0001140361-17-010751.txt : 20170306 0001140361-17-010751.hdr.sgml : 20170306 20170306173315 ACCESSION NUMBER: 0001140361-17-010751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adamson Mark CENTRAL INDEX KEY: 0001489479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 17668972 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 4 1 doc1.xml FORM 4 X0306 4 2017-03-02 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489479 Adamson Mark C/O DOUGLAS DYNAMICS, INC. 7777 NORTH 73RD STREET MILWAUKEE WI 53223 0 1 0 0 SVP, Sales and Marketing Common Stock 2017-03-02 4 A 0 11450 0 A 68647 D Common Stock 2017-03-06 4 S 0 5178 32.4616 D 63469 D Includes 2,415 shares that will vest in three equal annual installments and 6,022 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $32.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. /s/ Jon J. Sisulak, Attorney-in-Fact for Mark Adamson 2017-03-06