0001181431-13-060219.txt : 20131121 0001181431-13-060219.hdr.sgml : 20131121 20131121200556 ACCESSION NUMBER: 0001181431-13-060219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131120 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scarpulla Justin CENTRAL INDEX KEY: 0001540963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 131236592 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd396042.xml SCARPULLA FORM 4 (11-20-2013) X0306 4 2013-11-20 0 0001288469 MAXLINEAR INC MXL 0001540963 Scarpulla Justin 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 0 1 0 0 VP, Corporate Controller Class A Common Stock (par value $0.0001) 2013-11-20 4 M 0 1644 0.00 A 24992 D Class A Common Stock (par value $0.0001) 2013-11-20 4 F 0 1644 8.09 D 23348 D Restricted Stock Units 2013-11-20 4 M 0 1644 0 D 2015-11-20 Class A Common Stock (par value $0.0001) 1644 35000 D Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. Includes 2,738 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 70,000 RSUs subject to the award shall vest on November 20, 2012, and one sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on each February 20, May 20, August 20, and November 20 thereafter, such that the award shall be fully vested on November 20, 2015. /s/ Adam Spice, as Attorney-in-Fact 2013-11-21