0001752724-21-286729.txt : 20211230
0001752724-21-286729.hdr.sgml : 20211230
20211230105224
ACCESSION NUMBER: 0001752724-21-286729
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211031
FILED AS OF DATE: 20211230
PERIOD START: 20211031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clough Global Dividend & Income Fund
CENTRAL INDEX KEY: 0001288795
IRS NUMBER: 201048784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21583
FILM NUMBER: 211531163
BUSINESS ADDRESS:
STREET 1: P.O. BOX 328
CITY: DENVER
STATE: CO
ZIP: 80200-0328
BUSINESS PHONE: 303-623-2577
MAIL ADDRESS:
STREET 1: P.O. BOX 328
CITY: DENVER
STATE: CO
ZIP: 80200-0328
FORMER COMPANY:
FORMER CONFORMED NAME: Clough Dividend & Income Fund
DATE OF NAME CHANGE: 20160805
FORMER COMPANY:
FORMER CONFORMED NAME: Clough Global Allocation Fund
DATE OF NAME CHANGE: 20040624
FORMER COMPANY:
FORMER CONFORMED NAME: Clough Global Opportunities Fund
DATE OF NAME CHANGE: 20040428
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001288795
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CLOUGH GLOBAL DIVIDEND AND INCOME FUND
811-21583
0001288795
5493001GFY6TW0CYCT15
1290 BROADWAY SUITE 1000
DENVER
80203
8772568445
Clough Global Dividend and Income Fund
5493001GFY6TW0CYCT15
2021-10-31
2021-10-31
N
201030882.20
76779788.64
124251093.56
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
61500000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
Morgan Stanley
N/A
Innolux Corp
N/A
1.00000000
NC
USD
-2047226.58000000
-1.64765276613
N/A
DE
CORP
US
N
2
Morgan Stanley
9R7GPTSO7KV3UQJZQ078
Innolux Corp
Innolux Corp
Y
Underlying Performance
2023-08-17
0.00000000
USD
0.00000000
USD
-2220406.60000000
USD
173180.02000000
N
N
N
Blackstone Secured Lending Fund
549300KM7KWQHVBNH962
Blackstone Secured Lending Fund
09261X102
46800.00000000
NS
USD
1357200.00000000
1.092304269615
Long
EC
RF
US
N
1
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
9128283F5
6200000.00000000
PA
USD
6525742.17000000
5.252060149352
Long
DBT
UST
US
N
2
2027-11-15
Fixed
2.25000000
N
N
N
N
N
N
Oracle Corp
1Z4GXXU7ZHVWFCD8TV52
Oracle Corp.
68389XBP9
1000000.00000000
PA
USD
1074216.70000000
0.864553115165
Long
DBT
CORP
US
N
2
2037-11-15
Fixed
3.80000000
N
N
N
N
N
N
Bank Of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp.
06051GJF7
750000.00000000
PA
USD
717068.88000000
0.577112731529
Long
DBT
CORP
US
N
2
2031-07-23
Fixed
1.89800000
N
N
N
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
912828ZC7
3900000.00000000
PA
USD
3933667.96000000
3.165902083670
Long
DBT
UST
US
N
2
2025-02-28
Fixed
1.12500000
N
N
N
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
9128286Z8
2000000.00000000
PA
USD
2055859.38000000
1.654600632554
Long
DBT
UST
US
N
2
2024-06-30
Fixed
1.75000000
N
N
N
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific, Inc.
883556102
1475.00000000
NS
USD
933778.25000000
0.751525176355
Long
EC
CORP
US
N
1
N
N
N
Walker & Dunlop Inc
N/A
Walker & Dunlop, Inc.
93148P102
23820.00000000
NS
USD
3098267.40000000
2.493553425752
Long
EC
CORP
US
N
1
N
N
N
Anta Sports Products Ltd
529900291XG0CTK4LF95
ANTA Sports Products, Ltd.
G04011105
39000.00000000
NS
609523.81000000
0.490558104992
Long
EC
CORP
KY
N
1
N
N
N
First American Financial Corp
549300B6VEZK3N0A1P55
First American Financial Corp.
