0001288136-13-000063.txt : 20130813
0001288136-13-000063.hdr.sgml : 20130813
20130812183921
ACCESSION NUMBER: 0001288136-13-000063
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130813
DATE AS OF CHANGE: 20130812
EFFECTIVENESS DATE: 20130813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pine River Capital Management L.P.
CENTRAL INDEX KEY: 0001288136
IRS NUMBER: 710868907
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10902
FILM NUMBER: 131030912
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 330
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 6122383300
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 330
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER COMPANY:
FORMER CONFORMED NAME: Pine River Capital Management, L.P.
DATE OF NAME CHANGE: 20040512
FORMER COMPANY:
FORMER CONFORMED NAME: NISSWA MASTER FUND LTD
DATE OF NAME CHANGE: 20040422
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001288136
XXXXXXXX
06-30-2013
06-30-2013
Pine River Capital Management L.P.
601 CARLSON PARKWAY
SUITE 330
MINNETONKA
MN
55305
13F HOLDINGS REPORT
028-10902
Y
Pursuant to the Answer to Question 44B in the Division of Investment Management: Frequently Asked Questions About 13F, we entered 99,999,999 in the voting authority field in Column 8 for Annaly Capital Mgmt. The correct number for this field is 165,597,000.
Tim O'Brien
General Counsel and Authorized Signatory
612-238-3300
Tim O'Brien
Minnetonka
MN
08-12-2013
0
441
6441051
true
INFORMATION TABLE
2
sec063013.xml
3M CO
COM
88579Y101
6889
63000
SH
Call
SOLE
none
63000
0
0
3M CO
COM
88579Y101
5839
53400
SH
Put
SOLE
none
53400
0
0
ABBVIE INC
COM
00287Y109
5750
139100
SH
Call
SOLE
none
139100
0
0
ABBVIE INC
COM
00287Y109
4770
115400
SH
Put
SOLE
none
115400
0
0
ACTAVIS INC
COM
00507K103
7633
60469
SH
SOLE
none
60469
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1497
105000
SH
SOLE
none
105000
0
0
ADVANCED MICRO DEVICES
DEBT
007903AL1
2069
2030000
PRN
SOLE
none
2030000
0
0
AETNA INC
COM
00817Y108
41991
660842
SH
SOLE
none
660842
0
0
AIR METHODS CORP
COM
009128307
246
7265
SH
SOLE
none
7265
0
0
AK STEEL HOLDING CORP
COM
001547108
1802
592600
SH
SOLE
none
592600
0
0
ALLEGHENY TECHNOLOGIES
DEBT
01741RAD4
4137
4000000
PRN
SOLE
none
4000000
0
0
ALLSTATE CORP
COM
020002101
23818
494966
SH
SOLE
none
494966
0
0
ALTISOURCE RESIDENTIAL CORP
COM
02153W100
612
36654
SH
SOLE
none
36654
0
0
ALTRIA GROUP INC
COM
02209S103
927
26502
SH
SOLE
none
26502
0
0
ALTRIA GROUP INC
COM
02209S103
7372
210700
SH
Call
SOLE
none
210700
0
0
ALTRIA GROUP INC
COM
02209S103
3852
110100
SH
Put
SOLE
none
110100
0
0
AMAZON.COM INC
COM
023135106
9996
36000
SH
Call
SOLE
none
36000
0
0
AMAZON.COM INC
COM
023135106
8580
30900
SH
Put
SOLE
none
30900
0
0
AMBIT BIOSCIENCES CORP
COM
02318X100
1219
174100
SH
SOLE
none
174100
0
0
AMERICAN CAMPUS COMMUNITIES
REIT
024835100
11902
292700
SH
SOLE
none
292700
0
0
AMERICAN CAPITAL AGENCY CORP
REIT
02503X105
28466
1237138
SH
SOLE
none
1237138
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
95760
7557950
SH
SOLE
none
7557950
0
0
AMERICAN CAPITAL MORTGAGE IN
REIT
02504A104
62969
3503152
SH
SOLE
none
3503152
0
0
AMERICAN EXPRESS CO
COM
025816109
7125
95300
SH
Call
SOLE
none
95300
0
0
AMERICAN EXPRESS CO
COM
025816109
6392
85500
SH
Put
SOLE
none
85500
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
1202
26900
SH
Call
SOLE
none
26900
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
1202
26900
SH
Put
SOLE
none
26900
0
0
AMGEN INC
COM
031162100
3247
32908
SH
SOLE
none
32908
0
0
AMGEN INC
COM
031162100
7094
71900
SH
Call
SOLE
none
71900
0
0
AMGEN INC
COM
031162100
6848
69400
SH
Put
SOLE
none
69400
0
0
AMTRUST FINANCIAL SERVIC
DEBT
032359AC5
37728
26900000
PRN
SOLE
none
26900000
0
0
ANADARKO PETROLEUM CORP
COM
032511107
20237
235503
SH
SOLE
none
235503
0
0
ANDINA ACQUISITION CORP
COM
G0440W100
1163
116944
SH
SOLE
none
116944
0
0
ANDINA ACQUISITION CORP
WRT
G0440W126
71
295100
SH
SOLE
none
295100
0
0
ANNALY CAPITAL MANAGEMENT IN
REIT
035710409
44274
3522200
SH
Call
SOLE
none
3522200
0
0
ANNALY CAPITAL MGMT
DEBT
035710AB8
167037
165597000
