0001571049-16-013023.txt : 20160314 0001571049-16-013023.hdr.sgml : 20160314 20160314182410 ACCESSION NUMBER: 0001571049-16-013023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTELCO INC. CENTRAL INDEX KEY: 0001288359 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 522128395 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 THIRD AVE E CITY: ONEONTA STATE: AL ZIP: 35121 BUSINESS PHONE: 205-625-3574 MAIL ADDRESS: STREET 1: 505 THIRD AVE E CITY: ONEONTA STATE: AL ZIP: 35121 FORMER COMPANY: FORMER CONFORMED NAME: RURAL LEC ACQUISITION LLC DATE OF NAME CHANGE: 20040423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Souza Robert J. CENTRAL INDEX KEY: 0001449364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 161505087 MAIL ADDRESS: STREET 1: 12 COLONIAL DRIVE CITY: DURHAM STATE: ME ZIP: 04222 4 1 t1600654_x4-souza.xml OWNERSHIP DOCUMENT X0306 4 2016-03-10 0 0001288359 OTELCO INC. OTEL 0001449364 Souza Robert J. 12 COLONIAL DRIVE DURHAM ME 04222 1 1 0 0 President & CEO Class A Common Stock 2016-03-14 4 M 0 18663 A 24086 D Class A Common Stock 2016-03-14 4 F 0 7036 5.10 D 17050 D Restricted Stock Units 2016-03-10 4 A 0 39718 0 A Class A Common Stock 39718 39718 D Restricted Stock Units 2016-03-14 4 M 0 13240 0 D Class A Common Stock 13240 26478 D Restricted Stock Units 2016-03-14 4 M 0 5423 0 D Class A Common Stock 5423 5423 D Each restricted stock unit ("RSU") represents a right to receive one share of Otelco Inc. Class A Common Stock. The RSUs vest in three installments: 13,240 RSUs vested on March 14, 2016; 13,239 RSUs vest on March 13, 2017; and 13,239 RSUs vest on March 13, 2018. The RSUs vest in three installments: 5,423 RSUs vested on March 13, 2015; 5,423 RSUs vested on March 14, 2016; and 5,423 RSUs vest on March 13, 2017. /s/ Curtis L. Garner, Jr., Attorney-in-Fact 2016-03-14