0001181431-14-024138.txt : 20140624 0001181431-14-024138.hdr.sgml : 20140624 20140616203652 ACCESSION NUMBER: 0001181431-14-024138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140613 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LING CURTIS CENTRAL INDEX KEY: 0001478341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 14924059 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd411761.xml LING FORM 4 (6-13-2014) X0306 4 2014-06-13 0 0001288469 MAXLINEAR INC MXL 0001478341 LING CURTIS 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 1 1 0 0 Chief Technical Officer Class A Common Stock (par value $0.0001) 2014-06-13 4 C 0 5680 0.00 A 76332 D Class A Common Stock (par value $0.0001) 2014-06-13 4 S 0 10476 10.0306 D 65856 D Class A Common Stock (par value $0.0001) 2014-06-16 4 C 0 1820 0.00 A 67676 D Class A Common Stock (par value $0.0001) 2014-06-16 4 S 0 1820 10.0642 D 65856 D Class B Common Stock (convertible into Class A Common Stock) 2014-06-13 4 C 0 5680 0.00 D Class A Common Stock (par value $0.0001) 5680 678659 D Class B Common Stock (convertible into Class A Common Stock) 2014-06-16 4 C 0 1820 0.00 D Class A Common Stock (par value $0.0001) 1820 676839 D Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock pursuant to a power of attorney granted by the Reporting Person on November 12, 2013 in connection with the adoption of a Rule 10b5-1 trading plan. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2013. Represents the weighted average share price of an aggregate total of 10,476 shares sold in the price range of $10.00 to $10.09 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. Represents the weighted average share price of an aggregate total of 1,820 shares sold in the price range of $10.00 to $10.12 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Justin Scarpulla, as Attorney-in-Fact 2014-06-16