0001287618-24-000001.txt : 20240123 0001287618-24-000001.hdr.sgml : 20240123 20240123171919 ACCESSION NUMBER: 0001287618-24-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240123 DATE AS OF CHANGE: 20240123 EFFECTIVENESS DATE: 20240123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001287618 ORGANIZATION NAME: IRS NUMBER: 223675264 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10881 FILM NUMBER: 24553528 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095141899 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001287618 XXXXXXXX 12-31-2023 12-31-2023 DUMONT & BLAKE INVESTMENT ADVISORS LLC
731 ALEXANDER ROAD SUITE 301 PRINCETON NJ 08540
13F HOLDINGS REPORT 028-10881 000109318 N
Stacy Goldstein Vice President 609-514-1899 Stacy Goldstein Princeton NJ 01-23-2024 0 202 323277 false
INFORMATION TABLE 2 inftable.xml 3M Co COM 88579y101 782 7151 SH SOLE 6465 0 686 A O Smith Corp COM 831865209 246 2985 SH SOLE 2855 0 130 AMN Healthcare Services Inc COM 001744101 831 11104 SH SOLE 10709 0 395 AT&T Inc COM 00206R102 168 10001 SH SOLE 9500 0 501 AbbVie Inc COM 00287y109 2494 16092 SH SOLE 15506 0 586 Abbott Laboratories COM 002824100 1270 11541 SH SOLE 11132 0 409 Acco Brands Corp COM 00081T108 154 25353 SH SOLE 23653 0 1700 Air Products & Chemicals Inc COM 009158106 301 1098 SH SOLE 1098 0 0 Alphabet Inc Cl A COM 02079K305 3493 25008 SH SOLE 23209 0 1799 Alphabet Inc Cl C COM 02079K107 3148 22340 SH SOLE 20590 0 1750 Amazon.com Inc COM 023135106 3655 24054 SH SOLE 23029 0 1025 Amgen Inc COM 031162100 2572 8930 SH SOLE 8424 0 506 Analog Devices Inc COM 032654105 267 1345 SH SOLE 1299 0 46 Apple Inc COM 037833100 13659 70946 SH SOLE 67436 0 3510 Archer Daniels Midland Co COM 039483102 368 5100 SH SOLE 4950 0 150 Bank Ozk COM 06417n103 283 5685 SH SOLE 5435 0 250 Bank of New York Mellon Corp COM 064058100 285 5468 SH SOLE 5163 0 305 Best Buy Co Inc COM 086516101 236 3010 SH SOLE 2893 0 117 BlackRock Inc COM 09247x101 2932 3612 SH SOLE 3347 0 265 Boeing Co COM 097023105 1104 4234 SH SOLE 4089 0 145 Bristol-Myers Squibb Co COM 110122108 288 5610 SH SOLE 5465 0 145 CH Robinson Worldwide Inc COM 12541w209 784 9078 SH SOLE 8323 0 755 CVS Health Corp COM 126650100 969 12275 SH SOLE 11330 0 945 Campbell Soup Co COM 134429109 234 5406 SH SOLE 5346 0 60 Capital One Financial Corp COM 14040h105 1509 11506 SH SOLE 10654 0 852 Carrier Global Corp COM 14448c104 314 5471 SH SOLE 4981 0 490 Caterpillar Inc COM 149123101 1035 3499 SH SOLE 3254 0 245 Celanese Corp - Series A COM 150870103 291 1873 SH SOLE 1799 0 74 Charles River Laboratories COM 159864107 1029 4353 SH SOLE 4193 0 160 Charles Schwab Corp COM 808513105 762 11069 SH SOLE 10144 0 925 Chevron Corp COM 166764100 1467 9832 SH SOLE 9402 0 430 Cigna Corp COM 125523100 1511 5046 SH SOLE 4742 0 304 