0001287032-23-000168.txt : 20230516 0001287032-23-000168.hdr.sgml : 20230516 20230516190427 ACCESSION NUMBER: 0001287032-23-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230511 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 23929249 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 wf-form4_168427825359430.xml FORM 4 X0407 4 2023-05-11 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 700 S ROSEMARY AVE SUITE 204 WEST PALM BEACH FL 33401 1 1 1 0 CHIEF EXECUTIVE OFFICER 0 COMMON STOCK 2022-12-29 5 G 0 E 7512116.034 0 D 72468491.147 D COMMON STOCK 2023-05-11 4 P 0 100000 6.28 A 72599542.308 D COMMON STOCK 2023-05-12 4 P 0 100000 6.09 A 72699542.308 D COMMON STOCK 269266.781 I By Spouse This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation. /s/ John F. Barry III 2023-05-16