0001567619-19-007074.txt : 20190318 0001567619-19-007074.hdr.sgml : 20190318 20190318161149 ACCESSION NUMBER: 0001567619-19-007074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEJANA ANDREW CENTRAL INDEX KEY: 0001732088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 19688333 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 4 1 doc1.xml FORM 4 X0306 4 2019-03-15 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001732088 DEJANA ANDREW C/O DOUGLAS DYNAMICS, INC. 7777 NORTH 73RD STREET MILWAUKEE WI 53223 0 1 0 0 * See Remarks below Common Stock 2019-03-15 4 P 0 6500 38.13 A 10630 D The Company has collected from the reporting person the profits owed by him under Section 16(b) for the short-swing liability incurred in connection with this transaction. The price in Column 4 is a weighted average price. The prices actually received ranged from $38.07 to $38.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. * President, Dejana Truck & Utility Equipment Company /s/ Jon J. Sisulak, Attorney-in-Fact for Andrew Dejana 2019-03-18