31847R102
95490.00000000
NS
USD
6984138.60000000
5.620987630686
Long
EC
CORP
US
N
1
N
N
N
Raytheon Technologies Corp
I07WOS4YJ0N7YRFE7309
Raytheon Technologies Corp.
75513E101
72600.00000000
NS
USD
6451236.00000000
5.192095952769
Long
EC
CORP
US
N
1
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer, Inc.
717081103
43500.00000000
NS
USD
1902690.00000000
1.531326562595
Long
EC
CORP
US
N
1
N
N
N
Astrazeneca Plc
PY6ZZQWO2IZFZC3IOL08
AstraZeneca PLC - Sponsored ADR
046353108
-18900.00000000
NS
USD
-1178982.00000000
-0.94887052195
Short
EC
CORP
GB
N
1
N
N
N
Kroger Co
6CPEOKI6OYJ13Q6O7870
Kroger Co.
501044DP3
1000000.00000000
PA
USD
999409.14000000
0.804346353311
Long
DBT
CORP
US
N
2
2030-05-01
Fixed
2.20000000
N
N
N
N
N
N
New York Life Insurance
TAE73CY392TBWJ3O3305
New York Life Insurance Co.
64952GAQ1
500000.00000000
PA
USD
644804.57000000
0.518952832949
Long
DBT
CORP
US
Y
2
2069-05-15
Fixed
4.45000000
N
N
N
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
91282CCH2
4000000.00000000
PA
USD
3951484.36000000
3.180241112398
Long
DBT
UST
US
N
2
2028-06-30
Fixed
1.25000000
N
N
N
N
N
N
Mckesson Corp
549300WZWOM80UCFSF54
McKesson Corp.
58155Q103
15954.00000000
NS
USD
3316517.52000000
2.669205899904
Long
EC
CORP
US
N
1
N
N
N
Boeing Co
RVHJWBXLJ1RFUBSY1F30
Boeing Co.
097023CW3
1500000.00000000
PA
USD
2059204.29000000
1.657292689344
Long
DBT
CORP
US
N
2
2050-05-01
Fixed
5.80500000
N
N
N
N
N
N
Magna International Inc
95RWVLFZX6VGDZNNTN43
Magna International, Inc.
559222AV6
750000.00000000
PA
USD
762952.25000000
0.614040672110
Long
DBT
CORP
CA
N
2
2030-06-15
Fixed
2.45000000
N
N
N
N
N
N
Federal Farm Credit Bank
N/A
Federal Farm Credit Banks Funding Corp.
3133EMJ45
1000000.00000000
PA
USD
1000869.51000000
0.805521691055
Long
DBT
USGSE
US
N
2
2033-03-14
Fixed
2.15000000
N
N
N
N
N
N
Jpmorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co.
46647PBV7
1000000.00000000
PA
USD
951058.75000000
0.765432901031
Long
DBT
CORP
US
N
2
2041-11-19
Fixed
2.52500000
N
N
N
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp.
594918CC6
1000000.00000000
PA
USD
985449.57000000
0.793111385795
Long
DBT
CORP
US
N
2
2050-06-01
Fixed
2.52500000
N
N
N
N
N
N
Tractor Supply Co
549300OJ9VZHZRO6I137
Tractor Supply Co.
892356AA4
1000000.00000000
PA
USD
953391.61000000
0.767310437826
Long
DBT
CORP
US
N
2
2030-11-01
Fixed
1.75000000
N
N
N
N
N
N
Valley National Bancorp
549300ET52S1UBIB9762
Valley National Bancorp
919794AE7
750000.00000000
PA
USD
761831.15000000
0.613138386288
Long
DBT
CORP
US
N
2
2031-06-15
Fixed
3.00000000
N
N
N
N
N
N
Owl Rock Capital Corp
2549000BD79OOCPF2L94
Owl Rock Capital Corp.
69121KAF1
1260000.00000000
PA
USD
1247512.08000000
1.004025030490
Long
DBT
CORP
US
N
2
2027-01-15
Fixed
2.62500000
N
N
N
N
N
N
Starwood Property Trust
BUGSFQZERKRBFWIG5267
Starwood Property Trust, Inc.
