 2838 0 KRAFT HEINZ CO COM 500754106 5911 81245 SH SOLE 81245 0 0 L BRANDS INC COM 501797104 206 2150 SH SOLE 2150 0 0 LAS VEGAS SANDS CORP COM 517834107 2 35 SH DFND 1 0 35 0 LAS VEGAS SANDS CORP COM 517834107 360 8203 SH SOLE 8203 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2 39 SH DFND 1 0 39 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 553 13559 SH SOLE 13559 0 0 LILLY ELI & CO COM 532457108 311 3690 SH SOLE 3690 0 0 LOCKHEED MARTIN CORP COM 539830109 193 887 SH DFND 1 0 887 0 LOCKHEED MARTIN CORP COM 539830109 5299 24401 SH SOLE 24401 0 0 LOWES COS INC COM 548661107 12 158 SH DFND 1 0 158 0 LOWES COS INC COM 548661107 730 9598 SH SOLE 9598 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 132 1822 SH DFND 1 0 1822 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 3604 49645 SH SOLE 49645 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 661 9725 SH SOLE 9725 0 0 MARATHON PETE CORP COM 56585A102 930 17940 SH SOLE 17940 0 0 MARKEL CORP COM 570535104 63 71 SH DFND 1 0 71 0 MARKEL CORP COM 570535104 7244 8201 SH SOLE 8201 0 0 MASTERCARD INC CL A 57636Q104 36 370 SH DFND 1 0 370 0 MASTERCARD INC CL A 57636Q104 2751 28261 SH SOLE 28261 0 0 MCDONALDS CORP COM 580135101 290 2455 SH SOLE 2455 0 0 MEDTRONIC PLC SHS G5960L103 230 2992 SH SOLE 2992 0 0 MERCK & CO INC NEW COM 58933Y105 183 3459 SH DFND 1 0 3459 0 MERCK & CO INC NEW COM 58933Y105 7011 132732 SH SOLE 132732 0 0 METLIFE INC COM 59156R108 2 50 SH DFND 1 0 50 0 METLIFE INC COM 59156R108 689 14297 SH SOLE 14297 0 0 MICROSOFT CORP COM 594918104 37 670 SH DFND 1 0 670 0 MICROSOFT CORP COM 594918104 1863 33583 SH SOLE 33583 0 0 MID-AMER APT CMNTYS INC COM 59522J103 211 2326 SH SOLE 2326 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 35 5552 SH DFND 1 0 5552 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 763 122700 SH SOLE 122700 0 0 MONDELEZ INTL INC CL A 609207105 1226 27347 SH SOLE 27347 0 0 MONDELEZ INTL INC CL A 609207105 12 269 SH DFND 1 0 269 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1072 102515 SH SOLE 102515 0 0 MONSANTO CO NEW COM 61166W101 38 382 SH DFND 1 0 382 0 MONSANTO CO NEW COM 61166W101 1251 12696 SH SOLE 12696 0 0 NETEASE INC SPONSORED ADR 64110W102 22 120 SH DFND 1 0 120 0 NETEASE INC SPONSORED ADR 64110W102 296 1633 SH SOLE 1633 0 0 NEXTERA ENERGY INC COM 65339F101 253 2434 SH SOLE 2434 0 0 NORFOLK SOUTHERN CORP COM 655844108 316 3731 SH SOLE 3731 0 0 NORTHROP GRUMMAN CORP COM 666807102 2 12 SH DFND 1 0 12 0 NORTHROP GRUMMAN CORP COM 666807102 622 3294 SH SOLE 3294 0 0 NOVARTIS A G SPONSORED ADR 66987V109 945 10984 SH SOLE 10984 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706en100 122 12414 SH SOLE 12414 0 0 NXP SEMICONDUCTORS N V COM N6596X109 8 91 SH DFND 1 0 91 0 NXP SEMICONDUCTORS N V COM N6596X109 378 4486 SH SOLE 4486 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 253 1000 SH SOLE 1000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 142 2095 SH DFND 1 0 2095 0 OCCIDENTAL PETE CORP DEL COM 674599105 4066 60141 SH SOLE 60141 0 0 PARTNERRE LTD COM G6852T105 3 18 SH DFND 1 0 18 0 PARTNERRE LTD COM G6852T105 701 5020 SH SOLE 5020 0 0 PAYCHEX INC COM 704326107 209 3945 SH DFND 1 0 3945 0 PAYCHEX INC COM 704326107 5982 113095 SH SOLE 113095 0 0 PAYPAL HLDGS INC COM 70450Y103 655 18106 SH SOLE 18106 0 0 PAYPAL HLDGS INC COM 70450Y103 12 319 SH DFND 1 0 319 0 PEPSICO INC COM 713448108 