0000897069-24-000677.txt : 20240313 0000897069-24-000677.hdr.sgml : 20240313 20240313164848 ACCESSION NUMBER: 0000897069-24-000677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240311 FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCormick Robert L CENTRAL INDEX KEY: 0001489528 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 24746651 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 W. PARK PLACE SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 11270 W. PARK PLACE SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53224 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 4 1 form4.xml X0508 4 2024-03-11 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489528 McCormick Robert L C/O DOUGLAS DYNAMICS, INC. 11270 W. PARK PLACE, SUITE 300 MILWAUKEE WI 53224 true President and CEO true Common Stock 2024-03-11 4 A 0 41308 0 A 106249 D Common Stock 2024-03-11 4 S 0 14417 24.7309 D 91832 D Common Stock 131034 I By Robert L. McCormick Revocable Trust Common Stock 3624.1664 I By 401(k) Plan Includes 41,308 shares that will vest in three annual installments beginning on March 6, 2025. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022. The price in Column 4 is a weighted average price. The prices actually received ranged from $24.6900 to $24.9900. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. /s/ Jon J. Sisulak, Attorney-in-Fact for Robert L. McCormick 2024-03-13