PRN
SOLE
none
99999999
0
0
ANWORTH MORTGAGE ASSET CORP
REIT
037347101
54690
9765815
SH
SOLE
none
9765815
0
0
APACHE CORP
COM
037411105
8495
101331
SH
SOLE
none
101331
0
0
APOLLO INVESTMENT CORP
COM
03761U106
14003
1809317
SH
SOLE
none
1809317
0
0
APOLLO RESIDENTIAL MORTGAGE
REIT
03763V102
23891
1449642
SH
SOLE
none
1449642
0
0
APPLE INC
COM
037833100
12459
31419
SH
SOLE
none
31419
0
0
APPLE INC
COM
037833100
85292
215100
SH
Call
SOLE
none
215100
0
0
APPLE INC
COM
037833100
63603
160400
SH
Put
SOLE
none
160400
0
0
AQUASITION CORP
COM
Y0192H103
2469
249900
SH
SOLE
none
249900
0
0
AQUASITION CORP
WRT
Y0192H111
62
256600
SH
SOLE
none
256600
0
0
ARBITRON INC
COM
03875Q108
24122
519307
SH
SOLE
none
519307
0
0
ARES CAPITAL CORP
COM
04010L103
5875
341598
SH
SOLE
none
341598
0
0
ARES CAPITAL CORP
DEBT
04010LAD5
6924
6500000
PRN
SOLE
none
6500000
0
0
ARGO GROUP INTERNATIONAL
COM
G0464B107
3106
73260
SH
SOLE
none
73260
0
0
ARMOUR RESIDENTIAL REIT INC
REIT
042315101
49070
10418348
SH
SOLE
none
10418348
0
0
ARMOUR RESIDENTIAL REIT INC
WRT
042315119
50
5036672
SH
SOLE
none
5036672
0
0
AT&;T INC
COM
00206R102
12543
354314
SH
SOLE
none
354314
0
0
AT&;T INC
COM
00206R102
19541
552000
SH
Call
SOLE
none
552000
0
0
AT&;T INC
COM
00206R102
18015
508900
SH
Put
SOLE
none
508900
0
0
ATLAS FINANCIAL HOLDINGS INC
COM
G06207115
378
42209
SH
SOLE
none
42209
0
0
AUTODESK INC
COM
052769106
776
22877
SH
SOLE
none
22877
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
21741
161150
SH
SOLE
none
161150
0
0
BAIDU INC - SPON ADR
ADR
056752108
4730
50000
SH
SOLE
none
50000
0
0
BALTIC TRADING LTD
COM
Y0553W103
1205
325000
SH
SOLE
none
325000
0
0
BANK OF AMERICA CORP
COM
060505104
12766
992700
SH
Call
SOLE
none
992700
0
0
BANK OF AMERICA CORP
COM
060505104
10579
822600
SH
Put
SOLE
none
822600
0
0
BANK OF MONTREAL
COM
063671101
19063
312500
SH
Put
SOLE
none
312500
0
0
BANK OF NOVA SCOTIA
COM
064149107
9128
162500
SH
Put
SOLE
none
162500
0
0
BEAZER HOMES USA INC
COM
07556Q881
9713
554415
SH
SOLE
none
554415
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
11102
99200
SH
Call
SOLE
none
99200
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
11046
98700
SH
Put
SOLE
none
98700
0
0
BGS ACQUISITION CORP
COM
G1082J100
4165
411500
SH
SOLE
none
411500
0
0
BGS ACQUISITION CORP
WRT
G1082J118
135
676000
SH
SOLE
none
676000
0
0
BIOAMBER INC
COM
09072Q106
3655
537500
SH
SOLE
none
537500
0
0
BIOAMBER INC
WRT
09072Q114
293
532000
SH
SOLE
none
532000
0
0
BIOMARIN PHARMACEUTICAL
DEBT
09061GAD3
13089
4700000
PRN
SOLE
none
4700000
0
0
BIOSCRIP INC
COM
09069N108
876
53079
SH
SOLE
none
53079
0
0
BLACKROCK CORPORATE HY FD 5
FUND
09255N102
2307
188671
SH
SOLE
none
188671
0
0
BLACKROCK CORPORATE HY FD VI
FUND
09255P107
3462
289026
SH
SOLE
none
289026
0
0
BLACKROCK MUNI INTERM DURATI
FUND
09253X102
234
15884
SH
SOLE
none
15884
0
0
BLUCORA INC
COM
095229100
1096
59100
SH
SOLE
none
59100
0
0
BLUE WOLF MONGOLIA HOLDINGS
WRT
G11962118
146
581400
SH
SOLE
none
581400
0
0
BOEING CO/THE
COM
097023105
2715
26500
SH
Call
SOLE
none
26500
0
0
BOEING CO/THE
COM
097023105
2234
21800
SH
Put
SOLE
none
21800
0
0
BRIGHT HORIZONS FAMILY SOLUT
COM
109194100
902
25978
SH
SOLE
none
25978
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3978
89000
SH
Call
SOLE
none
89000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3951
88400
SH
Put
SOLE
none
88400
0
0
BROADSOFT INC
COM
11133B409
1099
39843
SH
SOLE
none
39843
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
946
35800
SH
SOLE
none
35800
0
0
CABOT OIL &; GAS CORP
COM
127097103
6034
84962
SH
SOLE
none
84962
0
0
CAMPUS CREST COMMUNITIES INC
REIT
13466Y105
2778
240650
SH
SOLE
none
240650
0
0
CAN IMPERIAL BK OF COMMERCE
COM
136069101
23326
312500
SH
Put
SOLE
none
312500
0
0
CATAMARAN CORP
COM
148887102
3846
78893
SH
SOLE
none
78893
0
0
CATERPILLAR INC
COM
149123101
1130
13700
SH
Call
SOLE
none
13700
0
0
CATERPILLAR INC
COM
149123101
495
6000
SH
Put
SOLE
none
6000
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
2531
239200
SH
SOLE
none
239200
0
0
CHANGYOU.COM LTD-ADR
ADR
15911M107
426
14000
SH
SOLE
none
14000
0
0