216 2161 SH DFND 1 0 2161 0 PEPSICO INC COM 713448108 9508 95152 SH SOLE 95152 0 0 PFIZER INC COM 717081103 195 6044 SH DFND 1 0 6044 0 PFIZER INC COM 717081103 6334 196226 SH SOLE 196226 0 0 PHILIP MORRIS INTL INC COM 718172109 205 2328 SH DFND 1 0 2328 0 PHILIP MORRIS INTL INC COM 718172109 7138 81195 SH SOLE 81195 0 0 PIMCO ETF TR ENHAN SHRT MA A 72201R833 485 4823 SH DFND 1 0 4823 0 PIMCO ETF TR ENHAN SHRT MA A 72201R833 13596 135134 SH SOLE 135134 0 0 PIMCO ETF TR TTL RTN ACTV ET 72201R775 772 7408 SH SOLE 7408 0 0 PRICE T ROWE GROUP INC COM 74144T108 302 4222 SH SOLE 4222 0 0 PRICE T ROWE GROUP INC COM 74144T108 2 26 SH DFND 1 0 26 0 PROCTER & GAMBLE CO COM 742718109 227 2863 SH DFND 1 0 2863 0 PROCTER & GAMBLE CO COM 742718109 7473 94112 SH SOLE 94112 0 0 RAYTHEON CO COM NEW 755111507 307 2465 SH SOLE 2465 0 0 REALTY INCOME CORP COM 756109104 1240 24017 SH SOLE 24017 0 0 REGAL ENTMT GROUP CL A 758766109 2 111 SH DFND 1 0 111 0 REGAL ENTMT GROUP CL A 758766109 587 31084 SH SOLE 31084 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 17 376 SH DFND 1 0 376 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 236 5162 SH SOLE 5162 0 0 RPM INTL INC COM 749685103 362 8208 SH SOLE 8208 0 0 SCHEIN HENRY INC COM 806407102 815 5152 SH SOLE 5152 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US L 808524771 255 8918 SH DFND 1 0 8918 0 SCHWAB STRATEGIC TR SCHWAB FDT US L 808524771 609 21265 SH SOLE 21265 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 141 2789 SH DFND 1 0 2789 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 418 8292 SH SOLE 8292 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 207 4222 SH SOLE 4222 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 261 6768 SH DFND 1 0 6768 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 675 17516 SH SOLE 17516 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 264 4990 SH DFND 1 0 4990 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 636 12045 SH SOLE 12045 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 194 4568 SH DFND 1 0 4568 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 457 10769 SH SOLE 10769 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 128 3190 SH DFND 1 0 3190 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 306 7640 SH SOLE 7640 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 125 2395 SH DFND 1 0 2395 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 335 6433 SH SOLE 6433 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6258 86886 SH SOLE 86886 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 299 4149 SH DFND 1 0 4149 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 572 24016 SH DFND 1 0 24016 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11341 475934 SH SOLE 475934 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 600 14001 SH DFND 1 0 14001 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11109 259368 SH SOLE 259368 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 23 148 SH DFND 1 0 148 0 SIGNATURE BK NEW YORK N Y COM 82669G104 353 2301 SH SOLE 2301 0 0 SOUTHERN CO COM 842587107 207 4432 SH DFND 1 0 4432 0 SOUTHERN CO COM 842587107 6159 131622 SH SOLE 131622 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 302 2980 SH DFND 1 0 2980 0 SPDR GOLD TRUST GOLD SHS 78463V107 5982 58964 SH SOLE 58964 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1128 