Cisco Systems Inc COM 17275R102 1968 38946 SH SOLE 35673 0 3273 Citigroup Inc COM 172967424 399 7750 SH SOLE 7425 0 325 Comcast Corp COM 20030n101 1226 27962 SH SOLE 25652 0 2310 Communication Services Sector COM 81369y852 2283 31414 SH SOLE 30019 0 1395 Community Trust Bancorp Inc COM 204149108 295 6735 SH SOLE 6510 0 225 Competitive Companies Inc COM 204510101 0 700000 SH SOLE 700000 0 0 ConocoPhillips COM 20825c104 1177 10137 SH SOLE 9375 0 762 Consolidated Edison Inc COM 209115104 340 3735 SH SOLE 3620 0 115 Consumer Discr Select Sector S COM 81369y407 599 3348 SH SOLE 3348 0 0 Corning Inc COM 219350105 1161 38136 SH SOLE 35430 0 2706 Crown Castle Intl Corp COM 22822v101 639 5548 SH SOLE 5128 0 420 Cummins Inc COM 231021106 330 1379 SH SOLE 1329 0 50 DaVita Inc COM 23918k108 851 8120 SH SOLE 7430 0 690 Darden Restaurants Inc COM 237194105 298 1814 SH SOLE 1764 0 50 Devon Energy Corporation COM 25179m103 1186 26189 SH SOLE 24159 0 2030 Dow Inc COM 260557103 282 5140 SH SOLE 4969 0 171 Eaton Corp PLC COM G29183103 530 2199 SH SOLE 2199 0 0 Energy Select Sector SPDR ETF COM 81369y506 3002 35808 SH SOLE 34516 0 1292 Enterprise Prods Partners LP COM 293792107 211 8001 SH SOLE 8001 0 0 Exxon Mobil Corp COM 30231g102 1877 18778 SH SOLE 17784 0 994 FactSet Research Systems Inc COM 303075105 350 733 SH SOLE 733 0 0 FedEx Corp COM 31428x106 1260 4982 SH SOLE 4527 0 455 First Trust Dow Jones Internet COM 33733E302 1475 7907 SH SOLE 7269 0 638 General Mills Inc COM 370334104 1193 18315 SH SOLE 17350 0 965 General Motors Co COM 37045v100 769 21412 SH SOLE 19487 0 1925 Gentex Corp COM 371901109 766 23450 SH SOLE 22410 0 1040 Geopharma Inc COM 37250a106 0 40000 SH SOLE 40000 0 0 Global X US Infrastructure Dev COM 37954y673 1087 31548 SH SOLE 29508 0 2040 Goldman Sachs Group Inc COM 38141G104 862 2234 SH SOLE 2144 0 90 Hewlett Packard Enterprise COM 42824C109 214 12576 SH SOLE 11591 0 985 Home Depot Inc COM 437076102 348 1005 SH SOLE 984 0 21 Huntsman Corp COM 447011107 762 30312 SH SOLE 27732 0 2580 Hyster-Yale Materials Handling COM 449172105 263 4225 SH SOLE 3919 0 306 Illinois Tool Works Inc COM 452308109 1370 5231 SH SOLE 4891 0 340 Industrial Select Sector SPDR COM 81369y704 422 3700 SH SOLE 3600 0 100 Intel Corp COM 458140100 1090 21698 SH SOLE 20582 0 1116 International Business Machine COM 459200101 1545 9445 SH SOLE 8720 0 725 Invesco Dynamic Pharmaceutical COM 46137V662 1504 19765 SH SOLE 18505 0 1260 Invesco KBW Bank ETF COM 46138e628 586 11910 SH SOLE 11210 0 700 Invesco S&P 500 Eq Weight Finc COM 46137v340 771 13161 SH SOLE 12296 0 865 Iovance Biotherapeutics Inc COM 462260100 93 11500 SH SOLE 11500 0 0 Iron Mountain Inc COM 46284v101 2119 30279 SH SOLE 28694 0 1585 JP Morgan Chase & Co COM 46625h100 3042 17881 SH SOLE 16869 0 1012 JetBlue Airways