0001140361-15-018289.txt : 20150507 0001140361-15-018289.hdr.sgml : 20150507 20150507173852 ACCESSION NUMBER: 0001140361-15-018289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150506 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adamson Mark CENTRAL INDEX KEY: 0001489479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 15843246 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 4 1 doc1.xml FORM 4 X0306 4 2015-05-06 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489479 Adamson Mark C/O DOUGLAS DYNAMICS, INC. 7777 NORTH 73RD STREET MILWAUKEE WI 53223 0 1 0 0 SVP, Sales and Marketing Common Stock 2015-05-06 4 S 0 169 21.30 D 43958 D Employee Stock option (right to buy) 4.21 2017-08-27 Common Stock 26350 26350 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The option became fully exercisable on an accelerated basis on May 20, 2011. /s/ Jon J. Sisulak, Attorney-in-Fact for Mark Adamson 2015-05-07