CHART ACQUISITION CORP
COM
161151105
1494
148400
SH
SOLE
none
148400
0
0
CHART ACQUISITION CORP
WRT
161151113
77
148400
SH
SOLE
none
148400
0
0
CHART INDUSTRIES INC
COM
16115Q308
8736
92843
SH
SOLE
none
92843
0
0
CHATHAM LODGING TRUST
REIT
16208T102
4064
236595
SH
SOLE
none
236595
0
0
CHEMED CORP
DEBT
16359RAC7
6325
6000000
PRN
SOLE
none
6000000
0
0
CHEVRON CORP
COM
166764100
18436
155784
SH
SOLE
none
155784
0
0
CHEVRON CORP
COM
166764100
23171
195800
SH
Call
SOLE
none
195800
0
0
CHEVRON CORP
COM
166764100
13632
115200
SH
Put
SOLE
none
115200
0
0
CHINA HYDROELECTRIC CP-ADS
WRT
G2112E145
22
649292
SH
SOLE
none
649292
0
0
CHINA MOBILE LTD-SPON ADR
ADR
16941M109
10354
200000
SH
Call
SOLE
none
200000
0
0
CHINA MOBILE LTD-SPON ADR
ADR
16941M109
10354
200000
SH
Put
SOLE
none
200000
0
0
CHINA PETROLEUM &; CHEM-ADR
ADR
16941R108
3890
42513
SH
SOLE
none
42513
0
0
CHINA UNICOM HONG KONG-ADR
ADR
16945R104
6570
500000
SH
Call
SOLE
none
500000
0
0
CHINA XD PLASTICS CO LTD
COM
16948F107
53
13000
SH
SOLE
none
13000
0
0
CIENA CORP
COM
171779309
841
43296
SH
SOLE
none
43296
0
0
CIENA CORP
DEBT
171779AK7
19831
15300000
PRN
SOLE
none
15300000
0
0
CIMAREX ENERGY CO
COM
171798101
8624
132686
SH
SOLE
none
132686
0
0
CIS ACQUISITION LTD-CLASS A
COM
G21490209
3823
380000
SH
SOLE
none
380000
0
0
CIS ACQUISITION LTD-CLASS A
WRT
G21490118
225
774600
SH
SOLE
none
774600
0
0
CISCO SYSTEMS INC
COM
17275R102
13987
574800
SH
Call
SOLE
none
574800
0
0
CISCO SYSTEMS INC
COM
17275R102
10993
451700
SH
Put
SOLE
none
451700
0
0
CITIGROUP INC
COM
172967424
12352
257500
SH
Call
SOLE
none
257500
0
0
CITIGROUP INC
COM
172967424
10563
220200
SH
Put
SOLE
none
220200
0
0
CLEARWIRE CORP-CLASS A
COM
18538Q105
46403
9290032
SH
SOLE
none
9290032
0
0
CMS ENERGY CORP
DEBT
125896BD1
33224
16685000
PRN
SOLE
none
16685000
0
0
CNA FINANCIAL CORP
COM
126117100
8921
273473
SH
SOLE
none
273473
0
0
COBALT INTERNATIONAL ENERGY
COM
19075F106
10392
391128
SH
SOLE
none
391128
0
0
COCA-COLA CO/THE
COM
191216100
5468
136313
SH
SOLE
none
136313
0
0
COCA-COLA CO/THE
COM
191216100
25246
629400
SH
Call
SOLE
none
629400
0
0
COCA-COLA CO/THE
COM
191216100
13830
344800
SH
Put
SOLE
none
344800
0
0
COGNIZANT TECH SOLUTIONS-A
COM
192446102
1459
23286
SH
SOLE
none
23286
0
0
COLLABRIUM JAPAN ACQUISITION
COM
G2266G102
3536
350011
SH
SOLE
none
350011
0
0
COLLABRIUM JAPAN ACQUISITION
WRT
G2266G110
109
350000
SH
SOLE
none
350000
0
0
COLONY FINANCIAL INC
DEBT
19624RAA4
10217
10000000
PRN
SOLE
none
10000000
0
0
COMCAST CORP-CLASS A
COM
20030N101
3901
93443
SH
SOLE
none
93443
0
0
COMCAST CORP-CLASS A
COM
20030N101
11197
268200
SH
Call
SOLE
none
268200
0
0
COMCAST CORP-CLASS A
COM
20030N101
9377
224600
SH
Put
SOLE
none
224600
0
0
COMERICA INC
COM
200340107
39195
984066
SH
SOLE
none
984066
0
0
CONOCOPHILLIPS
COM
20825C104
241
3978
SH
SOLE
none
3978
0
0
CONOCOPHILLIPS
COM
20825C104
5931
98000
SH
Call
SOLE
none
98000
0
0
CONOCOPHILLIPS
COM
20825C104
5893
97400
SH
Put
SOLE
none
97400
0
0
CONSTANT CONTACT INC
COM
210313102
807
50223
SH
SOLE
none
50223
0
0
CRUMBS BAKE SHOP INC
WRT
228803110
9
95609
SH
SOLE
none
95609
0
0
CUBESMART
REIT
229663109
17512
1095873
SH
SOLE
none
1095873
0
0
CVS CAREMARK CORP
COM
126650100
5598
97900
SH
Call
SOLE
none
97900
0
0
CVS CAREMARK CORP
COM
126650100
5593
97800
SH
Put
SOLE
none
97800
0
0
CYAN INC
COM
23247W104
1637
156620
SH
SOLE
none
156620
0
0
CYS INVESTMENTS INC
REIT
12673A108
61101
6634232
SH
SOLE
none
6634232
0
0
DENALI FUND/THE
FUND
24823A102
508
26099
SH
SOLE
none
26099
0
0
DFC GLOBAL CORP
COM
23324T107
1948
141000
SH
SOLE
none
141000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
35347
741956
SH
SOLE
none
741956
0
0
DOMINION RESOURCES INC
DEBT
25746UAT6
42002
25000000
PRN
SOLE
none
25000000
0
0
DRESSER-RAND GROUP INC
COM
261608103
11805
196821
SH
SOLE
none
196821
0
0
DRIL-QUIP INC
COM
262037104
3483
38573
SH
SOLE
none
38573
0
0
EATON VANCE NATIONAL MUNICIP
FUND
27829L105
197
10000
SH
SOLE
none
10000
0
0
EBAY INC
COM
278642103
2215
42824
SH
SOLE
none
42824
0
0
EBAY INC
COM
278642103
3967
76700
SH
Call
SOLE
none
76700
0
0
EBAY INC
COM
278642103
3242
62700
SH
Put
SOLE
none
