0001287032-23-000168.txt : 20230516
0001287032-23-000168.hdr.sgml : 20230516
20230516190427
ACCESSION NUMBER: 0001287032-23-000168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230511
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 23929249
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 42TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
wf-form4_168427825359430.xml
FORM 4
X0407
4
2023-05-11
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
700 S ROSEMARY AVE SUITE 204
WEST PALM BEACH
FL
33401
1
1
1
0
CHIEF EXECUTIVE OFFICER
0
COMMON STOCK
2022-12-29
5
G
0
E
7512116.034
0
D
72468491.147
D
COMMON STOCK
2023-05-11
4
P
0
100000
6.28
A
72599542.308
D
COMMON STOCK
2023-05-12
4
P
0
100000
6.09
A
72699542.308
D
COMMON STOCK
269266.781
I
By Spouse
This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.
/s/ John F. Barry III
2023-05-16