0001209191-16-113907.txt : 20160411
0001209191-16-113907.hdr.sgml : 20160411
20160411190523
ACCESSION NUMBER: 0001209191-16-113907
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160408
FILED AS OF DATE: 20160411
DATE AS OF CHANGE: 20160411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 141896129
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-692-0711
MAIL ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LING CURTIS
CENTRAL INDEX KEY: 0001478341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 161566114
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-08
0
0001288469
MAXLINEAR INC
MXL
0001478341
LING CURTIS
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD
CA
92008
1
1
0
0
Chief Technical Officer
Class A Common Stock (par value $0.0001)
2016-04-08
4
M
0
1200
6.93
A
123164
D
Class A Common Stock (par value $0.0001)
2016-04-08
4
S
0
1100
19.00
D
122064
D
Class A Common Stock (par value $0.0001)
2016-04-08
4
S
0
100
19.03
D
121964
D
Employee Stock Option (right to buy)
6.93
2016-04-08
4
M
0
1200
0.00
D
2020-05-14
Class A Common Stock ($0.0001 par value)
1200
53986
D
The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 2, 2015.
Subject to the reporting person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.
/s/ Adam Spice, as Attorney-in-Fact
2016-04-11