0000897069-23-000429.txt : 20230510
0000897069-23-000429.hdr.sgml : 20230510
20230510165000
ACCESSION NUMBER: 0000897069-23-000429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230508
FILED AS OF DATE: 20230510
DATE AS OF CHANGE: 20230510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Janik James L
CENTRAL INDEX KEY: 0001489527
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 23907349
MAIL ADDRESS:
STREET 1: C/O DOUGLAS DYNAMICS, INC.
STREET 2: 7777 NORTH 73RD STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 W. PARK PLACE SUITE 300
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 11270 W. PARK PLACE SUITE 300
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
4
1
form4.xml
X0407
4
2023-05-08
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0001489527
Janik James L
C/O DOUGLAS DYNAMICS, INC.
11270 W. PARK PLACE, SUITE 300
MILWAUKEE
WI
53224
true
false
Common Stock
2023-05-08
4
P
0
506
26.9217
A
111368
I
James L. and Susan S. Janik Revocable Trust
Common Stock
2023-05-09
4
P
0
2565
26.99
A
113933
I
James L. and Susan S. Janik Revocable Trust
Common Stock
2023-05-10
4
P
0
6929
26.99
A
120862
I
James L. and Susan S. Janik Revocable Trust
Common Stock
9880
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.905 to $26.930. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The amount of securities beneficially owned following the reported transaction reflects the reporting person's indirect ownership of the reported number of shares through the James L. and Susan S. Janik Revocable Trust, as well as a reconciling adjustment of one share and a fraction. The shares held through the trust were transferred from direct ownership by the reporting person to the trust in exempt transactions.
/s/ Jon J. Sisulak, Attorney-in-Fact for James L. Janik
2023-05-10