62700
0
0
ECOTALITY INC (LEGENDED)
COM
27922Y202
1550
1000000
SH
SOLE
none
1000000
0
0
EDGEN GROUP INC
COM
28014Q107
1914
300000
SH
SOLE
none
300000
0
0
EDWARDS GROUP LTD-SPON ADR
ADR
281736108
2998
352727
SH
SOLE
none
352727
0
0
EINSTEIN NOAH RESTAURANT GRO
COM
28257U104
599
42188
SH
SOLE
none
42188
0
0
ELLINGTON RESIDENTIAL MORTGA
REIT
288578107
7116
398658
SH
SOLE
none
398658
0
0
EMERITUS CORP
COM
291005106
452
19474
SH
SOLE
none
19474
0
0
EVERCORE PARTNERS INC-CL A
COM
29977A105
15012
382190
SH
SOLE
none
382190
0
0
EVERTEC INC
COM
30040P103
22434
1021043
SH
SOLE
none
1021043
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
3696
59867
SH
SOLE
none
59867
0
0
EXXON MOBIL CORP
COM
30231G102
2231
24688
SH
SOLE
none
24688
0
0
EXXON MOBIL CORP
COM
30231G102
40242
445400
SH
Call
SOLE
none
445400
0
0
EXXON MOBIL CORP
COM
30231G102
34415
380900
SH
Put
SOLE
none
380900
0
0
F5 NETWORKS INC
COM
315616102
1530
22240
SH
SOLE
none
22240
0
0
FEDERATED PREMIER INT MUNI
FUND
31423M105
174
13345
SH
SOLE
none
13345
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
2399
229569
SH
SOLE
none
229569
0
0
FINANCIAL SELECT SECTOR SPDR
ETP
81369Y605
22751
1170000
SH
Put
SOLE
none
1170000
0
0
FIRST TRUST HIGH INCOME LONG
FUND
33738E109
2596
147826
SH
SOLE
none
147826
0
0
FIRST TRUST STRAT HIGH INC 2
FUND
337353304
2961
188042
SH
SOLE
none
188042
0
0
FORTINET INC
COM
34959E109
606
34636
SH
SOLE
none
34636
0
0
FRANKLIN STREET PROPERTIES C
REIT
35471R106
1371
103837
SH
SOLE
none
103837
0
0
GENCORP INC
DEBT
368682AN0
10726
5792000
PRN
SOLE
none
5792000
0
0
GENERAL ELECTRIC CO
COM
369604103
45246
1951100
SH
Call
SOLE
none
1951100
0
0
GENERAL ELECTRIC CO
COM
369604103
17842
769400
SH
Put
SOLE
none
769400
0
0
GENERAL MOTORS CO
WRT
37045V118
50312
2096328
SH
SOLE
none
2096328
0
0
GENERAL MOTORS CO
WRT
37045V126
157936
9577705
SH
SOLE
none
9577705
0
0
GIANT INTERACTIVE GROUP-ADR
ADR
374511103
599
74790
SH
SOLE
none
74790
0
0
GILEAD SCIENCES INC
COM
375558103
765
14913
SH
SOLE
none
14913
0
0
GILEAD SCIENCES INC
COM
375558103
6401
124800
SH
Call
SOLE
none
124800
0
0
GILEAD SCIENCES INC
COM
375558103
6191
120700
SH
Put
SOLE
none
120700
0
0
GLOBAL BRASS &; COPPER HOLDIN
COM
37953G103
3574
269900
SH
SOLE
none
269900
0
0
GLOBAL POWER EQUIPMENT GROUP
COM
37941P306
985
61139
SH
SOLE
none
61139
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
7064
46700
SH
Call
SOLE
none
46700
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5551
36700
SH
Put
SOLE
none
36700
0
0
GOOGLE INC-CL A
COM
38259P508
2537
2881
SH
SOLE
none
2881
0
0
GOOGLE INC-CL A
COM
38259P508
17428
19800
SH
Call
SOLE
none
19800
0
0
GOOGLE INC-CL A
COM
38259P508
13733
15600
SH
Put
SOLE
none
15600
0
0
GREENBRIER COMPANIES INC
COM
393657101
1304
53488
SH
SOLE
none
53488
0
0
GULFMARK OFFSHORE INC-CL A
COM
402629208
6207
137655
SH
SOLE
none
137655
0
0
HALLIBURTON CO
COM
406216101
19502
467456
SH
SOLE
none
467456
0
0
HANNON ARMSTRONG SUSTAINABLE
COM
41068X100
1782
150000
SH
SOLE
none
150000
0
0
HAWAIIAN TELCOM HOLDCO INC
COM
420031106
9082
361003
SH
SOLE
none
361003
0
0
HEALTH INSURANCE INNOVATIO-A
COM
42225K106
2893
275000
SH
SOLE
none
275000
0
0
HEALTHSOUTH CORP
COM
421924309
6135
213009
SH
SOLE
none
213009
0
0
HEARTLAND PAYMENT SYSTEMS IN
COM
42235N108
33654
903477
SH
SOLE
none
903477
0
0
HEARTWARE INTERNATIONAL INC
COM
422368100
6783
71320
SH
SOLE
none
71320
0
0
HELIOS ADVANTAGE INCOME FUND
FUND
42327W206
645
77625
SH
SOLE
none
77625
0
0
HELIOS HIGH INCOME FUND INC
FUND
42327X204
431
52874
SH
SOLE
none
52874
0
0
HELIOS MULTI-SECTOR HIGH INC
FUND
42327Y202
600
105025
SH
SOLE
none
105025
0
0
HMS HOLDINGS CORP
COM
40425J101
2785
119556
SH
SOLE
none
119556
0
0
HMS HOLDINGS CORP
COM
40425J101
699
30000
SH
Call
SOLE
none
30000
0
0
HOLOGIC INC
COM
436440101
1531
79356
SH
SOLE
none
79356
0
0
HOME DEPOT INC
COM
437076102
12194
157400
SH
Call
SOLE
none
157400
0
0
HOME DEPOT INC
COM
437076102
8995
116100
SH
Put
SOLE
none
116100
0
0
HOME LOAN SERVICING SOLUTION
COM
G6648D109
28236
1177882
SH
SOLE
none
1177882
0
0
HORNBECK OFFSHORE SERVICES
COM
440543106
8675
162146
SH
SOLE
none
162146
0
0
HOVNANIAN ENTERPRISES-A
