0001140361-15-030737.txt : 20150810 0001140361-15-030737.hdr.sgml : 20150810 20150810162916 ACCESSION NUMBER: 0001140361-15-030737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150806 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adamson Mark CENTRAL INDEX KEY: 0001489479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 151041105 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 4 1 doc1.xml FORM 4 X0306 4 2015-08-06 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489479 Adamson Mark C/O DOUGLAS DYNAMICS, INC. 7777 NORTH 73RD STREET MILWAUKEE WI 53223 0 1 0 0 SVP, Sales and Marketing Common Stock 2015-08-06 4 M 0 26350 4.21 A 70308 D Common Stock 2015-08-06 4 S 0 19000 22.6333 D 51308 D Employee Stock option (right to buy) 4.21 2015-08-06 4 M 0 26350 0 D 2017-08-27 Common Stock 26350 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $22.49 to $22.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The option became fully exercisable on an accelerated basis on May 20, 2011. /s/ Jon J. Sisulak, Attorney-in-Fact for Mark Adamson 2015-08-10