0001209191-20-003788.txt : 20200117 0001209191-20-003788.hdr.sgml : 20200117 20200117070014 ACCESSION NUMBER: 0001209191-20-003788 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200114 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Thomas E CENTRAL INDEX KEY: 0001288707 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38664 FILM NUMBER: 20532240 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVMK Inc. CENTRAL INDEX KEY: 0001739936 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 800765058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CURIOSITY WAY CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-543-8400 MAIL ADDRESS: STREET 1: ONE CURIOSITY WAY CITY: SAN MATEO STATE: CA ZIP: 94403 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-01-14 2020-01-16 0 0001739936 SVMK Inc. SVMK 0001288707 Hale Thomas E C/O SVMK INC. ONE CURIOSITY WAY SAN MATEO CA 94403 0 1 0 0 President Common Stock 2020-01-14 4 M 0 7821 13.20 A 505185 D Common Stock 2020-01-14 4 M 0 32466 12.35 A 537651 D Common Stock 2020-01-14 4 S 0 54384 20.0315 D 483267 D Common Stock 2020-01-15 4 M 0 32179 13.20 A 515446 D Common Stock 2020-01-15 4 M 0 20867 12.35 A 536313 D Common Stock 2020-01-15 4 S 0 76453 20.0347 D 459860 D Non-Qualified Stock Option (right to buy) 13.20 2020-01-14 4 M 0 7821 0.00 D 2028-03-05 Common Stock 7821 217179 D Non-Qualified Stock Option (right to buy) 12.35 2020-01-14 4 M 0 32466 0.00 D 2029-02-15 Common Stock 32466 287534 D Non-Qualified Stock Option (right to buy) 13.20 2020-01-15 4 M 0 32179 0.00 D 2028-03-05 Common Stock 32179 185000 D Non-Qualified Stock Option (right to buy) 12.35 2020-01-15 4 M 0 20867 0.00 D 2029-02-15 Common Stock 20867 266667 D Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy This transaction was executed in multiple trades at prices ranging from $20.00 to $20.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $20.00 to $20.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option, originally granted for 225,000 shares, vested as to 1/12th of the shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. The option, originally granted for 320,000 shares, vested as to 1/12th of the shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. This Amended Form 4 is filed solely to include a footnote clarifying that all sales reported were pursuant to a duly adopted 10b5-1 trading plan. The footnote was unintentionally omitted from the original. Adam M. Inglis, by power of attorney 2020-01-16