0001567619-20-005907.txt : 20200309 0001567619-20-005907.hdr.sgml : 20200309 20200309161249 ACCESSION NUMBER: 0001567619-20-005907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janik James L CENTRAL INDEX KEY: 0001489527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 20698104 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 4 1 doc1.xml FORM 4 X0306 4 2020-03-06 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489527 Janik James L C/O DOUGLAS DYNAMICS, INC. 7777 NORTH 73RD STREET MILWAUKEE WI 53223 1 1 0 0 Executive Chairman Common Stock 2020-03-06 4 S 0 6483 39.8511 D 136519 D Common Stock 8235.7911 I By 401(k) Plan The price in Column 4 is a weighted average price. The prices actually received ranged from $39.25 to $40.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. /s/ Jon J. Sisulak, Attorney-in-Fact for James L. Janik 2020-03-09