0001209191-16-113907.txt : 20160411 0001209191-16-113907.hdr.sgml : 20160411 20160411190523 ACCESSION NUMBER: 0001209191-16-113907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160408 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 141896129 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-692-0711 MAIL ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LING CURTIS CENTRAL INDEX KEY: 0001478341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 161566114 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-08 0 0001288469 MAXLINEAR INC MXL 0001478341 LING CURTIS C/O MAXLINEAR, INC. 5966 LA PLACE COURT, SUITE 100 CARLSBAD CA 92008 1 1 0 0 Chief Technical Officer Class A Common Stock (par value $0.0001) 2016-04-08 4 M 0 1200 6.93 A 123164 D Class A Common Stock (par value $0.0001) 2016-04-08 4 S 0 1100 19.00 D 122064 D Class A Common Stock (par value $0.0001) 2016-04-08 4 S 0 100 19.03 D 121964 D Employee Stock Option (right to buy) 6.93 2016-04-08 4 M 0 1200 0.00 D 2020-05-14 Class A Common Stock ($0.0001 par value) 1200 53986 D The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 2, 2015. Subject to the reporting person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. /s/ Adam Spice, as Attorney-in-Fact 2016-04-11