-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROML6enI4/noY6LUxH4ieBUv7zlrPQfvEXDPWBK6xUSV8fyEukcHRTYMjlRnYRlv aqz+jCZlcRii6MSLB+DkKw== 0001181431-10-047862.txt : 20100923 0001181431-10-047862.hdr.sgml : 20100923 20100923185254 ACCESSION NUMBER: 0001181431-10-047862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100921 FILED AS OF DATE: 20100923 DATE AS OF CHANGE: 20100923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LING CURTIS CENTRAL INDEX KEY: 0001478341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 101087554 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd286827.xml LING FORM 4 (09-21-2010) X0303 4 2010-09-21 0 0001288469 MAXLINEAR INC MXL 0001478341 LING CURTIS 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 1 1 0 0 Chief Technical Officer Class A Common Stock ($0.0001 par value) 2010-09-21 4 C 0 961 A 961 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 100 11.86 D 861 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 100 11.95 D 761 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 100 11.92 D 661 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 100 11.77 D 561 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 200 11.74 D 361 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 100 11.59 D 261 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 100 11.80 D 161 D Class A Common Stock ($0.0001 par value) 2010-09-21 4 S 0 161 11.66 D 0 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 C 0 961 A 961 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 15 11.52 D 946 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 85 11.51 D 861 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 100 11.34 D 761 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 300 11.30 D 461 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 100 11.23 D 361 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 200 11.29 D 161 D Class A Common Stock ($0.0001 par value) 2010-09-22 4 S 0 161 11.25 D 0 D Class B Common Stock (convertible into Class A Common Stock) 2010-09-21 4 C 0 961 0.00 D Class A Common Stock ($0.0001 par value) 961 706442 D Class B Common Stock (convertible into Class A Common Stock) 2010-09-22 4 C 0 961 0.00 D Class A Common Stock ($0.0001 par value) 961 705481 D Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. /s/ Patrick E. McCready, by power of attorney 2010-09-23 -----END PRIVACY-ENHANCED MESSAGE-----