Corp COM 477143101 111 20000 SH SOLE 20000 0 0 Johnson & Johnson COM 478160104 2520 16080 SH SOLE 15120 0 960 L3 Harris Technologies Inc COM 502431109 242 1150 SH SOLE 1150 0 0 Lockheed Martin Corp COM 539830109 284 627 SH SOLE 601 0 26 Lowe's Cos Inc COM 548661107 1488 6684 SH SOLE 6112 0 572 ManpowerGroup Inc COM 56418H100 233 2933 SH SOLE 2807 0 126 Marsh & McLennan Cos Inc COM 571748102 1854 9787 SH SOLE 9157 0 630 Materials Select Sector SPDR E COM 81369y100 2655 31037 SH SOLE 29622 0 1415 McDonald's Corp COM 580135101 423 1427 SH SOLE 1427 0 0 Medtronic PLC COM G5960L103 939 11395 SH SOLE 10510 0 885 Merck & Co Inc COM 58933y105 430 3947 SH SOLE 3780 0 167 MetLife Inc COM 59156r108 2027 30650 SH SOLE 27991 0 2659 Meta Platforms Inc COM 30303m102 1503 4245 SH SOLE 3920 0 325 Microchip Technology Inc COM 595017104 222 2458 SH SOLE 2353 0 105 Microsoft Corp COM 594918104 12000 31912 SH SOLE 29129 0 2783 NXP Semiconductors NV COM N6596X109 857 3732 SH SOLE 3637 0 95 Nike Inc COM 654106103 825 7602 SH SOLE 6917 0 685 Northern Trust Corp COM 665859104 279 3305 SH SOLE 3185 0 120 Nvidia Corp COM 67066g104 663 1338 SH SOLE 1338 0 0 Occidental Petroleum Corp COM 674599105 397 6642 SH SOLE 6174 0 468 Old Republic Intl Corp COM 680223104 1667 56714 SH SOLE 52295 0 4419 Omnicom Group COM 681919106 228 2631 SH SOLE 2491 0 140 Oracle Corp COM 68389X105 1286 12194 SH SOLE 11237 0 957 Otis Worldwide Corp COM 68902v107 704 7872 SH SOLE 7228 0 644 PNC Financial Services Group I COM 693475105 1224 7905 SH SOLE 7460 0 445 Paypal Holdings Inc COM 70450y103 480 7820 SH SOLE 7085 0 735 Pepsico Inc COM 713448108 2207 12997 SH SOLE 12727 0 270 Pfizer Inc COM 717081103 478 16617 SH SOLE 15984 0 633 Phillips 66 COM 718546104 211 1582 SH SOLE 1516 0 66 Physicians Realty Trust COM 71943U104 413 31040 SH SOLE 28410 0 2630 Procter & Gamble Co COM 742718109 1646 11233 SH SOLE 10397 0 836 PureFunds ISE Cyber Security E COM 26924G201 748 12376 SH SOLE 11266 0 1110 Qualcomm Inc COM 747525103 1089 7529 SH SOLE 7227 0 302 Ralph Lauren Corp COM 751212101 207 1436 SH SOLE 1380 0 56 Raytheon Technologies COM 75513e101 1324 15739 SH SOLE 14404 0 1335 Royal Caribbean Cruises COM V7780T103 626 4833 SH SOLE 4553 0 280 S&P Global Inc COM 78409v104 316 717 SH SOLE 717 0 0 Schlumberger Ltd COM 806857108 1060 20360 SH SOLE 18545 0 1815 Seagate Technology PLC COM g7997r103 895 10479 SH SOLE 9623 0 856 Skyworks Solutions Inc COM 83088m102 1024 9113 SH SOLE 8458 0 655 Snap-On Inc COM 833034101 202 700 SH SOLE 642 0 58 Sonoco Products Co COM 835495102 264 4726 SH SOLE 4543 0 183 Stanley Black & Decker Inc COM 854502101 676 6889 SH SOLE 6309 0 580 Starbucks Corp COM 855244109 1049 10930 SH SOLE 10055 0 875 Stryker Corp COM 863667101 1272 4247 SH SOLE 4092 0 155 Synchrony Financial COM 87165b103 