-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KfKWCMhVHMmE4sAotELjCbWBcm4WvRaTLfYNiTAWo/gQVRaN1u6vbMCEvPEa97Du xtzr0BQ1F4KAexNaqCUBCw== 0001181431-10-063670.txt : 20101227 0001181431-10-063670.hdr.sgml : 20101224 20101227185215 ACCESSION NUMBER: 0001181431-10-063670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101223 FILED AS OF DATE: 20101227 DATE AS OF CHANGE: 20101227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEENDRIPU KISHORE CENTRAL INDEX KEY: 0001478340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 101274734 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd295414.xml SEENDRIPU FORM 4 (12-23-2010) X0303 4 2010-12-23 0 0001288469 MAXLINEAR INC MXL 0001478340 SEENDRIPU KISHORE 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 1 1 1 0 President and CEO Class A Common Stock ($0.0001 par value) 2010-12-23 4 C 0 8295 A 8295 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 100 10.00 D 8195 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 1200 10.04 D 6995 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 1400 10.05 D 5595 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 395 10.06 D 5200 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 800 10.07 D 4400 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 100 10.08 D 4300 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 200 10.09 D 4100 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 400 10.10 D 3700 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 1900 10.11 D 1800 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 600 10.12 D 1200 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 100 10.125 D 1100 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 600 10.13 D 500 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 100 10.14 D 400 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 300 10.15 D 100 I See Footnote Class A Common Stock ($0.0001 par value) 2010-12-23 4 S 0 100 10.21 D 0 I See Footnote Class B Common Stock (convertible into Class A Common Stock) 2010-12-23 4 C 0 8295 0.00 D Class A Common Stock ($0.0001 par value) 8295 2608626 I See Footnote Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan. Shares held directly by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010. Each share of Class B common stock is convertible into one share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. /s/ Patrick E. McCready, by power of attorney 2010-12-27 -----END PRIVACY-ENHANCED MESSAGE-----