0001510281-17-000071.txt : 20170419 0001510281-17-000071.hdr.sgml : 20170419 20170419114116 ACCESSION NUMBER: 0001510281-17-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170417 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clough Global Dividend & Income Fund CENTRAL INDEX KEY: 0001288795 IRS NUMBER: 201048784 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: P.O. BOX 328 CITY: DENVER STATE: CO ZIP: 80200-0328 BUSINESS PHONE: 303-623-2577 MAIL ADDRESS: STREET 1: P.O. BOX 328 CITY: DENVER STATE: CO ZIP: 80200-0328 FORMER COMPANY: FORMER CONFORMED NAME: Clough Dividend & Income Fund DATE OF NAME CHANGE: 20160805 FORMER COMPANY: FORMER CONFORMED NAME: Clough Global Allocation Fund DATE OF NAME CHANGE: 20040624 FORMER COMPANY: FORMER CONFORMED NAME: Clough Global Opportunities Fund DATE OF NAME CHANGE: 20040428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weinstein Boaz CENTRAL INDEX KEY: 0001608233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21583 FILM NUMBER: 17769233 MAIL ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saba Capital Management, L.P. CENTRAL INDEX KEY: 0001510281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21583 FILM NUMBER: 17769234 BUSINESS ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 BUSINESS PHONE: 212-542-4635 MAIL ADDRESS: STREET 1: 405 LEXINGTON AVENUE STREET 2: 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-04-17 0 0001288795 Clough Global Dividend & Income Fund GLV 0001510281 Saba Capital Management, L.P. 405 LEXINGTON AVENUE 58TH FLOOR NEW YORK NY 10174 0 0 1 0 0001608233 Weinstein Boaz 405 LEXINGTON AVENUE 58TH FLOOR NEW YORK NY 10174 0 0 1 0 Common Stock 2017-04-17 4 P 0 5560 13.21 A 1804645 I See footnotes 1 and 2 The securities reported herein are held by (i) Saba Capital Master Fund, Ltd., a Cayman Islands exempted company (ii) Saba II AIV, L.P., a Delaware limited partnership, (iii) Saba Capital Leveraged Master Fund, Ltd., a Cayman Islands exempted company, (iv) Saba Capital Series LLC Series 1, a Delaware series limited liability company, (v) Saba Capital CEF Opportunities 1 Ltd., a Cayman Islands exempted company, (vi) Saba Capital CEF Opportunities 2, Ltd., a Cayman Islands exempted company. Collectively, the "Saba Funds". Mr. Boaz R. Weinstein ("Mr. Weinstein") serves as the managing member of Saba Capital Management GP, LLC, the general partner of Saba Capital Management, L.P., a Delaware limited partnership ("Saba Capital"). Saba Capital serves as the investment manager of the Saba Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Muqu Karim 2017-04-19 Boaz Weinstein 2017-04-19 William Manzolillo 2017-04-19