COM
442487203
321
57220
SH
SOLE
none
57220
0
0
HUMANA INC
COM
444859102
17866
211744
SH
SOLE
none
211744
0
0
IAC/INTERACTIVECORP
COM
44919P508
3225
67780
SH
SOLE
none
67780
0
0
ICONIX BRAND GROUP INC
COM
451055107
3097
105300
SH
SOLE
none
105300
0
0
INCONTACT INC
COM
45336E109
1627
197921
SH
SOLE
none
197921
0
0
INFINITY CROSS BORDER ACQUIS
COM
G4772R101
2470
315000
SH
SOLE
none
315000
0
0
INFINITY CROSS BORDER ACQUIS
WRT
G4772R119
199
315000
SH
SOLE
none
315000
0
0
INFORMATICA CORP
COM
45666Q102
810
23162
SH
SOLE
none
23162
0
0
INLAND REAL ESTATE CORP
DEBT
457461AC5
1148
1059000
PRN
SOLE
none
1059000
0
0
INTEL CORP
COM
458140100
11717
483600
SH
Call
SOLE
none
483600
0
0
INTEL CORP
COM
458140100
10830
447000
SH
Put
SOLE
none
447000
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
33406
174800
SH
Call
SOLE
none
174800
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
17373
90900
SH
Put
SOLE
none
90900
0
0
INVESCO LTD
COM
G491BT108
14882
468000
SH
SOLE
none
468000
0
0
INVESCO QUALITY MUNI INC TR
FUND
46133G107
270
22300
SH
SOLE
none
22300
0
0
INVESTMENT TECHNOLOGY GROUP
COM
46145F105
3495
250000
SH
Call
SOLE
none
250000
0
0
IPATH S&;P 500 VIX S/T FU ETN
ETP
06740C188
6214
300000
SH
SOLE
none
300000
0
0
IPATH S&;P 500 VIX S/T FU ETN
ETP
06740C188
20710
1000000
SH
Call
SOLE
none
1000000
0
0
IPATH S&;P 500 VIX S/T FU ETN
ETP
06740C188
20710
1000000
SH
Put
SOLE
none
1000000
0
0
ISHARES CHINA LARGE-CAP ETF
ETP
464287184
32520
1000000
SH
Call
SOLE
none
1000000
0
0
ISHARES IBOXX HIGH YIELD COR
ETP
464288513
6622
72860
SH
SOLE
none
72860
0
0
ISHARES MSCI EAFE ETF
ETP
464287465
28656
500100
SH
Call
SOLE
none
500100
0
0
ISHARES MSCI EAFE ETF
ETP
464287465
57300
1000000
SH
Put
SOLE
none
1000000
0
0
JA SOLAR HOLDINGS CO LTD-ADR
ADR
466090206
533
74000
SH
SOLE
none
74000
0
0
JOHNSON &; JOHNSON
COM
478160104
50193
584600
SH
Call
SOLE
none
584600
0
0
JOHNSON &; JOHNSON
COM
478160104
22263
259300
SH
Put
SOLE
none
259300
0
0
JPMORGAN CHASE &; CO
COM
46625H100
19560
370500
SH
Call
SOLE
none
370500
0
0
JPMORGAN CHASE &; CO
COM
46625H100
14782
280000
SH
Put
SOLE
none
280000
0
0
KB HOME
COM
48666K109
10921
556300
SH
SOLE
none
556300
0
0
KEY ENERGY SERVICES INC
COM
492914106
3713
624042
SH
SOLE
none
624042
0
0
KNIGHT CAPITAL GROUP INC
DEBT
499005AE6
68155
68500000
PRN
SOLE
none
68500000
0
0
KNOT OFFSHORE PARTNERS LP
COM
Y48125101
1241
56345
SH
SOLE
none
56345
0
0
KOSMOS ENERGY LTD
COM
G5315B107
6393
629213
SH
SOLE
none
629213
0
0
LAS VEGAS SANDS CORP
COM
517834107
1711
32322
SH
SOLE
none
32322
0
0
LENNAR CORP-A
COM
526057104
11750
326011
SH
SOLE
none
326011
0
0
LIBERTY INTERACTIVE LLC
DEBT
530715AN1
18706
36500000
PRN
SOLE
none
36500000
0
0
LINCOLN NATIONAL CORP
COM
534187109
45198
1239293
SH
SOLE
none
1239293
0
0
LJ INTERNATIONAL INC
COM
G55312105
5804
2946050
SH
SOLE
none
2946050
0
0
LOWE'S COS INC
COM
548661107
21808
533200
SH
SOLE
none
533200
0
0
MACQUARIE GLOBAL INFR TOT RT
FUND
55608D101
231
11302
SH
SOLE
none
11302
0
0
MANAGED HI YLD PLUS FUND INC
FUND
561911108
734
366765
SH
SOLE
none
366765
0
0
MARATHON OIL CORP
COM
565849106
3428
99133
SH
SOLE
none
99133
0
0
MARIN SOFTWARE INC
COM
56804T106
2315
226000
SH
SOLE
none
226000
0
0
MARSH &; MCLENNAN COS
COM
571748102
10998
275500
SH
SOLE
none
275500
0
0
MASCO CORP
COM
574599106
10958
562300
SH
SOLE
none
562300
0
0
MAST THERAPEUTICS INC
COM
576314108
1106
2578486
SH
SOLE
none
2578486
0
0
MAXIMUS INC
COM
577933104
3123
41930
SH
SOLE
none
41930
0
0
MCDONALD'S CORP
COM
580135101
2307
23302
SH
SOLE
none
23302
0
0
MCDONALD'S CORP
COM
580135101
8426
85100
SH
Call
SOLE
none
85100
0
0
MCDONALD'S CORP
COM
580135101
6109
61700
SH
Put
SOLE
none
61700
0
0
MEDIVATION INC
COM
58501N101
1727
35100
SH
SOLE
none
35100
0
0
MEDNAX INC
COM
58502B106
3181
34735
SH
SOLE
none
34735
0
0
MEDTRONIC INC
COM
585055106
1023
19882
SH
SOLE
none
19882
0
0
MELCO CROWN ENTERTAINME-ADR
ADR
585464100
3207
143426
SH
SOLE
none
143426
0
0
MELCO CROWN ENTERTAINME-ADR
ADR
585464100
4856
217000
SH
Call
SOLE
none
217000
0
0
MERCK &; CO. INC.
COM
58933Y105
17758
382300
SH
Call
SOLE
none
382300
0
0
MERCK &; CO. INC.
