0001288847-20-000140.txt : 20200909 0001288847-20-000140.hdr.sgml : 20200909 20200909180544 ACCESSION NUMBER: 0001288847-20-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200904 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELCH SCOTT CENTRAL INDEX KEY: 0001305625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 201167341 MAIL ADDRESS: STREET 1: C/O FIVE9, INC. STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 4 1 wf-form4_159968912355394.xml FORM 4 X0306 4 2020-09-04 0 0001288847 Five9, Inc. FIVN 0001305625 WELCH SCOTT C/O FIVE9, INC. BISHOP RANCH 8, 4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON, CA 94583 0 1 0 0 EVP, Cloud Operations Common Stock 2020-09-04 4 M 0 3094 16.25 A 54351 D Common Stock 2020-09-04 4 M 0 3700 29.89 A 58051 D Common Stock 2020-09-04 4 M 0 6371 53 A 64422 D Common Stock 2020-09-04 4 M 0 1822 72.29 A 66244 D Common Stock 2020-09-04 4 S 0 800 108.56 D 65444 D Common Stock 2020-09-04 4 S 0 800 109.26 D 64644 D Common Stock 2020-09-04 4 S 0 1016 110.77 D 63628 D Common Stock 2020-09-04 4 S 0 388 111.60 D 63240 D Common Stock 2020-09-04 4 S 0 1869 112.06 D 61371 D Common Stock 2020-09-04 4 S 0 2756 113.54 D 58615 D Common Stock 2020-09-04 4 S 0 4814 114.30 D 53801 D Common Stock 2020-09-04 4 S 0 5176 115.64 D 48625 D Common Stock 2020-09-04 4 S 0 2805 116.32 D 45820 D Common Stock 2020-09-04 4 S 0 798 117.43 D 45022 D Common Stock 2020-09-04 4 S 0 200 118.54 D 44822 D Common Stock 5825 I by Trust Employee Stock Option (right to buy) 16.25 2020-09-04 4 M 0 3094 0 D 2027-02-23 Common Stock 3094.0 6189 D Employee Stock Option (right to buy) 29.89 2020-09-04 4 M 0 3700 0 D 2028-02-26 Common Stock 3700.0 22205 D Employee Stock Option (right to buy) 53.0 2020-09-04 4 M 0 6371 0 D 2029-02-22 Common Stock 6371.0 10619 D Employee Stock Option (right to buy) 72.29 2020-09-04 4 M 0 1822 0 D 2030-02-24 Common Stock 1822.0 12760 D The reported sales were to cover taxes upon the vesting of restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.08 to $108.97 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.09 to $109.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.13 to $111.08 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.53 to $111.80 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.80 to $112.78, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.95 to $113.86 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.96 to $114.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.01 to $116.96 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.14 to $117.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020. /s/ David Hill, attorney-in-fact 2020-09-09