1707 44693 SH SOLE 40908 0 3785 Sysco Corp COM 871829107 1181 16144 SH SOLE 15339 0 805 Tapestry Inc COM 876030107 626 17011 SH SOLE 15435 0 1576 Target Corp COM 87612E106 1207 8476 SH SOLE 7901 0 575 Technology Select Sector SPDR COM 81369y803 2370 12314 SH SOLE 11599 0 715 Texas Instruments Inc COM 882508104 1365 8006 SH SOLE 7606 0 400 Thermo Fisher Scientific Inc COM 883556102 1286 2423 SH SOLE 2219 0 204 United Parcel Service Inc COM 911312106 305 1943 SH SOLE 1890 0 53 United Rentals Inc COM 911363109 2341 4083 SH SOLE 3833 0 250 Unum Group COM 91529y106 589 13030 SH SOLE 12143 0 887 Unum Group COM 91529y106 5 100 SH Put SOLE 0 0 100 Utilities Select Sector SPDR E COM 81369y886 669 10556 SH SOLE 9636 0 920 Valero Energy Corp COM 91913Y100 225 1732 SH SOLE 1620 0 112 VanEck Semiconductor COM 92189f676 1118 6396 SH SOLE 6056 0 340 Vanguard Telecommunication Ser COM 92204a884 2515 21366 SH SOLE 19549 0 1817 Vanguard Utilities ETF COM 92204a876 1783 13005 SH SOLE 12013 0 992 Vectors Oil Services ETF COM 92189h607 782 2526 SH SOLE 2346 0 180 Veeco Instruments Inc COM 922417100 386 12450 SH SOLE 11300 0 1150 Verizon Communications Inc COM 92343V104 471 12501 SH SOLE 11441 0 1060 Visa Inc COM 92826c839 1631 6263 SH SOLE 5848 0 415 Vista Gold Corp COM 927926303 14 30000 SH SOLE 30000 0 0 Wal-Mart Stores Inc COM 931142103 2371 15041 SH SOLE 13986 0 1055 Walgreens Boots Alliance Inc COM 931427108 231 8843 SH SOLE 8283 0 560 Walt Disney Co COM 254687106 1100 12184 SH SOLE 11199 0 985 Waste Management Inc COM 94106l109 346 1931 SH SOLE 1931 0 0 Wells Fargo & Co COM 949746101 531 10785 SH SOLE 10485 0 300 Whirlpool Corp COM 963320106 703 5770 SH SOLE 5377 0 393 iShares Goldman Sachs Nat Res COM 464287374 333 8186 SH SOLE 8186 0 0 iShares US Aerospace & Defense COM 464288760 1402 11073 SH SOLE 10398 0 675 iShares US Healthcare Provider COM 464288828 873 3326 SH SOLE 3056 0 270 Goldman Sachs ActiveBeta U.S. ETF 381430503 533 5686 SH SOLE 5686 0 0 SPDR Portfolio S&P 500 High Di ETF 78468r788 1088 27769 SH SOLE 27769 0 0 Schwab U.S. Large-Cap Growth E ETF 808524300 247 2982 SH SOLE 2982 0 0 VanEck Morningstar Wide Moat E ETF 92189f643 1074 12658 SH SOLE 12658 0 0 iShares S&P 500 Growth ETF 464287309 4266 56803 SH SOLE 52808 0 3995 iShares S&P 500 Value Index ETF 464287408 1768 10167 SH SOLE 9532 0 635 iShares S&P Midcap 400 Growth ETF 464287606 2490 31436 SH SOLE 29461 0 1975 iShares S&P Midcap 400/BARRA V ETF 464287705 2026 17767 SH SOLE 16732 0 1035 iShares S&P Smallcap 600/BARRA ETF 464287887 4570 36521 SH SOLE 33851 0 2670 BNY Mellon Midcap Index Fund IND 05588m209 2781 98735 SH SOLE 89819 0 8917 BNY Mellon Small Cap Stock Ind IND 09661l401 401 15487 SH SOLE 14844 0 644 Fidelity 500 Index IND 315911750 378 2286 SH SOLE 2266 0 20 Invesco QQQ Trust Series 