-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROMq85qTMtohKweYSdZDTKH0jxCePGgLlnC8svbnKeqYmX6Jluu61eTLiWXDhQ2q QIJ61L34CxmYS1ocEgka2Q== 0001181431-10-059341.txt : 20101203 0001181431-10-059341.hdr.sgml : 20101203 20101203171249 ACCESSION NUMBER: 0001181431-10-059341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101202 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAHAM JOHN MALCOLM CENTRAL INDEX KEY: 0001481297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 101232281 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 4 1 rrd292923.xml GRAHAM FORM 4 (12-02-2010) X0303 4 2010-12-02 0 0001288469 MAXLINEAR INC MXL 0001481297 GRAHAM JOHN MALCOLM 2051 PALOMAR AIRPORT ROAD SUITE 100 CARLSBAD CA 92011 0 1 0 0 Vice President, Marketing Class A Common Stock ($0.0001 par value) 2010-12-02 4 C 0 23000 A 23000 D Class A Common Stock ($0.0001 par value) 2010-12-02 4 S 0 23000 11 D 0 D Employee Stock Option (right to buy) 1.4516 2010-12-02 4 M 0 23000 0.00 D 2018-10-02 Class B Common Stock ($0.0001 par value) 23000 203082 D Class B Common Stock (convertible into Class A Common Stock) 2010-12-02 4 A 0 23000 0.00 A Class B Common Stock ($0.0001 par value) 23000 23000 D Class B Common Stock (convertible into Class A Common Stock) 2010-12-02 4 C 0 23000 0.00 D Class A Common Stock ($0.0001 par value) 23000 0 D Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010. The shares are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. /s/ Patrick E. McCready, by power of attorney 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----