-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WHCh1Gmu9ttiKDx0CCzjKork5K7zczaokVrFD0buPzsJgwbZCKLF0ExJF17H9MbD pw23XvYCbfs4XsH5bHikXw== 0001179110-05-000734.txt : 20050107 0001179110-05-000734.hdr.sgml : 20050107 20050107171920 ACCESSION NUMBER: 0001179110-05-000734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20050106 FILED AS OF DATE: 20050107 DATE AS OF CHANGE: 20050107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLIS JAMES J CENTRAL INDEX KEY: 0001208930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 05519032 MAIL ADDRESS: STREET 1: 2101 E 4TH ST STE 2029 CITY: SANTA ANA STATE: CA ZIP: 92705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luby William K CENTRAL INDEX KEY: 0001311364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 05519033 BUSINESS ADDRESS: BUSINESS PHONE: 212-847-8900 MAIL ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTELCO INC. CENTRAL INDEX KEY: 0001288359 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 522128395 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 THIRD AVE E CITY: ONEONTA STATE: AL ZIP: 35121 BUSINESS PHONE: 205-625-3574 MAIL ADDRESS: STREET 1: 505 THIRD AVE E CITY: ONEONTA STATE: AL ZIP: 35121 FORMER COMPANY: FORMER CONFORMED NAME: RURAL LEC ACQUISITION LLC DATE OF NAME CHANGE: 20040423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seaport Capital Partners II, L.P. CENTRAL INDEX KEY: 0001311190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 05519037 BUSINESS ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-847-8900 MAIL ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seaport Investments, LLC CENTRAL INDEX KEY: 0001311191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 05519036 BUSINESS ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-847-8900 MAIL ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CEA Investment Partners II, LLC CENTRAL INDEX KEY: 0001311192 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 05519035 BUSINESS ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-847-8900 MAIL ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seaport Associates, LLC CENTRAL INDEX KEY: 0001311193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32362 FILM NUMBER: 05519034 BUSINESS ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-847-8900 MAIL ADDRESS: STREET 1: C/O SEAPORT CAPITAL, 199 WATER STREET STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 4 1 edgar.xml FORM 4 - X0202 4 2005-01-06 1 0001288359 OTELCO INC. OTT 0001311190 Seaport Capital Partners II, L.P. 199 WATER STREET, 20TH FLOOR NEW YORK NY 10038 0 0 1 0 0001311191 Seaport Investments, LLC 199 WATER STREET, 20TH FLOOR NEW YORK NY 10038 0 0 1 0 0001311192 CEA Investment Partners II, LLC 199 WATER STREET, 20TH FLOOR NEW YORK NY 10038 0 0 1 0 0001311193 Seaport Associates, LLC 199 WATER STREET, 20TH FLOOR NEW YORK NY 10038 0 0 1 0 0001311364 Luby William K 199 WATER STREET, 20TH FLOOR NEW YORK NY 10038 0 0 1 0 0001208930 COLLIS JAMES J 199 WATER STREET, 20TH FLOOR NEW YORK NY 10038 0 0 1 0 Class A Common Stock 2005-01-06 4 S 0 198418 14.288 D 0 I See Footnote Included in the sale of 198,418 Income Deposit Securities ("IDSs") that each consisted of one share of Class A common stock and one 13% senior subordinated note due 2019 with a $7.50 principal amount. This is the sale price of the IDSs set forth in the Underwriting Agreement dated December 16, 2004, relating to the sale of the IDSs. See Exhibit 99.1. [See Seaport Partners II, L.P. Signature attached as Exhibit 99.2] 2005-01-06 [See Seaport Investments, LLC Signature attached as Exhibit 99.2] 2005-01-06 [See CEA Capital Partners II, LLC Signature attached as Exhibit 99.2] 2005-01-06 [See Seaport Associates, LLC Signature attached as Exhibit 99.2] 2005-01-06 [See William K. Luby Signature attached as Exhibit 99.2] 2005-01-06 [See James J. Collis Signature attached as Exhibit 99.2] 2005-01-06 EX-99.1 2 ex991seaport.txt Exhibit 99.1 The amount reported includes securities owned by Seaport Capital Partners II, L.P. and Seaport Investments, LLC. The general partner of Seaport Capital Partners II, L.P. is CEA Investment Partners II, LLC. CEA Investment Partners II, LLC is controlled by Seaport Associates, LLC. Seaport Associates, LLC is controlled by William K. Luby and James J. Collis. Seaport Investments, LLC is controlled by William K. Luby and James J. Collis. Seaport Capital Partners II, L.P., Seaport Investments, LLC, CEA Investment Partners II, LLC, Seaport Associates, LLC and Messrs. Luby and Collis disclaim ownership of all securities reported herein in excess of their pecuniary interests, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. EX-99.2 3 ex992seaport.txt Exhibit 99.2 JOINT FILER INFORMATION This Statement on Form 4 is filed by Seaport Capital Partners II, L.P., Seaport Investments, LLC, CEA Investment Partners II, LLC, Seaport Associates, LLC, William K. Luby and James J. Collis. The principal business address of each of the Reporting Persons is 199 Water Street, New York, NY 10038. Name of Designated Filer: Seaport Capital Partners II, L.P. Date of Event Requiring Statement: January 06, 2005 Issuer Name and Ticker or Trading Symbol: Otelco Inc. [OTT] SEAPORT CAPITAL PARTNERS II, L.P. By: CEA INVESTMENT PARTNERS II, LLC Its General Partner By: SEAPORT ASSOCIATES, LLC Its Member and Authorized Representative By: /s/ Michael Weaver Name: Michael Weaver Title: Attorney-in-Fact SEAPORT INVESTMENTS, LLC By: /s/ Michael Weaver Name: Michael Weaver Title: Attorney-in-Fact CEA INVESTMENTS PARTNERS II, LLC By: SEAPORT ASSOCIATES, LLC Its Member and Authorized Representative By: /s/ Michael Weaver Name: Michael Weaver Title: Attorney-in-Fact SEAPORT ASSOCIATES, LLC By: /s/ Michael Weaver Name: Michael Weaver Title: Attorney-in-Fact WILLIAM K. LUBY By: /s/ Michael Weaver Name: Michael Weaver Title: Attorney-in-Fact JAMES J. COLLIS By: /s/ Michael Weaver Name: Michael Weaver Title: Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----