-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ONQn7FAU4AAEjLktkauUAw6xIvHJBb0XiWvkKFllX18Bpr5SzcfhkN9SbcHT4anr gH4kd6Cfd/wGAiioASk8Aw== 0000819539-04-000066.txt : 20041022 0000819539-04-000066.hdr.sgml : 20041022 20041022124603 ACCESSION NUMBER: 0000819539-04-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041021 FILED AS OF DATE: 20041022 DATE AS OF CHANGE: 20041022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLD JAMES J CENTRAL INDEX KEY: 0001288326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09659 FILM NUMBER: 041091290 MAIL ADDRESS: STREET 1: 1618 MAIN ST CITY: DALLAS STATE: TX ZIP: 75169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-21 0000819539 NEIMAN MARCUS GROUP INC NMGA 0001288326 GOLD JAMES J THE NEIMAN MARCUS GROUP, INC. 1618 MAIN STREET DALLAS TX 75201 0 1 0 0 CEO, Bergdorf Goodman Common Stock, Class A 2004-10-21 2004-10-21 4 M 0 400 23.125 A 1058 D Common Stock, Class A 2004-10-21 2004-10-21 4 M 0 1200 35.625 A 2258 D Common Stock, Class A 2004-10-21 2004-10-21 4 M 0 700 24.50 A 2958 D Common Stock, Class A 2004-10-21 2004-10-21 4 S 0 2300 58.00 D 658 D Common Stock, Class A (Restricted) 5300 D Common Stock, Class A (PRS) 6500 D Employee Stock Option (right to buy) 23.125 2004-10-21 2004-10-21 4 M 0 400 23.125 D 2000-10-06 2009-10-06 Class A Common Stock 400 0 D Employee Stock Option (right to buy) 35.625 2004-10-21 2004-10-21 4 M 0 1200 35.625 D 2001-09-22 2010-09-22 Class A Common Stock 1200 1200 D Employee Stock Option (right to buy) 24.50 2004-10-21 2004-10-21 4 M 0 700 24.50 D 2002-09-21 2011-09-21 Class A Common Stock 700 1400 D Option granted pursuant to The Neiman Marcus Group, Inc. 1997 Incentive Plan, which includes tax withholding rights, in a transaction exempt from Section 16(b) under Rule 16b-3. Options vest 20% on the anniversary date of the award and expire ten years from the anniversary date of the award. James Gold 2004-10-22 -----END PRIVACY-ENHANCED MESSAGE-----