0001225208-17-011026.txt : 20170608
0001225208-17-011026.hdr.sgml : 20170608
20170608155712
ACCESSION NUMBER: 0001225208-17-011026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170608
DATE AS OF CHANGE: 20170608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE CORP
CENTRAL INDEX KEY: 0000350797
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042718215
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6174828260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WINTHROP H JR
CENTRAL INDEX KEY: 0001287807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08100
FILM NUMBER: 17900207
MAIL ADDRESS:
STREET 1: 255 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
doc4.xml
X0306
4
2017-06-07
0000350797
EATON VANCE CORP
EV
0001287807
SMITH WINTHROP H JR
TWO INTERNATIONAL PLACE
EATON VANCE
BOSTON
MA
02110
1
Eaton Vance Corp. Non-voting Common Stock
2017-06-07
4
M
0
6420.0000
24.4595
A
15420.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-06-07
4
M
0
3580.0000
27.4950
A
19000.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-06-07
4
S
0
10000.0000
48.0624
D
9000.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-06-08
4
M
0
5680.0000
28.2270
A
14680.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-06-08
4
M
0
4902.0000
28.6858
A
19582.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-06-08
4
M
0
1303.0000
27.4950
A
20885.0000
D
Eaton Vance Corp. Non-voting Common Stock
2017-06-08
4
S
0
11885.0000
48.0059
D
9000.0000
D
Option (right to buy)
24.4595
2017-06-07
4
M
0
6420.0000
0.0000
D
2011-11-01
2021-11-01
Eaton Vance Corp. Non-voting Common Stock
6420.0000
0.0000
D
Option (right to buy)
27.4950
2017-06-07
4
M
0
3580.0000
0.0000
D
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
3580.0000
1303.0000
D
Option (right to buy)
28.6858
2017-06-08
4
M
0
4902.0000
0.0000
D
2010-11-01
2020-11-01
Eaton Vance Corp. Non-voting Common Stock
4902.0000
0.0000
D
Option (right to buy)
28.2270
2017-06-08
4
M
0
5680.0000
0.0000
D
2012-11-01
2022-11-01
Eaton Vance Corp. Non-voting Common Stock
5680.0000
0.0000
D
Option (right to buy)
27.4950
2017-06-08
4
M
0
1303.0000
0.0000
D
2009-11-02
2019-11-02
Eaton Vance Corp. Non-voting Common Stock
1303.0000
0.0000
D
Option (right to buy)
34.8400
2016-11-01
2026-11-01
Eaton Vance Corp. Non-voting Common Stock
11777.0000
11777.0000
D
Option (right to buy)
36.7100
2014-11-03
2024-11-03
Eaton Vance Corp. Non-voting Common Stock
5737.0000
5737.0000
D
Option (right to buy)
36.7600
2015-11-02
2025-11-02
Eaton Vance Corp. Non-voting Common Stock
7451.0000
7451.0000
D
Option (right to buy)
41.9000
2013-11-01
2023-11-01
Eaton Vance Corp. Non-voting Common Stock
4045.0000
4045.0000
D
Option (right to buy)
47.2305
2007-11-01
2017-11-01
Eaton Vance Corp. Non-voting Common Stock
6865.0000
6865.0000
D
Phantom Stock
0.0000
2018-11-01
2018-11-01
Eaton Vance Corp. Non-voting Common Stock
2036.0000
2036.0000
D
Phantom Stock
0.0000
2017-11-02
2017-11-02
Eaton Vance Corp. Non-voting Common Stock
1567.0000
1567.0000
D
Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination.
Diane M. Tracey, Attorney-in-fact
2017-06-08