85571BAH8
977000.00000000
PA
USD
1047246.30000000
0.842846746853
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
4.37500000
N
N
N
N
Y
Starwood Property Trust, Inc.
Starwood Property Trust, Inc. COM
USD
XXXX
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
91282CBP5
1000000.00000000
PA
USD
984433.59000000
0.792293702851
Long
DBT
UST
US
N
2
2028-02-29
Fixed
1.12500000
N
N
N
N
N
N
CME GLOBEX
9R7GPTSO7KV3UQJZQ078
Eurodollar Future Option
N/A
1441.00000000
NC
USD
9006.25000000
0.007248427150
N/A
DIR
CORP
US
N
1
Morgan Stanley
N/A
Call
Purchased
IMM EURO$ FUTURE
IMM EURO$ FUTURE
2500.00000000
100.00000000
USD
2021-12-14
XXXX
-357728.25000000
N
N
N
Small Business Administration Participation Certs
N/A
United States Small Business Administration
83162CSE4
43767.62000000
PA
USD
48407.48000000
0.038959399561
Long
ABS-MBS
USGA
US
N
2
2028-12-01
Fixed
6.22000000
N
N
N
N
N
N
Morgan Stanley
N/A
Optronic Trs:6288190
N/A
1.00000000
NC
USD
-2234252.13000000
-1.79817502283
N/A
DE
CORP
US
N
2
Morgan Stanley
9R7GPTSO7KV3UQJZQ078
OPTRONIC
OPTRONIC
Y
Underlying Performance
2023-08-17
0.00000000
USD
0.00000000
USD
-2068548.00000000
USD
-165704.13000000
N
N
N
Electronic Arts Inc
549300O7A67PUEYKDL45
Electronic Arts, Inc.
285512AF6
1000000.00000000
PA
USD
976779.57000000
0.786133580006
Long
DBT
CORP
US
N
2
2051-02-15
Fixed
2.95000000
N
N
N
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
91282CDA6
2000000.00000000
PA
USD
1992031.24000000
1.603230348260
Long
DBT
UST
US
N
2
2023-09-30
Fixed
0.25000000
N
N
N
N
N
N
Texas Instruments Inc
WDJNR2L6D8RWOEB8T652
Texas Instruments, Inc.
882508BM5
1000000.00000000
PA
USD
1016996.51000000
0.818501053681
Long
DBT
CORP
US
N
2
2051-09-15
Fixed
2.70000000
N
N
N
N
N
N
Two Harbors Inv Corp
549300ZUIBT6KH4HU823
Two Harbors Investment Corp.
90187BAA9
314000.00000000
PA
USD
316943.75000000
0.255083268017
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
6.25000000
N
N
N
N
Y
Two Harbors Investment Corp.
Two Harbors Investment Corp. COM NEW
USD
XXXX
N
N
N
Carvana Co
5493003WEAK2PJ5WS063
Carvana Co.
146869AB8
500000.00000000
PA
USD
511250.00000000
0.411465191453
Long
DBT
CORP
US
Y
2
2025-10-01
Fixed
5.62500000
N
N
N
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
14720.00000000
NS
USD
2397593.60000000
1.929635813500
Long
EC
CORP
US
N
1
N
N
N
Melco Resorts Finance
N/A
Melco Resorts Finance, Ltd.
58547DAE9
250000.00000000
PA
USD
249375.00000000
0.200702458912
Long
DBT
CORP
KY
Y
2
2028-07-21
Fixed
5.75000000
N
N
N
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160CS1
1000000.00000000
PA
USD
960526.46000000
0.773052721291
Long
DBT
CORP
US
N
2
2050-09-01
Fixed
2.25000000
N
N
N
N
N
N
Volkswagen Group America
5493002SQ1AVQBY41K40
Volkswagen Group of America Finance LLC
928668BN1
1000000.00000000
PA
USD
978325.15000000
0.787377496623
Long
DBT
CORP
US
Y
2
2027-11-24
Fixed
1.62500000
N
N
N
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp.
