0001140361-18-012459.txt : 20180307
0001140361-18-012459.hdr.sgml : 20180307
20180307160920
ACCESSION NUMBER: 0001140361-18-012459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Janik James L
CENTRAL INDEX KEY: 0001489527
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 18673444
MAIL ADDRESS:
STREET 1: C/O DOUGLAS DYNAMICS, INC.
STREET 2: 7777 NORTH 73RD STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
4
1
doc1.xml
FORM 4
X0306
4
2018-03-06
0
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0001489527
Janik James L
C/O DOUGLAS DYNAMICS, INC.
7777 NORTH 73RD STREET
MILWAUKEE
WI
53223
1
1
0
0
Chairman, President and CEO
Common Stock
2018-03-06
4
A
0
21667
0
A
284615
D
Common Stock
2018-03-06
4
S
0
18085
43.4855
D
266530
D
Common Stock
7834.3571
I
By 401(k) Plan
Includes 14,444 shares that will vest in two equal annual installments beginning on March 6, 2019.
The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
/s/ Jon J. Sisulak, Attorney-in-Fact for James L. Janik
2018-03-07