COM
58933Y105
12751
274500
SH
Put
SOLE
none
274500
0
0
MFA FINANCIAL INC
REIT
55272X102
4243
502136
SH
SOLE
none
502136
0
0
MFS INVESTMENT GRADE MUNICIP
FUND
59318B108
194
20800
SH
SOLE
none
20800
0
0
MGIC INVESTMENT CORP
DEBT
552848AD5
1020
1000000
PRN
SOLE
none
1000000
0
0
MICROSOFT CORP
COM
594918104
252
7300
SH
SOLE
none
7300
0
0
MICROSOFT CORP
COM
594918104
19891
575900
SH
Call
SOLE
none
575900
0
0
MICROSOFT CORP
COM
594918104
25574
740400
SH
Put
SOLE
none
740400
0
0
MICROSTRATEGY INC-CL A
COM
594972408
662
7614
SH
SOLE
none
7614
0
0
MOHAWK INDUSTRIES INC
COM
608190104
34820
309538
SH
SOLE
none
309538
0
0
MOLSON COORS BREWING CO
DEBT
60871RAA8
5031
5000000
PRN
SOLE
none
5000000
0
0
MORGAN STANLEY
COM
617446448
7719
316000
SH
Put
SOLE
none
316000
0
0
MORGAN STANLEY EAST EUROPE
FUND
616988101
536
33139
SH
SOLE
none
33139
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
11630
1442890
SH
SOLE
none
1442890
0
0
MOSYS INC
COM
619718109
834
207349
SH
SOLE
none
207349
0
0
MYLAN INC
DEBT
628530AJ6
23709
10000000
PRN
SOLE
none
10000000
0
0
NATL RETAIL PROPERTIES
DEBT
637417AC0
33157
24455000
PRN
SOLE
none
24455000
0
0
NAUTILUS MARINE ACQUISITION
WRT
Y6255E119
55
696915
SH
SOLE
none
696915
0
0
NETAPP INC
COM
64110D104
1696
44884
SH
SOLE
none
44884
0
0
NEUBERGER BERMAN HIGH YIELD
FUND
64128C106
1289
100567
SH
SOLE
none
100567
0
0
NEW ORIENTAL EDUCATIO-SP ADR
ADR
647581107
4524
204273
SH
SOLE
none
204273
0
0
NEW ORIENTAL EDUCATIO-SP ADR
ADR
647581107
3323
150000
SH
Put
SOLE
none
150000
0
0
NEW RESIDENTIAL INVESTMENT
REIT
64828T102
54681
8112823
SH
SOLE
none
8112823
0
0
NOBLE ENERGY INC
COM
655044105
13195
219779
SH
SOLE
none
219779
0
0
NQ MOBILE INC - ADR
ADR
64118U108
1178
145853
SH
SOLE
none
145853
0
0
NUVEEN MD PREMIUM INC MUNI
FUND
67061Q107
192
14350
SH
SOLE
none
14350
0
0
NUVEEN MUNI ADVANTAGE FUND
FUND
67062H106
186
13800
SH
SOLE
none
13800
0
0
NUVEEN QUALITY INCOME MUNI
FUND
670977107
228
16900
SH
SOLE
none
16900
0
0
NUVEEN SELECT QUALTY MUNI FD
FUND
670973106
349
25700
SH
SOLE
none
25700
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
6132
68700
SH
Call
SOLE
none
68700
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
5676
63600
SH
Put
SOLE
none
63600
0
0
OCEANEERING INTL INC
COM
675232102
6377
88315
SH
SOLE
none
88315
0
0
OCWEN FINANCIAL CORP
COM
675746309
151240
3669116
SH
SOLE
none
3669116
0
0
OFS CAPITAL CORP
COM
67103B100
1358
114098
SH
SOLE
none
114098
0
0
OMNICOM GROUP INC
DEBT
681919AV8
3444
3000000
PRN
SOLE
none
3000000
0
0
ORACLE CORP
COM
68389X105
4954
161302
SH
SOLE
none
161302
0
0
ORACLE CORP
COM
68389X105
9323
303600
SH
Call
SOLE
none
303600
0
0
ORACLE CORP
COM
68389X105
6772
220500
SH
Put
SOLE
none
220500
0
0
PARKERVISION INC
COM
701354102
228
50000
SH
SOLE
none
50000
0
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
2069
138856
SH
SOLE
none
138856
0
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
26820
1800000
SH
Put
SOLE
none
1800000
0
0
PEPSICO INC
COM
713448108
960
11734
SH
SOLE
none
11734
0
0
PEPSICO INC
COM
713448108
12473
152500
SH
Call
SOLE
none
152500
0
0
PEPSICO INC
COM
713448108
11474
140300
SH
Put
SOLE
none
140300
0
0
PERFORMANT FINANCIAL CORP
COM
71377E105
5586
482017
SH
SOLE
none
482017
0
0
PERICOM SEMICONDUCTOR CORP
COM
713831105
1780
250000
SH
SOLE
none
250000
0
0
PETROCHINA CO LTD -ADR
ADR
71646E100
4801
43378
SH
SOLE
none
43378
0
0
PFIZER INC
COM
717081103
70914
2531738
SH
SOLE
none
2531738
0
0
PFIZER INC
COM
717081103
21076
752400
SH
Call
SOLE
none
752400
0
0
PFIZER INC
COM
717081103
107699
3845000
SH
Put
SOLE
none
3845000
0
0
PGT INC
COM
69336V101
7886
909635
SH
SOLE
none
909635
0
0
PHH CORP
DEBT
693320AQ6
36062
20000000
PRN
SOLE
none
20000000
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
5260
60722
SH
SOLE
none
60722
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
7909
91300
SH
Call
SOLE
none
91300
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
7873
90900
SH
Put
SOLE
none
90900
0
0
PRICELINE.COM INC
COM
741503403
13932
16853
SH
SOLE
none
16853
0
0
PRIME ACQUISITION CORP
WRT
G72436127
68
181000
SH
SOLE
none
181000
0
0
PROCTER &; GAMBLE CO/THE
COM
742718109
5591
72625
SH
SOLE
none
72625
0
0
PROCTER &; GAMBLE CO/THE
COM
742718109
20941
272000
SH
Call
SOLE
none
272000
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
18886
245300
SH
Put
SOLE
none
245300
0
0
PROGRESSIVE CORP
COM
743315103
3597
141494
SH
SOLE
none
141494
0
0
PROSPECT CAPITAL CORP
