0001288847-20-000140.txt : 20200909
0001288847-20-000140.hdr.sgml : 20200909
20200909180544
ACCESSION NUMBER: 0001288847-20-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200904
FILED AS OF DATE: 20200909
DATE AS OF CHANGE: 20200909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WELCH SCOTT
CENTRAL INDEX KEY: 0001305625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36383
FILM NUMBER: 201167341
MAIL ADDRESS:
STREET 1: C/O FIVE9, INC.
STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five9, Inc.
CENTRAL INDEX KEY: 0001288847
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943394123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 9252012000
MAIL ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: Five 9 Inc
DATE OF NAME CHANGE: 20040428
4
1
wf-form4_159968912355394.xml
FORM 4
X0306
4
2020-09-04
0
0001288847
Five9, Inc.
FIVN
0001305625
WELCH SCOTT
C/O FIVE9, INC. BISHOP RANCH 8, 4000
EXECUTIVE PARKWAY, SUITE 400
SAN RAMON,
CA
94583
0
1
0
0
EVP, Cloud Operations
Common Stock
2020-09-04
4
M
0
3094
16.25
A
54351
D
Common Stock
2020-09-04
4
M
0
3700
29.89
A
58051
D
Common Stock
2020-09-04
4
M
0
6371
53
A
64422
D
Common Stock
2020-09-04
4
M
0
1822
72.29
A
66244
D
Common Stock
2020-09-04
4
S
0
800
108.56
D
65444
D
Common Stock
2020-09-04
4
S
0
800
109.26
D
64644
D
Common Stock
2020-09-04
4
S
0
1016
110.77
D
63628
D
Common Stock
2020-09-04
4
S
0
388
111.60
D
63240
D
Common Stock
2020-09-04
4
S
0
1869
112.06
D
61371
D
Common Stock
2020-09-04
4
S
0
2756
113.54
D
58615
D
Common Stock
2020-09-04
4
S
0
4814
114.30
D
53801
D
Common Stock
2020-09-04
4
S
0
5176
115.64
D
48625
D
Common Stock
2020-09-04
4
S
0
2805
116.32
D
45820
D
Common Stock
2020-09-04
4
S
0
798
117.43
D
45022
D
Common Stock
2020-09-04
4
S
0
200
118.54
D
44822
D
Common Stock
5825
I
by Trust
Employee Stock Option (right to buy)
16.25
2020-09-04
4
M
0
3094
0
D
2027-02-23
Common Stock
3094.0
6189
D
Employee Stock Option (right to buy)
29.89
2020-09-04
4
M
0
3700
0
D
2028-02-26
Common Stock
3700.0
22205
D
Employee Stock Option (right to buy)
53.0
2020-09-04
4
M
0
6371
0
D
2029-02-22
Common Stock
6371.0
10619
D
Employee Stock Option (right to buy)
72.29
2020-09-04
4
M
0
1822
0
D
2030-02-24
Common Stock
1822.0
12760
D
The reported sales were to cover taxes upon the vesting of restricted stock units.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.08 to $108.97 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.09 to $109.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.13 to $111.08 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.53 to $111.80 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.80 to $112.78, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.95 to $113.86 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.96 to $114.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.01 to $116.96 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.14 to $117.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.
The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.
/s/ David Hill, attorney-in-fact
2020-09-09