594918104
28080.00000000
NS
USD
9311889.60000000
7.494412590826
Long
EC
CORP
US
N
1
N
N
N
Regeneron Pharmaceutical
549300RCBFWIRX3HYQ56
Regeneron Pharmaceuticals, Inc.
75886FAE7
1000000.00000000
PA
USD
946057.92000000
0.761408123577
Long
DBT
CORP
US
N
2
2030-09-15
Fixed
1.75000000
N
N
N
N
N
N
Masco Corp
5GCSNMQXHEYA1JO8QN11
Masco Corp.
574599BQ8
3250000.00000000
PA
USD
3135150.69000000
2.523237904933
Long
DBT
CORP
US
N
2
2031-02-15
Fixed
2.00000000
N
N
N
N
N
N
Abbvie Inc
FR5LCKFTG8054YNNRU85
AbbVie, Inc.
00287Y109
-16390.00000000
NS
USD
-1879441.30000000
-1.51261549991
Short
EC
CORP
US
N
1
N
N
N
Federal Farm Credit Bank
N/A
Federal Farm Credit Banks Funding Corp.
3133EMM74
1000000.00000000
PA
USD
994584.59000000
0.800463449860
Long
DBT
USGSE
US
N
2
2034-06-28
Fixed
2.29000000
N
N
N
N
N
N
Hexcel Corp
S6Q7LW43WUBUHXY2QP69
Hexcel Corp.
428291AN8
1000000.00000000
PA
USD
1082823.62000000
0.871480152790
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
4.20000000
N
N
N
N
N
N
Eli Lilly & Co
FRDRIPF3EKNDJ2CQJL29
Eli Lilly & Co.
532457108
12013.00000000
NS
USD
3060431.88000000
2.463102571022
Long
EC
CORP
US
N
1
N
N
N
Boeing Co
RVHJWBXLJ1RFUBSY1F30
Boeing Co.
097023DC6
2000000.00000000
PA
USD
2131121.96000000
1.715173604464
Long
DBT
CORP
US
N
2
2031-02-01
Fixed
3.62500000
N
N
N
N
N
N
Slr Investment Corp
BJOT6DX9ML6BR3Z0O636
SLR Investment Corp.
83413UAB6
500000.00000000
PA
USD
511269.37000000
0.411480780853
Long
DBT
CORP
US
N
2
2023-01-20
Fixed
4.50000000
N
N
N
N
N
N
Fidelity National Financial Inc
549300CAZYIH39SYQ287
Fidelity National Financial, Inc.
31620R303
117700.00000000
NS
USD
5639007.00000000
4.538396273572
Long
EC
CORP
US
N
1
N
N
N
Teladoc Health Inc
549300I2PVFBC9MFAC61
Teladoc Health, Inc.
87918AAF2
700000.00000000
PA
USD
719670.00000000
0.579206169845
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
1.25000000
N
N
N
N
Y
Teladoc Health Inc
Teladoc Health Inc COM
USD
XXXX
N
N
N
Owl Rock Technology Fina
254900G5EZJSOD3UKL16
Owl Rock Technology Finance Corp.
691205AA6
1000000.00000000
PA
USD
1138518.28000000
0.916304434334
Long
DBT
CORP
US
Y
2
2025-06-30
Fixed
6.75000000
N
N
N
N
N
N
Intl Flavor & Fragrances
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances, Inc.
459506AQ4
750000.00000000
PA
USD
740160.05000000
0.595697010620
Long
DBT
CORP
US
Y
2
2030-11-01
Fixed
2.30000000
N
N
N
N
N
N
CME GLOBEX
9R7GPTSO7KV3UQJZQ078
Eurodollar Future Option
N/A
2100.00000000
NC
USD
13125.00000000
0.010563287311
N/A
DIR
CORP
US
N
1
Morgan Stanley
N/A
Call
Purchased
IMM EURO$ FUTURE
IMM EURO$ FUTURE
2500.00000000
99.87500000
USD
2021-12-14
XXXX
-626179.14000000
N
N
N
Barings Bdc Inc
549300GSF4KFZP6ONG49
Barings BDC, Inc.