1 IND 46090E103 15820 38631 SH SOLE 36545 0 2086 Invesco S&P 500 Equal Weight E IND 46137v357 15470 98036 SH SOLE 92445 0 5591 SPDR Dow Jones Industrial Avg IND 78467x109 610 1619 SH SOLE 1522 0 97 SPDR S&P 500 ETF Trust IND 78462F103 29171 61372 SH SOLE 57861 0 3511 SPDR S&P MidCap 400 ETF Trust IND 78467y107 10524 20743 SH SOLE 19658 0 1085 Schwab S&P 500 Index Fund IND 808509855 7176 98172 SH SOLE 88456 0 9716 Schwab Small-Cap Index Fund IND 808509848 2431 74792 SH SOLE 67462 0 7331 Schwab US Mid-Cap Index IND 80850L726 498 8427 SH SOLE 7832 0 595 iShares Russell 2000 Index Fun IND 464287655 6590 32834 SH SOLE 31022 0 1812 iShares Russell Microcap Index IND 464288869 4780 41192 SH SOLE 38534 0 2658 iShares S&P 500 Index Fund IND 464287200 278 582 SH SOLE 582 0 0 iShares S&P Midcap 400 IND 464287507 265 957 SH SOLE 857 0 100 iShares MSCI EAFE Index ETF 464287465 3481 46199 SH SOLE 43421 0 2778 iShares MSCI Mexico Capped Inv ETF 464286822 749 11034 SH SOLE 10254 0 780 Airtech Inlt Group Reg Revoked COM 00950F205 0 350000 SH SOLE 350000 0 0 Amarin Corporation PLC - ADR COM 023111206 20 23000 SH SOLE 23000 0 0 Bristol-Myers Squibb Co COM 110122108 205 4000 SH SOLE 4000 0 0 Chicago Atlantic Real Estate COM 167239102 181 11217 SH SOLE 11217 0 0 Futuris Company COM 36118q105 3 77000 SH SOLE 77000 0 0 Humbl Inc COM 44501q104 0 20000 SH SOLE 20000 0 0 Kona Gold Beverage Inc COM 50049K103 0 10000 SH SOLE 10000 0 0 Tesla Motors Inc COM 88160r101 875 3522 SH SOLE 3462 0 60 SPDR Blackstone Senior Loan ET ETF 78467v608 921 21958 SH SOLE 21958 0 0 iShares IBOXX $ Investment Gra ETF 464287242 256 2309 SH SOLE 2309 0 0 Annaly Capital Management Inc CEF 035710839 670 34567 SH SOLE 31288 0 3279 BNY Mellon High Yield Strategi CEF 09660l105 45 19585 SH SOLE 19585 0 0 Barings Corporate Investors CEF 06759x107 866 46990 SH SOLE 39665 0 7325 BlackRock MuniHoldings CEF 09254X101 116 10181 SH SOLE 10181 0 0 Calamos Convertible & High Inc CEF 12811p108 2701 235483 SH SOLE 217228 0 18255 Calamos Convertible Opp & Inc CEF 128117108 325 31370 SH SOLE 31370 0 0 Fidelity New Markets Income CEF 315910836 584 47031 SH SOLE 41195 0 5836 Invesco CEF Income Composite CEF 46138E404 2475 137800 SH SOLE 125853 0 11947 SPDR Barclays Short-Term High CEF 78468r408 2043 81275 SH SOLE 74348 0 6927 iShares IBOXX H/Y Corp Bond CEF 464288513 210 2710 SH SOLE 2710 0 0 iShares S&P Preferred Stock In CEF 464288687 2697 86465 SH SOLE 79748 0 6717 Alerian MLP ETF ETF 00162q452 619 14564 SH SOLE 12340 0 2224 SPDR S&P Dividend ETF ETF 78464a763 3322 26585 SH SOLE 24402 0 2183 SPDR S&P Intl Dividend ETF ETF 78463x772 836 23528 SH SOLE 19827 0 3701 Vanguard High Dividend Yield E ETF 921946406 5250 47027 SH SOLE 42315 0 4712 iShares DJ Select Dividend Ind ETF 464287168 7892 67326 SH SOLE 60594 0 6732