0001127602-14-029953.txt : 20141016 0001127602-14-029953.hdr.sgml : 20141016 20141016172649 ACCESSION NUMBER: 0001127602-14-029953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141015 FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Google Inc. CENTRAL INDEX KEY: 0001288776 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 770493581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 623 4000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOERR L JOHN CENTRAL INDEX KEY: 0001032455 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36380 FILM NUMBER: 141160264 MAIL ADDRESS: STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS STREET 2: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-10-15 0001288776 Google Inc. GOOG 0001032455 DOERR L JOHN C/O KLEINER PERKINS CAUFIELD & BYERS 2750 SAND HILL ROAD MENLO PARK CA 94025 1 Class C Google Stock Unit 2014-09-25 5 J 0 E 13 0 D 590 D Class C Capital Stock 2014-09-25 5 J 0 E 13 0 A 2829 D Class C Google Stock Unit 2014-09-25 5 J 0 E 9 0 D 273 D Class C Capital Stock 2014-09-25 5 J 0 E 9 0 A 2838 D Class C Google Stock Unit 2014-09-25 5 J 0 E 12 0 D 264 D Class C Capital Stock 2014-09-25 5 J 0 E 12 0 A 2850 D Class C Google Stock Unit 2014-09-25 5 J 0 E 13 0 D 138 D Class C Capital Stock 2014-09-25 5 J 0 E 13 0 A 2863 D Class A Google Stock Unit 2014-09-25 5 J 0 E 12 0 D 264 D Class A Common Stock 2014-09-25 5 J 0 E 12 0 A 2788 D Class A Google Stock Unit 2014-09-25 5 J 0 E 13 0 D 138 D Class A Common Stock 2014-09-25 5 J 0 E 13 0 A 2801 D Class A Google Stock Unit 2014-09-25 5 J 0 E 9 0 D 273 D Class A Common Stock 2014-09-25 5 J 0 E 9 0 A 2810 D Class C Capital Stock 2014-10-15 4 S 0 300 519.8567 D 1071289 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 400 521.7375 D 1070445 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 444 522.9228 D 1070845 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 811 523.9426 D 1069634 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 2827 524.7777 D 1066807 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 1119 526.0145 D 1065688 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 930 527.3091 D 1064758 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 500 528.704 D 1064258 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 300 529.94 D 1063958 I Vallejo Ventures Trust Class C Capital Stock 2014-10-15 4 S 0 300 530.9833 D 1063658 I Vallejo Ventures Trust Class C Capital Stock 118653 I The Benificus Foundation Class C Capital Stock 18656 I The Hampton 1999 Trust Class C Capital Stock 18656 I The Austin 1999 Trust Class A Common Stock 118653 I The Benificus Foundation Class A Common Stock 18656 I L. John Doerr Ttee The Austin 1999 Trust dtd 5/25/99 Class A Common Stock 18656 I L. John Doerr Ttee The Hampton 1999 Trust dtd 5/25/99 Class B Common Stock 0 Class A Common Stock 1117447 1117447 I Vallejo Ventures Trust 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting of GSUs grant of which was previously reported in Form 4. This stock was received by the Reporting Person pursuant to a stock dividend declared by Google Inc. on January 29, 2014. As a result of the dividend, all holders of record of Class A Common Stock and Class B Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding and one share of Class C Capital Stock for each share of Class B Common Stock outstanding. 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock. 1/48th of GSUs vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates. The GSUs vest as follows: 1/48th of GSUs shall vest on the 25th day of the first month after the vesting start date and an additional 1/48th will vest monthly thereafter, subject to continued service on such vesting dates. Vesting start date is July 6, 2011. The GSUs vest as follows: 1/48th of GSUs shall vest on the 25th day of the first month after the vesting start date and an additional 1/48th will vest monthly thereafter, subject to continued service on such vesting dates. Vesting start date is July 6, 2011. 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $519.65 to $520.64, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through 19) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $521.23 to $522.22, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $522.47 to $523.46, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $523.49 to $524.48, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $524.50 to $525.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.59 to $526.58, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $526.89 to $527.88, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $528.27 to $529.26, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $529.43 to $530.42, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $530.52 to $531.51, inclusive. There is no exercisable date for the Issuer's Class B Common Stock. There is no expiration date for the Issuer's Class B Common Stock. All of the transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for L. John Doerr 2014-10-16