COM
74348T102
2970
274978
SH
SOLE
none
274978
0
0
PROSPECT CAPITAL CORP
DEBT
74348TAC6
17072
15707000
PRN
SOLE
none
15707000
0
0
PROSPECT CAPITAL CORP
DEBT
74348TAK8
518
500000
PRN
SOLE
none
500000
0
0
PROSPECT GLOBAL RESOURCES IN
COM
74348X103
81
1003211
SH
SOLE
none
1003211
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
32602
446428
SH
SOLE
none
446428
0
0
PUBLIC STORAGE
REIT
74460D109
19657
128205
SH
SOLE
none
128205
0
0
PULTEGROUP INC
COM
745867101
1057
55735
SH
SOLE
none
55735
0
0
QIHOO 360 TECHNOLOGY CO-ADR
ADR
74734M109
738
15972
SH
SOLE
none
15972
0
0
QIWI PLC-SPONSORED ADR
ADR
74735M108
5068
218411
SH
SOLE
none
218411
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
540
19082
SH
SOLE
none
19082
0
0
QUALCOMM INC
COM
747525103
3755
61462
SH
SOLE
none
61462
0
0
QUALCOMM INC
COM
747525103
10935
179000
SH
Call
SOLE
none
179000
0
0
QUALCOMM INC
COM
747525103
8914
145900
SH
Put
SOLE
none
145900
0
0
QUICKSILVER RESOURCES INC
COM
74837R104
1532
911657
SH
SOLE
none
911657
0
0
RACKSPACE HOSTING INC
COM
750086100
1012
26697
SH
SOLE
none
26697
0
0
RAIT FINANCIAL TRUST
DEBT
749227AA2
16416
13184000
PRN
SOLE
none
13184000
0
0
RED HAT INC
COM
756577102
2823
59033
SH
SOLE
none
59033
0
0
REDWOOD TRUST INC
DEBT
758075AB1
57424
57700000
PRN
SOLE
none
57700000
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
4337
49974
SH
SOLE
none
49974
0
0
RESOLUTE ENERGY CORP
WRT
76116A116
7
19466
SH
SOLE
none
19466
0
0
RITE AID CORP
DEBT
767754BU7
1632
1150000
PRN
SOLE
none
1150000
0
0
RLI CORP
COM
749607107
495
6472
SH
SOLE
none
6472
0
0
ROYAL BANK OF CANADA
COM
780087102
1554
25361
SH
SOLE
none
25361
0
0
ROYAL BANK OF CANADA
COM
780087102
39508
644700
SH
Put
SOLE
none
644700
0
0
ROYCE FOCUS TRUST INC
FUND
78080N108
400
57342
SH
SOLE
none
57342
0
0
SAFEGUARD SCIENTIFICS IN
DEBT
786449AJ7
6635
6000000
PRN
SOLE
none
6000000
0
0
SANDISK CORP
COM
80004C101
41990
687237
SH
SOLE
none
687237
0
0
SCHLUMBERGER LTD
COM
806857108
27981
390454
SH
SOLE
none
390454
0
0
SCHLUMBERGER LTD
COM
806857108
7652
106800
SH
Call
SOLE
none
106800
0
0
SCHLUMBERGER LTD
COM
806857108
7602
106100
SH
Put
SOLE
none
106100
0
0
SCORPIO TANKERS INC
COM
Y7542C106
19894
2215324
SH
SOLE
none
2215324
0
0
SEI INVESTMENTS COMPANY
COM
784117103
18246
641811
SH
SOLE
none
641811
0
0
SIGMA-ALDRICH
COM
826552101
61047
759100
SH
Call
SOLE
none
759100
0
0
SILVER STANDARD RESOURCES
COM
82823L106
380
60000
SH
SOLE
none
60000
0
0
SINCLAIR BROADCAST GROUP -A
COM
829226109
433
14747
SH
SOLE
none
14747
0
0
SINOVAC BIOTECH LTD
COM
P8696W104
3326
846554
SH
SOLE
none
846554
0
0
SM ENERGY CO
COM
78454L100
7063
117757
SH
SOLE
none
117757
0
0
SOHU.COM INC
COM
83408W103
246
4000
SH
SOLE
none
4000
0
0
SOLAR CAPITAL LTD
COM
83413U100
6970
301879
SH
SOLE
none
301879
0
0
SONY CORP-SPONSORED ADR
ADR
835699307
3721
175640
SH
SOLE
none
175640
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
5797
158696
SH
SOLE
none
158696
0
0
SPDR GOLD TRUST
ETP
78463V107
3574
30000
SH
Call
SOLE
none
30000
0
0
SPDR GOLD TRUST
ETP
78463V107
3574
30000
SH
Put
SOLE
none
30000
0
0
SPDR S&P 500 ETF TRUST
ETP
78462F103
232609
1450000
SH
Call
SOLE
none
1450000
0
0
SPDR S&P 500 ETF TRUST
ETP
78462F103
785062
4893800
SH
Put
SOLE
none
4893800
0
0
SPRINT NEXTEL CORP
COM
852061100
60647
8639117
SH
SOLE
none
8639117
0
0
SPRINT NEXTEL CORP
COM
852061100
30768
4383000
SH
Call
SOLE
none
4383000
0
0
SS&C TECHNOLOGIES HOLDINGS
COM
78467J100
3018
91732
SH
SOLE
none
91732
0
0
ST JUDE MEDICAL INC
COM
790849103
1598
35021
SH
SOLE
none
35021
0
0
STEALTHGAS INC
COM
Y81669106
4387
398810
SH
SOLE
none
398810
0
0
STERLITE INDUSTRIES LTD
DEBT
859737AB4
23077
23700000
PRN
SOLE
none
23700000
0
0
STONE ENERGY CORP
COM
861642106
5242
237966
SH
SOLE
none
237966
0
0
SUNTECH POWER HLDGS CO
DEBT
86800CAE4
795
3000000
PRN
SOLE
none
3000000
0
0
SUNTRUST BANKS INC
COM
867914103
44795
1418868
SH
SOLE
none
1418868
0
0
SUPERIOR ENERGY SERVICES INC
COM
868157108
8052
310406
SH
SOLE
none
310406
0
0
TAKE-TWO INTERACTIVE SOFTWRE
COM
874054109
1412
94300
SH
SOLE
none
94300
0
0
TAL EDUCATION GROUP- ADR
ADR
874080104
578
55200
SH
SOLE
none
55200
0
0
TAMINCO CORP
COM
87509U106
5261
257999
SH
SOLE
none
257999
0
0
TARGET CORP
COM
87612E106
20656
300000
SH
Put
SOLE
none
300000
0
0
TD AMERITRADE HOLDING CORP
COM
87236Y108
33061
1361071
SH
SOLE
none
1361071
0
0
TESLA MOTORS INC
DEBT
88160RAA9
28076
25000000
PRN
SOLE
none
25000000
0
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
