0001181431-12-031703.txt : 20120522
0001181431-12-031703.hdr.sgml : 20120522
20120522165859
ACCESSION NUMBER: 0001181431-12-031703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120518
FILED AS OF DATE: 20120522
DATE AS OF CHANGE: 20120522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KASTNER MICHAEL
CENTRAL INDEX KEY: 0001481337
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 12862170
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT RD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT ROAD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
BUSINESS PHONE: 760-710-3060
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT ROAD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
4
1
rrd346195.xml
KASTNER FORM 4 (05-18-2012)
X0305
4
2012-05-18
0
0001288469
MAXLINEAR INC
MXL
0001481337
KASTNER MICHAEL
2051 PALOMAR AIRPORT ROAD
SUITE 100
CARLSBAD
CA
92011
0
1
0
0
Vice President, Sales
Stock Option (Right to Buy)
9.1
2012-05-18
4
D
0
12000
D
2018-05-06
Class A Common Stock (par value $0.0001)
12000
0
D
Restricted Stock Units
2012-05-18
4
A
0
6000
A
2015-05-18
Class A Common Stock (par value $0.0001)
6000
6000
D
The cancelled option provided for vesting as follows: Ten percent (10%) of the shares subject to the option shall vest and become exercisable on the one (1) year anniversary of May 6, 2011, the date of grant, and, thereafter, twenty percent (20%) of the shares subject to the option shall vest and become exercisable on the two (2) year anniversary of the date of grant, thirty percent (30%) of the shares subject to the option shall vest and become exercisable on the three (3) year anniversary of the date of grant, and forty percent (40%) of the shares subject to the option shall vest and become exercisable on the four (4) year anniversary of the date of grant, such that the option shall be fully vested on the four (4) year anniversary of the date of grant, subject to the Reporting Person's continuing to be a service provider through each such date.
On May 18, 2012, the Issuer cancelled, pursuant to the Issuer's option exchange program, an option granted to the Reporting Person on May 6, 2011. In exchange for the option, the Reporting Person received 6,000 restricted stock units ("RSUs").
Each RSU represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
Subject to the Reporting Person's continuing to be a service provider through each applicable vesting date, one third (1/3rd) of the RSUs shall vest on May 18, 2013, and one third (1/3rd) of the RSUs shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 18, 2015.
/s/ Kishore Seendripu, as Attorney-in-Fact
2012-05-22