0001181431-12-031703.txt : 20120522 0001181431-12-031703.hdr.sgml : 20120522 20120522165859 ACCESSION NUMBER: 0001181431-12-031703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120518 FILED AS OF DATE: 20120522 DATE AS OF CHANGE: 20120522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASTNER MICHAEL CENTRAL INDEX KEY: 0001481337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 12862170 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd346195.xml KASTNER FORM 4 (05-18-2012) X0305 4 2012-05-18 0 0001288469 MAXLINEAR INC MXL 0001481337 KASTNER MICHAEL 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 0 1 0 0 Vice President, Sales Stock Option (Right to Buy) 9.1 2012-05-18 4 D 0 12000 D 2018-05-06 Class A Common Stock (par value $0.0001) 12000 0 D Restricted Stock Units 2012-05-18 4 A 0 6000 A 2015-05-18 Class A Common Stock (par value $0.0001) 6000 6000 D The cancelled option provided for vesting as follows: Ten percent (10%) of the shares subject to the option shall vest and become exercisable on the one (1) year anniversary of May 6, 2011, the date of grant, and, thereafter, twenty percent (20%) of the shares subject to the option shall vest and become exercisable on the two (2) year anniversary of the date of grant, thirty percent (30%) of the shares subject to the option shall vest and become exercisable on the three (3) year anniversary of the date of grant, and forty percent (40%) of the shares subject to the option shall vest and become exercisable on the four (4) year anniversary of the date of grant, such that the option shall be fully vested on the four (4) year anniversary of the date of grant, subject to the Reporting Person's continuing to be a service provider through each such date. On May 18, 2012, the Issuer cancelled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on May 6, 2011. In exchange for the option, the Reporting Person received 6,000 restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. Subject to the Reporting Person's continuing to be a service provider through each applicable vesting date, one third (1/3rd) of the RSUs shall vest on May 18, 2013, and one third (1/3rd) of the RSUs shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 18, 2015. /s/ Kishore Seendripu, as Attorney-in-Fact 2012-05-22