5534 SH SOLE 5534 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 323 12580 SH DFND 1 0 12580 0 SPDR SER TR SHT TRM HGH YLD 78468R408 8814 343093 SH SOLE 343093 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 692 22754 SH DFND 1 0 22754 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 19999 657874 SH SOLE 657874 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 330 9720 SH SOLE 9720 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 74 1007 SH DFND 1 0 1007 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 368 5003 SH SOLE 5003 0 0 SPDR SERIES TRUST WELLS FG PFD ET 78464A292 7833 175304 SH SOLE 175304 0 0 STARBUCKS CORP COM 855244109 285 4750 SH SOLE 4750 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 82 10784 SH SOLE 10784 0 0 SYSCO CORP COM 871829107 2 51 SH DFND 1 0 51 0 SYSCO CORP COM 871829107 597 14570 SH SOLE 14570 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3 40 SH DFND 1 0 40 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1127 17176 SH SOLE 17176 0 0 TEXAS PAC LD TR SUB CTF PROP I 882610108 956 7305 SH SOLE 7305 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 775 5465 SH SOLE 5465 0 0 TJX COS INC NEW COM 872540109 1123 15844 SH SOLE 15844 0 0 TJX COS INC NEW COM 872540109 8 114 SH DFND 1 0 114 0 UNITED PARCEL SERVICE INC CL B 911312106 3327 34569 SH SOLE 34569 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10 105 SH DFND 1 0 105 0 UNITED TECHNOLOGIES CORP COM 913017109 1411 14688 SH SOLE 14688 0 0 US BANCORP DEL COM NEW 902973304 244 5713 SH SOLE 5713 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9 200 SH DFND 1 0 200 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1380 31784 SH SOLE 31784 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 343 4075 SH DFND 1 0 4075 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 9196 109354 SH SOLE 109354 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP B 92206C409 7794 98673 SH SOLE 98673 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP B 92206C409 260 3291 SH DFND 1 0 3291 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ET 92206C102 542 8928 SH SOLE 8928 0 0 VENTAS INC COM 92276F100 143 2536 SH DFND 1 0 2536 0 VENTAS INC COM 92276F100 4394 77872 SH SOLE 77872 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 186 4031 SH DFND 1 0 4031 0 VERIZON COMMUNICATIONS INC COM 92343V104 5933 128364 SH SOLE 128364 0 0 VISA INC COM CL A 92826C839 3 35 SH DFND 1 0 35 0 VISA INC COM CL A 92826C839 661 8519 SH SOLE 8519 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1547 18168 SH SOLE 18168 0 0 WAL-MART STORES INC COM 931142103 244 3980 SH SOLE 3980 0 0 WATSCO INC COM 942622200 330 2815 SH SOLE 2815 0 0 WELLS FARGO & CO NEW *W EXP 10/28/20 949746119 35 1705 SH DFND 1 0 1705 0 WELLS FARGO & CO NEW *W EXP 10/28/20 949746119 1246 60812 SH SOLE 60812 0 0 WELLS FARGO & CO NEW COM 949746101 2104 38710 SH SOLE 38710 0 0 WELLS FARGO & CO NEW COM 949746101 15 274 SH DFND 1 0 274 0 WILLAMETTE VY VINEYARD INC COM 969136100 118 16600 SH SOLE 16600 0 0 WISDOMTREE TR EMER MKT HIGH F 97717W315 1 38 SH DFND 1 0 38 0 WISDOMTREE TR EMER MKT HIGH F 97717W315 203 6406 SH SOLE 6406 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 32 641 SH DFND 1 0 641 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1210 24170 SH SOLE 24170 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 398 3881 SH SOLE 3881 0 0