0001288847-18-000104.txt : 20180626 0001288847-18-000104.hdr.sgml : 20180626 20180626170746 ACCESSION NUMBER: 0001288847-18-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180625 FILED AS OF DATE: 20180626 DATE AS OF CHANGE: 20180626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Passi Gaurav CENTRAL INDEX KEY: 0001628106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 18919955 MAIL ADDRESS: STREET 1: C/O FIVE9, INC. STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 4 1 wf-form4_153004724807814.xml FORM 4 X0306 4 2018-06-25 0 0001288847 Five9, Inc. FIVN 0001628106 Passi Gaurav C/O FIVE9, INC., BISHOP RANCH 8, 4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON CA 94583 0 1 0 0 EVP, Product Management Common Stock 2018-06-25 4 M 0 1428 16.25 A 85016 D Common Stock 2018-06-25 4 S 0 1428 34.33 D 83588 D Employee Stock Option (right to buy) 16.25 2018-06-25 4 M 0 1428 0 D 2027-02-23 Common Stock 1428.0 45700 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.07 to $35.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017. /s/Barry Zwarenstein, attorney in fact 2018-06-26