0001209191-20-003788.txt : 20200117
0001209191-20-003788.hdr.sgml : 20200117
20200117070014
ACCESSION NUMBER: 0001209191-20-003788
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200114
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hale Thomas E
CENTRAL INDEX KEY: 0001288707
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38664
FILM NUMBER: 20532240
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVMK Inc.
CENTRAL INDEX KEY: 0001739936
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 800765058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CURIOSITY WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-543-8400
MAIL ADDRESS:
STREET 1: ONE CURIOSITY WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2020-01-14
2020-01-16
0
0001739936
SVMK Inc.
SVMK
0001288707
Hale Thomas E
C/O SVMK INC.
ONE CURIOSITY WAY
SAN MATEO
CA
94403
0
1
0
0
President
Common Stock
2020-01-14
4
M
0
7821
13.20
A
505185
D
Common Stock
2020-01-14
4
M
0
32466
12.35
A
537651
D
Common Stock
2020-01-14
4
S
0
54384
20.0315
D
483267
D
Common Stock
2020-01-15
4
M
0
32179
13.20
A
515446
D
Common Stock
2020-01-15
4
M
0
20867
12.35
A
536313
D
Common Stock
2020-01-15
4
S
0
76453
20.0347
D
459860
D
Non-Qualified Stock Option (right to buy)
13.20
2020-01-14
4
M
0
7821
0.00
D
2028-03-05
Common Stock
7821
217179
D
Non-Qualified Stock Option (right to buy)
12.35
2020-01-14
4
M
0
32466
0.00
D
2029-02-15
Common Stock
32466
287534
D
Non-Qualified Stock Option (right to buy)
13.20
2020-01-15
4
M
0
32179
0.00
D
2028-03-05
Common Stock
32179
185000
D
Non-Qualified Stock Option (right to buy)
12.35
2020-01-15
4
M
0
20867
0.00
D
2029-02-15
Common Stock
20867
266667
D
Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option, originally granted for 225,000 shares, vested as to 1/12th of the shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
The option, originally granted for 320,000 shares, vested as to 1/12th of the shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
This Amended Form 4 is filed solely to include a footnote clarifying that all sales reported were pursuant to a duly adopted 10b5-1 trading plan. The footnote was unintentionally omitted from the original.
Adam M. Inglis, by power of attorney
2020-01-16