-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHs53hrP5qzfyq8uwXo1rJxBkSeC8PDZ3lamYSbfSTGRAQ0y9Tp8v0anh7SIHx9I TNhFHWoMLRP/fbtR6ahoZA== 0001299406-09-000001.txt : 20090309 0001299406-09-000001.hdr.sgml : 20090309 20090309163700 ACCESSION NUMBER: 0001299406-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040730 FILED AS OF DATE: 20090309 DATE AS OF CHANGE: 20090309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clough Global Allocation Fund CENTRAL INDEX KEY: 0001288795 IRS NUMBER: 201048784 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: P.O. BOX 328 CITY: DENVER STATE: CO ZIP: 80200-0328 BUSINESS PHONE: 303-623-2577 MAIL ADDRESS: STREET 1: P.O. BOX 328 CITY: DENVER STATE: CO ZIP: 80200-0328 FORMER COMPANY: FORMER CONFORMED NAME: Clough Global Opportunities Fund DATE OF NAME CHANGE: 20040428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock Eric CENTRAL INDEX KEY: 0001300070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21583 FILM NUMBER: 09666475 BUSINESS ADDRESS: BUSINESS PHONE: 617-204-3400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2004-07-30 0 0001288795 Clough Global Allocation Fund GLV 0001300070 Brock Eric ONE POST OFFICE SQUARE 40TH FLOOR BOSTON MA 02109 0 0 0 1 Person affiliated w/Inv Adv. Common Shares of Beneficial Interest 2009-03-06 4 P 0 500 8.73 A 2175.784 D Common Shares of Beneficial Interest 2009-03-06 4 P 0 1800 8.7299 A 3975.784 D /s/ Eric A. Brock 2009-03-09 -----END PRIVACY-ENHANCED MESSAGE-----