-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JtFqjgP2GkESqTRaNQLuYhinMgOa6s5oSa/2iUcAl4IesazX8nfQpWLpVBBgXzWv zY+5Cwt7qsGotB5dBJw1PQ== 0001181431-10-018701.txt : 20100330 0001181431-10-018701.hdr.sgml : 20100330 20100330162011 ACCESSION NUMBER: 0001181431-10-018701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100329 FILED AS OF DATE: 20100330 DATE AS OF CHANGE: 20100330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASTNER MICHAEL CENTRAL INDEX KEY: 0001481337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 10714125 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd270687.xml KASTNER FORM 4 X0303 4 2010-03-29 0 0001288469 MAXLINEAR INC MXL 0001481337 KASTNER MICHAEL 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 0 1 0 0 Vice President, Sales Employee Stock Option (right to buy) 1.4516 2010-03-29 4 J 0 217471 0.00 D 2018-10-01 Common Stock 217471 0 D Employee Stock Option (right to buy) 1.4516 2010-03-29 4 J 0 8610 0.00 D 2008-10-01 2018-10-01 Common Stock 8610 0 D Employee Stock Option (right to buy) 1.4516 2010-03-29 4 J 0 217471 0.00 A 2018-10-01 Class B Common Stock 217471 217471 D Employee Stock Option (right to buy) 1.4516 2010-03-29 4 J 0 8610 0.00 A 2008-10-01 2018-10-01 Class B Common Stock 8610 8610 D Pursuant to a reclassification exempt under Rule 16b-7, each employee stock option to purchase one share of Common Stock ($0.0001 par value) automatically converted into an option to purchase one share of Class B Common Stock ($0.0001 par value) immediately prior to the closing of the Registrant's initial public offering on March 29, 2010. This stock option was granted on October 1, 2008 and vests over four years. Subject to the optionee's continuing to provide services, 25% of the shares subject to the option vested and became immediately exercisable one year after September 23, 2008, and 2.08% of the shares vest and become exercisable at the end of each monthly period thereafter. This stock option was granted on October 1, 2008 and vests over four years. Subject to the Reporting Person's continuing to provide services, 25% of the shares subject to the option vested one year after September 25, 2008 and 2.08% vest each month thereafter; however, all of the shares are early exercisable as of the date of grant, subject to the Reporting Person entering into a restricted stock purchase agreement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. /s/ Patrick E. McCready, by power of attorney 2010-03-29 -----END PRIVACY-ENHANCED MESSAGE-----