0001287032-19-000389.txt : 20191120 0001287032-19-000389.hdr.sgml : 20191120 20191120160929 ACCESSION NUMBER: 0001287032-19-000389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191108 FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gremp William CENTRAL INDEX KEY: 0001372311 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 191234360 MAIL ADDRESS: STREET 1: 10 E. 40TH ST, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 wf-form4_157428415363434.xml FORM 4 X0306 4 2019-11-08 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001372311 Gremp William 10 EAST 40TH STREET, 44TH FLOOR NEW YORK NY 10016 1 0 0 0 COMMON STOCK 2019-11-08 4 P 0 5000 6.4465 A 21512.0726 D COMMON STOCK 2019-11-08 4 P 0 5000 6.4599 A 26512.0726 D William J Gremp 2019-11-20