06759L103
103400.00000000
NS
USD
1162216.00000000
0.935376878142
Long
EC
RF
US
N
1
N
N
N
Cisco Systems Inc/delaware
549300LKFJ962MZ46593
Cisco Systems, Inc./Delaware
17275R102
73100.00000000
NS
USD
4091407.00000000
3.292853916029
Long
EC
CORP
US
N
1
N
N
N
Transdigm Group Inc
549300EQD0ZXRSMG3549
TransDigm Group, Inc.
893641100
7817.00000000
NS
USD
4876400.94000000
3.924634222752
Long
EC
CORP
US
N
1
N
N
N
Lennar Corp
529900G61XVRLX5TJX09
Lennar Corp.
526057104
50040.00000000
NS
USD
5000497.20000000
4.024509609314
Long
EC
CORP
US
N
1
N
N
N
Nationstar Mtg Hld Inc
N/A
Nationstar Mortgage Holdings, Inc.
63861CAD1
1500000.00000000
PA
USD
1513852.50000000
1.218381630797
Long
DBT
CORP
US
Y
2
2030-12-15
Fixed
5.12500000
N
N
N
N
N
N
Equitable Holdings Inc
549300FIBAKMNHPZ4009
Equitable Holdings, Inc.
29452E101
100800.00000000
NS
USD
3376800.00000000
2.717722559415
Long
EC
CORP
US
N
1
N
N
N
Zscaler Inc
529900MZ0RTK1BWRNF46
Zscaler, Inc.
98980G102
-3300.00000000
NS
USD
-1052238.00000000
-0.84686417628
Short
EC
CORP
US
N
1
N
N
N
Blackrock Liquidity Funds T-fund
5493002L9DNZ83RX7V61
BlackRock Liquidity Funds, T-Fund Portfolio - Institutional Class
09248U718
5583787.16000000
NS
USD
5583787.16000000
4.493954137557
Long
STIV
RF
US
N
1
N
N
N
Citizens Financial Group
2138004JDDA4ZQUPFW65
Citizens Financial Group, Inc.
174610AT2
500000.00000000
PA
USD
533310.52000000
0.429219980862
Long
DBT
CORP
US
N
2
2030-04-30
Fixed
3.25000000
N
N
N
N
N
N
Marriott International
225YDZ14ZO8E1TXUSU86
Marriott International, Inc.
571903BB8
270000.00000000
PA
USD
306771.18000000
0.246896160999
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
4.65000000
N
N
N
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
Visa, Inc.
92826C839
26960.00000000
NS
USD
5709319.20000000
4.594985071292
Long
EC
CORP
US
N
1
N
N
N
International Business Machines Corp
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp.
459200101
-25800.00000000
NS
USD
-3227580.00000000
-2.59762703693
Short
EC
CORP
US
N
1
N
N
N
Mediobanca Banca Di Credito Finanziario Spa
PSNL19R2RXX5U3QWHI44
Mediobanca Banca di Credito Finanziario SpA
T10584117
-40686.00000000
NS
-485146.63000000
-0.39045662786
Short
EC
CORP
IT
N
1
N
N
N
New York Mercantile Exchange
5493008GFNDTXFPHWI47
WTI Crude Future
N/A
24.00000000
NC
USD
1919520.00000000
1.544871715010
N/A
DCO
CORP
US
N
1
Morgan Stanley
N/A
Long
NEW YORK MERCANTILE EXCHANGE
WTI Crude
2022-02-20
1919520.00000000
USD
298940.52000000
N
N
N
Marvell Technology Inc
N/A
Marvell Technology, Inc.
573874AM6
1000000.00000000
PA
USD
1152920.32000000
0.927895511393
Long
DBT
CORP
US
Y
2
2028-06-22
Fixed
4.87500000
N
N
N
N
N
N
Zoetis Inc
549300HD9Q1LOC9KLJ48
Zoetis, Inc.
98978V103
4750.00000000
NS
USD
1026950.00000000
0.826511840319
Long
EC
CORP
US
N
1
N
N
N
Physicians Realty Trust
549300ITOVH0OY7PZC34
Physicians Realty Trust
71943U104
94000.00000000
NS
USD
1786940.00000000
1.438168428784
Long
EC
CORP
US
N
1
N
N
N
Community Healthcare Trust Inc
549300FATSRCMKOV9536
Community Healthcare Trust, Inc.
