-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+BRgiwc4q53ZKVN2YtLfrI3Jd6ROswWLb8sqTfufRUBeYfL19C3c2T/3ujH69o0 OZl3oDVH4XE7RycBY8irlA== 0000018230-05-000022.txt : 20050104 0000018230-05-000022.hdr.sgml : 20050104 20050104104007 ACCESSION NUMBER: 0000018230-05-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050103 FILED AS OF DATE: 20050104 DATE AS OF CHANGE: 20050104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLER JOHN S CENTRAL INDEX KEY: 0001287966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05504418 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-03 0000018230 CATERPILLAR INC CAT 0001287966 HELLER JOHN S 100 N.E. ADAMS STREET PEORIA IL 61629-6415 0 1 0 0 Vice President Common 2005-01-03 4 M 0 2705 55.6875 A 9195 D Common 2005-01-03 4 S 0 2705 96.10 D 6490 D Employee Stock Option 55.6875 2005-01-03 4 M 0 2705 0 D 2008-06-09 Common 2705 0 D This amount includes 3973 shares in 401K. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. John S. Heller; L.J. Huxtable, POA 2005-01-04 -----END PRIVACY-ENHANCED MESSAGE-----