0001288469-23-000160.txt : 20230822 0001288469-23-000160.hdr.sgml : 20230822 20230822183245 ACCESSION NUMBER: 0001288469-23-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kwong Connie H. CENTRAL INDEX KEY: 0001666994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 231194780 MAIL ADDRESS: STREET 1: C/O MAXLINEAR, INC. STREET 2: 5966 LA PLACE COURT, SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR, INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 141896129 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-692-0711 MAIL ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: MAXLINEAR INC DATE OF NAME CHANGE: 20040423 4 1 wk-form4_1692743555.xml FORM 4 X0508 4 2023-08-21 0 0001288469 MAXLINEAR, INC MXL 0001666994 Kwong Connie H. C/O MAXLINEAR, INC. 5966 LA PLACE COURT, SUITE 100 CARLSBAD CA 92008 0 1 0 0 Corporate Controller & PAO 0 Common Stock 2023-08-21 4 M 0 1903 0 A 44749 D Common Stock 2023-08-21 4 F 0 1903 22.73 D 42846 D Restricted Stock Units 2023-08-21 4 M 0 860 0 D Common Stock 860 2339 D Restricted Stock Units 2023-08-21 4 M 0 1043 0 D Common Stock 1043 6379 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2023. On August 21, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 21, 2023 was the settlement price used to calculate the shares withheld. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award will vest on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2023. On August 21, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 21, 2023 was the settlement price used to calculate the shares withheld. /s/ Connie Kwong 2023-08-22