20369C106
69700.00000000
NS
USD
3334448.00000000
2.683636742713
Long
EC
CORP
US
N
1
N
N
N
Dr Horton Inc
529900ZIUEYVSB8QDD25
DR Horton, Inc.
23331A109
55900.00000000
NS
USD
4990193.00000000
4.016216563591
Long
EC
CORP
US
N
1
N
N
N
Atlassian Corp Plc
549300AGBII4MWBVJY22
Atlassian Corp. PLC
G06242104
-2200.00000000
NS
USD
-1007886.00000000
-0.81116871580
Short
EC
CORP
GB
N
1
N
N
N
Redwood Trust Inc
DRBV4N1ERQLEMIF11G78
Redwood Trust, Inc.
758075402
315400.00000000
NS
USD
4276824.00000000
3.442081576477
Long
EC
CORP
US
N
1
N
N
N
Mongodb Inc
549300TPTG69WKWE1Z37
MongoDB, Inc.
60937P106
-1800.00000000
NS
USD
-938322.00000000
-0.75518208581
Short
EC
CORP
US
N
1
N
N
N
Novartis Capital Corp
5493002KF87V5RSRQS84
Novartis Capital Corp.
66989HAF5
1222000.00000000
PA
USD
1416326.64000000
1.139890683791
Long
DBT
CORP
US
N
2
2042-09-21
Fixed
3.70000000
N
N
N
N
N
N
Federal Farm Credit Bank
N/A
Federal Farm Credit Banks Funding Corp.
3133EMH88
1000000.00000000
PA
USD
992688.89000000
0.798937749003
Long
DBT
USGSE
US
N
2
2036-06-16
Fixed
2.35000000
N
N
N
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61747YEF8
1000000.00000000
PA
USD
972289.32000000
0.782519728512
Long
DBT
CORP
US
N
2
2036-09-16
Fixed
2.48400000
N
N
N
N
N
N
Trinity Capital Inc/md
549300YGT4SBRQYDVU48
Trinity Capital, Inc.
896442AG5
500000.00000000
PA
USD
497824.94000000
0.400660409286
Long
DBT
CORP
US
N
2
2026-08-24
Fixed
4.37500000
N
N
N
N
N
N
Carvana Co
5493003WEAK2PJ5WS063
Carvana Co.
146869AD4
1000000.00000000
PA
USD
1018750.00000000
0.819912300818
Long
DBT
CORP
US
Y
2
2028-10-01
Fixed
5.87500000
N
N
N
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet, Inc.
02079KAG2
1000000.00000000
PA
USD
899611.32000000
0.724026883164
Long
DBT
CORP
US
N
2
2060-08-15
Fixed
2.25000000
N
N
N
N
N
N
Exxon Mobil Corp
J3WHBG0MTS7O8ZVMDC91
Exxon Mobil Corp.
30231G102
65000.00000000
NS
USD
4190550.00000000
3.372646372706
Long
EC
CORP
US
N
1
N
N
N
Wynn Resorts Ltd
254900CEKKWIHTEAB172
Wynn Resorts, Ltd.
983134107
-18600.00000000
NS
USD
-1670280.00000000
-1.34427790705
Short
EC
CORP
US
N
1
N
N
N
Pultegroup Inc
N/A
PulteGroup, Inc.
745867AX9
500000.00000000
PA
USD
574560.00000000
0.462418465333
Long
DBT
CORP
US
N
2
2027-01-15
Fixed
5.00000000
N
N
N
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
Motorola Solutions, Inc.
620076BU2
1000000.00000000
PA
USD
1010510.33000000
0.813280834033
Long
DBT
CORP
US
N
2
2031-05-24
Fixed
2.75000000
N
N
N
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Note
912828ZB9
6600000.00000000
PA
USD
6561457.06000000
5.280804274637
Long
DBT
UST
US
N
2
2027-02-28
Fixed
1.12500000
N
N
N
N
N
N
Airbus Se
MINO79WLOO247M1IL051
Airbus SE
N0280E105
12139.00000000
NS
1552018.26000000
1.249098269908
Long
EC
CORP
NL
N
1
N
N
N
Gossamer Bio Inc
549300ZOC0N2W6PSFR58
Gossamer Bio, Inc.
