0001181431-14-024138.txt : 20140624
0001181431-14-024138.hdr.sgml : 20140624
20140616203652
ACCESSION NUMBER: 0001181431-14-024138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140613
FILED AS OF DATE: 20140616
DATE AS OF CHANGE: 20140616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT ROAD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
BUSINESS PHONE: 760-710-3060
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT ROAD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LING CURTIS
CENTRAL INDEX KEY: 0001478341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 14924059
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
4
1
rrd411761.xml
LING FORM 4 (6-13-2014)
X0306
4
2014-06-13
0
0001288469
MAXLINEAR INC
MXL
0001478341
LING CURTIS
2051 PALOMAR AIRPORT ROAD
SUITE 100
CARLSBAD
CA
92011
1
1
0
0
Chief Technical Officer
Class A Common Stock (par value $0.0001)
2014-06-13
4
C
0
5680
0.00
A
76332
D
Class A Common Stock (par value $0.0001)
2014-06-13
4
S
0
10476
10.0306
D
65856
D
Class A Common Stock (par value $0.0001)
2014-06-16
4
C
0
1820
0.00
A
67676
D
Class A Common Stock (par value $0.0001)
2014-06-16
4
S
0
1820
10.0642
D
65856
D
Class B Common Stock (convertible into Class A Common Stock)
2014-06-13
4
C
0
5680
0.00
D
Class A Common Stock (par value $0.0001)
5680
678659
D
Class B Common Stock (convertible into Class A Common Stock)
2014-06-16
4
C
0
1820
0.00
D
Class A Common Stock (par value $0.0001)
1820
676839
D
Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock pursuant to a power of attorney granted by the Reporting Person on November 12, 2013 in connection with the adoption of a Rule 10b5-1 trading plan.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2013.
Represents the weighted average share price of an aggregate total of 10,476 shares sold in the price range of $10.00 to $10.09 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
Represents the weighted average share price of an aggregate total of 1,820 shares sold in the price range of $10.00 to $10.12 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Justin Scarpulla, as Attorney-in-Fact
2014-06-16