0001288469-20-000091.txt : 20200511
0001288469-20-000091.hdr.sgml : 20200511
20200511161425
ACCESSION NUMBER: 0001288469-20-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200507
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LING CURTIS
CENTRAL INDEX KEY: 0001478341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 20864936
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 141896129
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-692-0711
MAIL ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
wf-form4_158922804764251.xml
FORM 4
X0306
4
2020-05-07
0
0001288469
MAXLINEAR INC
MXL
0001478341
LING CURTIS
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD
CA
92008
0
1
0
0
Chief Technical Officer
Common Stock
2020-05-07
4
M
0
15516
6.93
A
988396
D
Common Stock
2020-05-07
4
S
0
9888
16.2047
D
978508
D
Common Stock
2020-05-08
4
M
0
38470
6.93
A
1016978
D
Common Stock
2020-05-08
4
S
0
24518
16.5733
D
992460
D
Stock Option (right to buy)
6.93
2020-05-07
4
M
0
15516
0
D
2020-05-14
Common Stock
15516.0
38470
D
Stock Option (right to buy)
6.93
2020-05-08
4
M
0
38470
0
D
2020-05-14
Common Stock
38470.0
0
D
Represents the weighted average share price of an aggregate total of 9,888 shares sold in the price range of $16.10 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 24,518 shares sold in the price range of $16.25 to $16.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.
/s/ Connie Kwong, as Attorney-in-Fact
2020-05-11