38341PAA0
1070000.00000000
PA
USD
1127780.00000000
0.907662031526
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
5.00000000
N
N
N
N
Y
Gossamer Bio Inc
Gossamer Bio Inc COM
USD
XXXX
N
N
N
Byd Co Ltd
5299005557VL7ULJ7A69
BYD Co., Ltd.
653665901
150000.00000000
NS
5718141.51000000
4.602085459504
Long
EC
CORP
CN
N
1
N
N
N
Main Street Capital Corp
5493001FS9QJLJNF3E20
Main Street Capital Corp.
56035LAE4
1600000.00000000
PA
USD
1615795.87000000
1.300427886551
Long
DBT
CORP
US
N
2
2026-07-14
Fixed
3.00000000
N
N
N
N
N
N
Trinity Capital Inc/md
549300YGT4SBRQYDVU48
Trinity Capital, Inc.
896442506
22400.00000000
NS
USD
585760.00000000
0.471432470505
Long
EP
CORP
US
N
1
N
N
N
Us Treasury N/b
254900HROIFWPRGM1V77
U.S. Treasury Bond
912810TA6
3000000.00000000
PA
USD
2888906.25000000
2.325054989238
Long
DBT
UST
US
N
2
2041-08-15
Fixed
1.75000000
N
N
N
N
N
N
Societe Generale Sa
O2RNE8IBXP4R0TD8PU41
Societe Generale S.A.
F43638141
-8443.00000000
NS
-281433.34000000
-0.22650371271
Short
EC
CORP
FR
N
1
N
N
N
Catholic Health Services
549300Y066X8UH04LV85
Catholic Health Services of Long Island Obligated Group
14918AAD1
1000000.00000000
PA
USD
1056860.87000000
0.850584763255
Long
DBT
CORP
US
N
2
2050-07-01
Fixed
3.36800000
N
N
N
N
N
N
Gabelli Equity Trust
54930036JZVAIXXFZV64
Gabelli Equity Trust, Inc.
362397846
21200.00000000
NS
USD
563708.00000000
0.453684538178
Long
EP
CORP
US
N
1
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co., Inc.
58933Y105
23600.00000000
NS
USD
2077980.00000000
1.672403791759
Long
EC
CORP
US
N
1
N
N
N
Carvana Co
5493003WEAK2PJ5WS063
Carvana Co.
146869AH5
1000000.00000000
PA
USD
968750.00000000
0.779671206299
Long
DBT
CORP
US
Y
2
2029-09-01
Fixed
4.87500000
N
N
N
N
N
N
Pennymac Financial Services Inc
549300W1D516HBDEU871
PennyMac Financial Services, Inc.
70932M107
113930.00000000
NS
USD
7070495.80000000
5.690489795637
Long
EC
CORP
US
N
1
N
N
N
Masco Corp
5GCSNMQXHEYA1JO8QN11
Masco Corp.
574599BP0
1000000.00000000
PA
USD
957622.05000000
0.770715188544
Long
DBT
CORP
US
N
2
2030-10-01
Fixed
2.00000000
N
N
N
N
N
N
Equinix Inc
549300EVUN2BTLJ3GT74
Equinix, Inc.
29444UBE5
1000000.00000000
PA
USD
1054231.74000000
0.848468781879
Long
DBT
CORP
US
N
2
2029-11-18
Fixed
3.20000000
N
N
N
N
N
N
Fidelity Natl Financial
549300CAZYIH39SYQ287
Fidelity National Financial, Inc.
31620RAK1
950000.00000000
PA
USD
942755.26000000
0.758750070513
Long
DBT
CORP
US
N
2
2031-03-15
Fixed
2.45000000
N
N
N
N
N
N
2021-11-30
CLOUGH GLOBAL DIVIDEND AND INCOME FUND
Erich Rettinger
Erich Rettinger
Treasurer