2557
363667
SH
SOLE
none
363667
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1044
12339
SH
SOLE
none
12339
0
0
THORATEC CORP
COM
885175307
1591
50802
SH
SOLE
none
50802
0
0
TIBCO SOFTWARE INC
COM
88632Q103
563
26308
SH
SOLE
none
26308
0
0
TITAN MACHINERY INC
COM
88830R101
1364
69500
SH
SOLE
none
69500
0
0
TORONTO-DOMINION BANK
COM
891160509
52802
625100
SH
Put
SOLE
none
625100
0
0
TOWERSTREAM CORP
COM
892000100
2191
859041
SH
SOLE
none
859041
0
0
TRINA SOLAR LTD
DEBT
89628EAA2
4945
5000000
PRN
SOLE
none
5000000
0
0
TRINA SOLAR LTD-SPON ADR
ADR
89628E104
307
51550
SH
SOLE
none
51550
0
0
TTM TECHNOLOGIES
COM
87305R109
776
92464
SH
SOLE
none
92464
0
0
TYSON FOODS INC
DEBT
902494AP8
30662
20000000
PRN
SOLE
none
20000000
0
0
UBIQUITI NETWORKS INC
COM
90347A100
2520
143698
SH
SOLE
none
143698
0
0
UNION PACIFIC CORP
COM
907818108
5647
36600
SH
Call
SOLE
none
36600
0
0
UNION PACIFIC CORP
COM
907818108
5647
36600
SH
Put
SOLE
none
36600
0
0
UNITED INSURANCE HOLDINGS CO
COM
910710102
1259
180229
SH
SOLE
none
180229
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
1436
16600
SH
Call
SOLE
none
16600
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
1116
12900
SH
Put
SOLE
none
12900
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8150
87700
SH
Call
SOLE
none
87700
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6263
67400
SH
Put
SOLE
none
67400
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3274
50000
SH
Call
SOLE
none
50000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3268
49900
SH
Put
SOLE
none
49900
0
0
UNIVERSAL BUSINESS PAYMENT S
COM
913384103
334
111234
SH
SOLE
none
111234
0
0
UNIVERSAL HEALTH SERVICES-B
COM
913903100
527
7866
SH
SOLE
none
7866
0
0
US AIRWAYS GROUP INC
COM
90341W108
14822
902700
SH
SOLE
none
902700
0
0
US AIRWAYS GROUP INC
COM
90341W108
13036
793900
SH
Call
SOLE
none
793900
0
0
US AIRWAYS GROUP INC
COM
90341W108
16464
1002700
SH
Put
SOLE
none
1002700
0
0
US BANCORP
COM
902973304
21928
606550
SH
SOLE
none
606550
0
0
US BANCORP
COM
902973304
11164
308800
SH
Call
SOLE
none
308800
0
0
US BANCORP
COM
902973304
3591
99300
SH
Put
SOLE
none
99300
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3351
66571
SH
SOLE
none
66571
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
14166
281400
SH
Call
SOLE
none
281400
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
13622
270600
SH
Put
SOLE
none
270600
0
0
VISA INC-CLASS A SHARES
COM
92826C839
5098
27900
SH
Call
SOLE
none
27900
0
0
VISA INC-CLASS A SHARES
COM
92826C839
5007
27400
SH
Put
SOLE
none
27400
0
0
VODAFONE GROUP PLC-SP ADR
ADR
92857W209
88146
3066500
SH
Call
SOLE
none
3066500
0
0
WAL-MART STORES INC
COM
931142103
5444
73080
SH
SOLE
none
73080
0
0
WAL-MART STORES INC
COM
931142103
18206
244400
SH
Call
SOLE
none
244400
0
0
WAL-MART STORES INC
COM
931142103
8417
113000
SH
Put
SOLE
none
113000
0
0
WALT DISNEY CO/THE
COM
254687106
11127
176200
SH
Call
SOLE
none
176200
0
0
WALT DISNEY CO/THE
COM
254687106
10282
162800
SH
Put
SOLE
none
162800
0
0
WALTER INVESTMENT MANAGEMENT
COM
93317W102
54043
1598486
SH
SOLE
none
1598486
0
0
WALTER INVESTMENT MGMT
DEBT
93317WAA0
31332
31138000
PRN
SOLE
none
31138000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
1105
19889
SH
SOLE
none
19889
0
0
WELLPOINT INC
COM
94973V107
1621
19798
SH
SOLE
none
19798
0
0
WELLS FARGO & CO
COM
949746101
22369
542000
SH
Call
SOLE
none
542000
0
0
WELLS FARGO & CO
COM
949746101
17186
416400
SH
Put
SOLE
none
416400
0
0
WESTERN ASSET HIGH INCOME OP
FUND
95766K109
2462
414458
SH
SOLE
none
414458
0
0
WESTERN ASSET HIGH YIELD DEF
FUND
95768B107
2639
149290
SH
SOLE
none
149290
0
0
WESTERN ASSET MANAGED HIGH Y
FUND
95766L107
791
135460
SH
SOLE
none
135460
0
0
WHITEWAVE FOODS CO-CL B
COM
966244204
4844
318615
SH
SOLE
none
318615
0
0
WUXI PHARMATECH CAYMAN-ADR
ADR
929352102
212
10100
SH
SOLE
none
10100
0
0
XILINX INC
DEBT
983919AF8
4309
3000000
PRN
SOLE
none
3000000
0
0
XUEDA EDUCATION GR-SPON ADR
ADR
98418W109
362
111467
SH
SOLE
none
111467
0
0
YINGLI GREEN ENERGY HOLD-ADR
ADR
98584B103
821
253505
SH
SOLE
none
253505
0
0
ZHONGPIN INC
COM
98952K107
571
42500
SH
Put
SOLE
none
42500
0
0
ZOETIS INC
COM
98978V103
30293
980665
SH
SOLE
none
980665
0
0
ZOETIS INC
COM
98978V103
20366
659300
SH
Call
SOLE
none
659300
0
0
ZOETIS INC
COM
98978V103
34183
1106600
SH
Put
SOLE
none
1106600
0
0
ZYNGA INC - CL A
COM
98986T108
1390
500000
SH
SOLE
none
500000
0
0