0001209191-16-136824.txt : 20160812 0001209191-16-136824.hdr.sgml : 20160812 20160812165442 ACCESSION NUMBER: 0001209191-16-136824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COTT CORP /CN/ CENTRAL INDEX KEY: 0000884713 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 000000000 FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 6525 VISCOUNT RD CITY: MISSISSAUGA STATE: A6 ZIP: 00000 BUSINESS PHONE: 9056721900 MAIL ADDRESS: STREET 1: 6525 VISCOUNT RD CITY: MISSISSAUGA STATE: A6 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOWDEN JEREMY S G CENTRAL INDEX KEY: 0001287961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31410 FILM NUMBER: 161828917 MAIL ADDRESS: STREET 1: 1021 EAST CARY STREET STREET 2: 22ND FL CITY: RICHMOND STATE: VA ZIP: 23219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-11 0 0000884713 COTT CORP /CN/ COT 0001287961 FOWDEN JEREMY S G 5519 W. IDLEWILD AVENUE TAMPA FL 33634 1 1 0 0 Chief Executive Officer Common Shares 2016-08-11 4 M 0 148515 6.58 A 892500 D Common Shares 2016-08-11 4 S 0 148515 17.0862 D 743985 D Stock Option (right to buy) 6.58 2016-08-11 4 M 0 148515 0.00 D 2022-02-20 Common Shares 148515 0 D This cashless exercise and sale of options was effected by the reporting person for U.K. and U.S. tax planning purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.17. The reporting person undertakes to provide to Cott, any security holder of Cott, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reporting person was awarded an option to purchase 148,515 common shares of Cott on February 21, 2012 under the 2010 Equity Incentive Plan. The option cliff vested on the last day of Cott's 2014 fiscal year. /s/ Marni Morgan Poe, Attorney-in-fact 2016-08-12